8-K item 3.01

Exchange deficiency notices

Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.

Open notices by deadline 5

CompanyRuleNoticeCure byFiling
Singularity Future TechnologySGLYfloat $4.6MStock under $1Nasdaq rule 5550(a)(2)Nov 19, 2025Nov 16, 20268-K item 3.01
Soar AISOARfloat $4.6MStockholders' equity too lowNYSE American rule 1003(a)(i)Jun 3, 2026Dec 17, 20268-K item 3.01
Quanome TechnologiesQNMEfloat $30.6MStock under $1Nasdaq rule 5550(a)(2)Jul 10, 2026 (8-K filed)Jan 4, 20278-K item 3.01
Odyssey Marine ExplorationOMEXfloat $38.3MStock under $1Nasdaq rule 5550(a)(2)Jul 24, 2026 (8-K filed)Jan 19, 20278-K item 3.01
Eureka AcquisitionEURKListing ruleNasdaq rule 5450(a)(4)Oct 26, 2026Jan 31, 20278-K item 3.01

Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.

Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens