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Event screens

Every company that filed a given kind of event, explained in one line with the filing link: going-concern warnings, reverse splits, auditor changes, late filings, activist stakes and more.

Money running out, or being raised 7 screens

  1. Going concern added

    Companies whose latest 10-Q or 10-K carries a going-concern warning that the prior report did not. 10-Q, 10-K Data through Nov 3, 2026

    None in 30 days
  2. New offerings

    Priced offerings, at-the-market programs and shelf takedowns, with the offering math as stated in each filing. 424B, S-3, 8-K Data through Nov 3, 2026

    70 in 30 days
  3. Toxic financing terms

    Filings whose exhibits state variable-rate or discounted conversion prices, warrant price resets, full ratchets, equity lines or share-settled default penalties, each with the clause quoted. Exhibits 4 and 10, 8-K 1.01 and 3.02 Data through Nov 2, 2026

    5 in the 30 days to Nov 2
  4. Unregistered share sales

    Companies that sold shares or convertible securities without registering them: private placements and similar deals. 8-K item 3.02 Data through Nov 4, 2026

    198 in 30 days
  5. Reverse splits

    8-K item 5.03 filings whose text states a reverse stock split. 8-K item 5.03 Data through Nov 4, 2026

    16 in 30 days
  6. Debt defaults

    Events that accelerate or increase a direct financial obligation, such as a loan default. 8-K item 2.04 Data through Nov 4, 2026

    4 in 30 days
  7. Bankruptcies

    Bankruptcy or receivership filings reported in an 8-K. 8-K item 1.03 Data through Nov 4, 2026

    4 in 30 days

Accounting and listing trouble 5 screens

  1. Exchange deficiency notices

    Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing. 8-K item 3.01 Data through Nov 2, 2026

    199 open listing notices
  2. Auditor changes

    Companies whose auditor resigned, was dismissed or was replaced. 8-K item 4.01 Data through Nov 4, 2026

    11 in 30 days
  3. Restatements

    Companies saying past financial statements can no longer be relied on. 8-K item 4.02 Data through Nov 4, 2026

    4 in 30 days
  4. Late filings

    Notices that an annual or quarterly report will be filed late. NT 10-K, NT 10-Q Data through Nov 4, 2026

    24 in 30 days
  5. Delistings

    Notices that a class of securities is being removed from an exchange. Form 25, 25-NSE Data through Nov 4, 2026

    115 in 30 days

People and control 3 screens

  1. CEO and CFO changes

    8-K item 5.02 filings that name a chief executive or chief financial officer. 8-K item 5.02 Data through Nov 4, 2026

    187 in 30 days
  2. New activist stakes

    First Schedule 13D filings: an investor holding more than 5% who may seek to influence the company. Schedule 13D Data through Nov 3, 2026

    9 in 30 days
  3. Insider cluster buys

    Form 4 open-market purchases where three or more officers or directors of one company bought within 30 days, $25K or more in all. Funds are left out. Form 4 Data through Nov 17, 2027

    1 last 30 days, under $300M float

Deals and events 2 screens

  1. IPO filings

    Original S-1 and F-1 registration statements, the first public step toward an IPO. S-1, F-1 Data through Nov 4, 2026

    61 in 30 days
  2. Tender offers

    Third-party and issuer tender offers and the target company's response. SC TO-T, SC TO-I, SC 14D9 Data through Nov 4, 2026

    60 in 30 days

Each line is built from the filing as SEC Tracker stored it. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC.