Exhibits 4 and 10, 8-K 1.01 and 3.02
Toxic financing terms
Filings whose exhibits state variable-rate or discounted conversion prices, warrant price resets, full ratchets, equity lines or share-settled default penalties, each with the clause quoted.
Hide SPACsBlank-check companies (SPACs) are hidden: their going-concern and financing language is usually boilerplate tied to the merger deadline.
30 days to Nov 2 5
| Date | Company | Filing | What happened | Links |
|---|---|---|---|---|
| Davey Tree Expert | 8-K | 8-K on EDGAR Filing index | ||
| Anthropic, PBC ANT | S-1/A | S-1/A on EDGAR Filing index | ||
| Sports Entertainment Gaming Global SEGG | 10-Q | Terms stated in the exhibits: Share-settled default penalty, variable-rate convertible | 10-Q on EDGAR Filing index | |
| Regen BioPharma RGBP | 8-K | 8-K on EDGAR Filing index | ||
| ABVC BioPharma ABVC | 8-K | Terms stated in the exhibits: Share-settled default penalty, variable-rate convertible | 8-K on EDGAR Filing index |
Data through Nov 2, 2026.
Each line is built from the filing as SEC Tracker stored it. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. All screens