8-K item 3.01

Exchange deficiency notices

Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.

Open notices by deadline 13

CompanyRuleNoticeCure byFiling
SkinHealth SystemsSKINfloat $158MStock under $1Nasdaq rule 5550(a)(2)May 12, 2026 (8-K filed)Nov 4, 20268-K item 3.01
Envoy MedicalCOCHfloat $12.7MStock under $1Nasdaq rule 5550(a)(2)May 19, 2026Nov 16, 20268-K item 3.01
Vivos TherapeuticsVVOSfloat $22.9MStock under $1Nasdaq rule 5550(a)(2)Jun 5, 2026Dec 2, 20268-K item 3.01
Adagio Medical HoldingsADGMStock under $1Nasdaq rule 5550(a)(2)Jun 12, 2026Dec 9, 20268-K item 3.01
CytosorbentsCTSOfloat $60.6MMarket value too lowNasdaq rule 5550(b)(2)Jun 29, 2026Dec 28, 20268-K item 3.01
InspireMDNSPRfloat $60.9MStock under $1Nasdaq rule 5550(a)(2)Jul 17, 2026Jan 13, 20278-K item 3.01
Bone BiologicsBBLGfloat $7.2MStock under $1Nasdaq rule 5550(a)(2)Sep 10, 2026Mar 9, 20278-K item 3.01
HyperfineHYPRfloat $44.2MStock under $1Nasdaq rule 5450(a)(1)Sep 17, 2026Mar 16, 20278-K item 3.01
SANUWAVE HealthSNWVfloat $233MMarket value too lowNasdaq rule 5450(b)(2)(A)Sep 25, 2026 (8-K filed)Mar 22, 20278-K item 3.01
Innovative EyewearLUCYfloat $7.0MStock under $1Nasdaq rule 5550(a)(2)Oct 15, 2026 (8-K filed)Apr 7, 20278-K item 3.01
Lucid DiagnosticsLUCDfloat $82.7MStock under $1Nasdaq rule 5550(a)(2)Oct 16, 2026 (8-K filed)Apr 12, 20278-K item 3.01
Picard MedicalPMIfloat $131MStockholders' equity too lowNYSE American rule 1003(a)(i)May 15, 2026Nov 8, 20278-K item 3.01
Picard MedicalPMIfloat $131MStockholders' equity too lowNYSE American rule 1003(a)(ii)May 8, 2026Nov 8, 20278-K item 3.01

Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.

Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens