SEC Tracker
Get the app
8-K item 3.01

Exchange deficiency notices

Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.

Open notices by deadline 199

CompanyRuleNoticeCure byFiling
SkinHealth SystemsSKINfloat $158MStock under $1Nasdaq rule 5550(a)(2)May 12, 2026 (8-K filed)Nov 4, 20268-K item 3.01
Skye BioscienceSKYEfloat $130MStockholders' equity too lowNasdaq rule 5450(b)(1)(A)May 15, 2026 (8-K filed)Nov 9, 20268-K item 3.01
Rani Therapeutics HoldingsRANIfloat $65.0MStock under $1Nasdaq rule 5450(a)(1)May 11, 2026Nov 9, 20268-K item 3.01
Fathom HoldingsFTHMfloat $21.9MLate filingNasdaq rule 5250(c)(1)May 22, 2026Nov 11, 20268-K item 3.01
GT BiopharmaGTBPfloat $8.6MStock under $1Nasdaq rule 5550(a)(2)May 20, 2026Nov 16, 20268-K item 3.01
Rci Hospitality HoldingsRICKfloat $348MLate filingNasdaq rule 5250(c)(1)May 20, 2026Nov 16, 20268-K item 3.01
Socket MobileSCKTfloat $6.6MStock under $1Nasdaq rule 5550(a)(2)May 20, 2026 (8-K filed)Nov 16, 20268-K item 3.01
Clean Energy TechnologiesCETYfloat $9.2MLate filingNasdaq rule 5250(c)(1)May 26, 2026Nov 16, 20268-K item 3.01
Singularity Future TechnologySGLYfloat $4.6MStock under $1Nasdaq rule 5550(a)(2)Nov 19, 2025Nov 16, 20268-K item 3.01
American ResourcesARECfloat $63.9MLate filingNasdaq rule 5250(c)(1)Oct 7, 2026 (8-K filed)Nov 16, 20268-K item 3.01
CloudastructureCSAIfloat $38.0MLate filingNasdaq rule 5250(c)(1)May 26, 2026Nov 16, 20268-K item 3.01
Envoy MedicalCOCHfloat $12.7MStock under $1Nasdaq rule 5550(a)(2)May 19, 2026Nov 16, 20268-K item 3.01
Richtech RoboticsRRLate filingNasdaq rule 5250(c)(1)May 22, 2026Nov 16, 20268-K item 3.01
Medicus PharmaMDCXfloat $28.3MMarket value too lowNasdaq rule 5550(b)(2)May 20, 2026Nov 16, 20268-K item 3.01
TEN HoldingsXHLDfloat $4.8MStockholders' equity too lowNasdaq rule 5550(b)(1)May 26, 2026 (8-K filed)Nov 22, 20268-K item 3.01
iSpecimenISPCListing ruleNasdaq rule 5550(b)Sep 8, 2026Nov 25, 20268-K item 3.01
EnerSyn GlobalESYNfloat $2.0MStockholders' equity too lowNasdaq rule 5550(b)(1)May 29, 2026 (8-K filed)Nov 25, 20268-K item 3.01
Research FrontiersREFRfloat $47.0MStock under $1Nasdaq rule 5550(a)(2)Jun 2, 2026Nov 30, 20268-K item 3.01
aTYR PHARMAATYRfloat $464MStock under $1Nasdaq rule 5550(a)(2)Jun 3, 2026Nov 30, 20268-K item 3.01
CardlyticsCDLXfloat $85.8MStock under $1Nasdaq rule 5550(a)(2)Jun 3, 2026Nov 30, 20268-K item 3.01
Jasper TherapeuticsJSPRfloat $74.8MStock under $1Nasdaq rule 5550(a)(2)Jun 3, 2026Nov 30, 20268-K item 3.01
Arrive AIARAIfloat $99.0MStock under $1Nasdaq rule 5450(a)(1)Jun 2, 2026Nov 30, 20268-K item 3.01
Professional Diversity NetworkIPDNfloat $5.3MStock under $1Nasdaq rule 5550(a)(2)Jun 5, 2026Dec 2, 20268-K item 3.01
Vivos TherapeuticsVVOSfloat $22.9MStock under $1Nasdaq rule 5550(a)(2)Jun 5, 2026Dec 2, 20268-K item 3.01
SoligenixSNGXfloat $4.6MStock under $1Nasdaq rule 5550(a)(2)Jun 10, 2026Dec 7, 20268-K item 3.01
CelularityCELUfloat $28.4MMarket value too lowNasdaq rule 5550(b)(2)Jun 9, 2026Dec 7, 20268-K item 3.01
Stratum HoldingsSRTMfloat $7.6MLate filingNasdaq rule 5250(c)(1)Jun 4, 2026Dec 7, 20268-K item 3.01
CyabraCYABPublic float too lowNasdaq rule 5450(b)(2)(C)Jun 12, 2026 (8-K filed)Dec 7, 20268-K item 3.01
OFA GroupOFALfloat $6.8MStock under $1Nasdaq rule 5550(a)(2)Jun 9, 2026Dec 7, 20268-K item 3.01
Adagio Medical HoldingsADGMStock under $1Nasdaq rule 5550(a)(2)Jun 12, 2026Dec 9, 20268-K item 3.01
Algorhythm HoldingsRIMEfloat $6.1MStock under $1Nasdaq rule 5550(a)(2)Jun 16, 2026Dec 14, 20268-K item 3.01
Definitive HealthcareDHfloat $154MStock under $1Nasdaq rule 5450(a)(1)Jun 18, 2026Dec 15, 20268-K item 3.01
Soar AISOARfloat $4.6MStockholders' equity too lowNYSE American rule 1003(a)(i)Jun 3, 2026Dec 17, 20268-K item 3.01
SolarMax TechnologySMXTfloat $50.4MLate filingNasdaq rule 5250(c)(1)Aug 20, 2026Dec 21, 20268-K item 3.01
Heron TherapeuticsHRTXfloat $235MStock under $1Nasdaq rule 5550(a)(2)Jun 25, 2026Dec 22, 20268-K item 3.01
AI FinancialAIFCfloat $161MStock under $1Nasdaq rule 5550(a)(2)Jul 1, 2026Dec 28, 20268-K item 3.01
CytosorbentsCTSOfloat $60.6MMarket value too lowNasdaq rule 5550(b)(2)Jun 29, 2026Dec 28, 20268-K item 3.01
RenovoRxRNXTfloat $26.6MStock under $1Nasdaq rule 5550(a)(2)Jul 2, 2026 (8-K filed)Dec 28, 20268-K item 3.01
FingerMotionFNGRfloat $72.8MStock under $1Nasdaq rule 5550(a)(2)Jun 30, 2026Dec 28, 20268-K item 3.01
CISO GlobalCISOfloat $32.0MStock under $1Nasdaq rule 5550(a)(2)Dec 30, 2025Dec 28, 20268-K item 3.01
HeartBeamBEATfloat $36.4MStock under $1Nasdaq rule 5550(a)(2)Jul 2, 2026 (8-K filed)Dec 28, 20268-K item 3.01
Linkhome HoldingsLHAIStock under $1Nasdaq rule 5550(a)(2)Jun 29, 2026Dec 28, 20268-K item 3.01
Callan JMBCJMBfloat $7.4MStock under $1Nasdaq rule 5550(a)(2)Jun 29, 2026Dec 28, 20268-K item 3.01
Breeze Acquisition Corp. IIBREZLate filingNasdaq rule 5250(c)(1)Aug 20, 2026Dec 28, 20268-K item 3.01
Prairie OperatingPROPfloat $74.1MStock under $1Nasdaq rule 5550(a)(2)Jul 2, 2026Dec 29, 20268-K item 3.01
Borealis FoodsBRLSfloat $31.1MMarket value too lowNasdaq rule 5550(b)(2)Jul 2, 2026Dec 29, 20268-K item 3.01
Dragonfly Energy HoldingsDFLIfloat $5.8MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 20, 2026Dec 31, 20268-K item 3.01
PluriPLURfloat $15.2MMarket value too lowNasdaq rule 5550(b)(2)Jul 7, 2026Jan 4, 20278-K item 3.01
Quanome TechnologiesQNMEfloat $30.6MStock under $1Nasdaq rule 5550(a)(2)Jul 10, 2026 (8-K filed)Jan 4, 20278-K item 3.01
Actuate TherapeuticsACTUfloat $42.1MMarket value too lowNasdaq rule 5450(b)(2)(A)Jul 15, 2026Jan 11, 20278-K item 3.01
Our BondOBAIfloat $6.7MStock under $1Nasdaq rule 5450(a)(1)Jul 14, 2026Jan 11, 20278-K item 3.01
Fold HoldingsFLDfloat $111MStock under $1Nasdaq rule 5550(a)(2)Jul 17, 2026 (8-K filed)Jan 11, 20278-K item 3.01
Fly-E GroupFLYEfloat $20.2MLate filingNasdaq rule 5250(c)(1)Jul 21, 2026Jan 11, 20278-K item 3.01
20/20 BiolabsAIDXStock under $1Nasdaq rule 5550(a)(2)Sep 3, 2026Jan 13, 20278-K item 3.01
InspireMDNSPRfloat $60.9MStock under $1Nasdaq rule 5550(a)(2)Jul 17, 2026Jan 13, 20278-K item 3.01
VivoSim LabsVIVSfloat $7.5MStockholders' equity too lowNasdaq rule 5550(b)(1)Jul 20, 2026Jan 16, 20278-K item 3.01
Odyssey Marine ExplorationOMEXfloat $38.3MStock under $1Nasdaq rule 5550(a)(2)Jul 24, 2026 (8-K filed)Jan 19, 20278-K item 3.01
PerasoPRSOfloat $6.3MStock under $1Nasdaq rule 5550(a)(2)Jul 21, 2026Jan 19, 20278-K item 3.01
Oncolytics BiotechONCYfloat $72.1MStock under $1Nasdaq rule 5550(a)(2)Jul 24, 2026 (8-K filed)Jan 19, 20278-K item 3.01
Standard BiotoolsLABfloat $291MStock under $1Nasdaq rule 5450(a)(1)Jul 22, 2026Jan 19, 20278-K item 3.01
Liqtech InternationalLIQTfloat $9.7MStock under $1Nasdaq rule 5550(a)(2)Jul 21, 2026Jan 19, 20278-K item 3.01
Cypherpunk TechnologiesCYPHfloat $12.1MStock under $1Nasdaq rule 5550(a)(2)Jul 21, 2026 (8-K filed)Jan 19, 20278-K item 3.01
CelularityCELUfloat $28.4MStock under $1Nasdaq rule 5450(a)(1)Jul 23, 2026Jan 19, 20278-K item 3.01
Aprea TherapeuticsAPREfloat $8.6MStock under $1Nasdaq rule 5550(a)(2)Jul 23, 2026Jan 19, 20278-K item 3.01
Arrive AIARAIfloat $99.0MPublic float too lowNasdaq rule 5450(b)(2)(C)Jul 21, 2026Jan 19, 20278-K item 3.01
InvivydIVVDfloat $50.9MStock under $1Nasdaq rule 5450(a)(1)Jul 23, 2026Jan 19, 20278-K item 3.01
Amass BrandsAMSSMarket value too lowNasdaq rule 5450(b)(2)(A)Jul 22, 2026Jan 19, 20278-K item 3.01
Foxx Development HoldingsFOXXfloat $12.6MMarket value too lowNasdaq rule 5550(b)(2)Jul 29, 2026 (8-K filed)Jan 19, 20278-K item 3.01
FusemachinesFUSEPublic float too lowNasdaq rule 5450(b)(2)(C)Jul 24, 2026Jan 20, 20278-K item 3.01
Traws PharmaTRAWfloat $9.8MStock under $1Nasdaq rule 5550(a)(2)Jul 29, 2026Jan 25, 20278-K item 3.01
Blink ChargingBLNKfloat $95.4MStock under $1Nasdaq rule 5550(a)(2)Jul 28, 2026Jan 25, 20278-K item 3.01
Loop IndustriesLOOPfloat $39.5MMarket value too lowNasdaq rule 5450(b)(2)(A)Jul 24, 2026Jan 25, 20278-K item 3.01
DocGoDCGOfloat $150MStock under $1Nasdaq rule 5550(a)(2)Jul 28, 2026Jan 25, 20278-K item 3.01
Context TherapeuticsCNTXfloat $57.9MStock under $1Nasdaq rule 5550(a)(2)Jul 29, 2026Jan 25, 20278-K item 3.01
MIRA PharmaceuticalsMIRAfloat $16.0MStock under $1Nasdaq rule 5550(a)(2)Jul 27, 2026Jan 25, 20278-K item 3.01
PDS BiotechnologyPDSBfloat $60.1MStock under $1Nasdaq rule 5550(a)(2)Jul 30, 2026Jan 26, 20278-K item 3.01
UpexiUPXIfloat $101MStock under $1Nasdaq rule 5550(a)(2)Jul 30, 2026Jan 26, 20278-K item 3.01
Upland SoftwareUPLDfloat $47.8MListing ruleNasdaq rule 5450(b)Jul 31, 2026Jan 27, 20278-K item 3.01
HumacyteHUMAfloat $280MStock under $1Nasdaq rule 5450(a)(1)Jul 31, 2026Jan 27, 20278-K item 3.01
Endovia Health SciencesEDVAfloat $6.5MStockholders' equity too lowNYSE American rule 1003(a)(i)Jul 8, 2026Jan 29, 20278-K item 3.01
HeartSciencesHSCSfloat $10.4MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 4, 2026Jan 31, 20278-K item 3.01
Eureka AcquisitionEURKListing ruleNasdaq rule 5450(a)(4)Oct 26, 2026Jan 31, 20278-K item 3.01
Destination XL GroupDXLGfloat $41.9MStock under $1Nasdaq rule 5450(a)(1)Aug 4, 2026Feb 1, 20278-K item 3.01
Vistagen TherapeuticsVTGNfloat $138MStock under $1Nasdaq rule 5550(a)(2)Aug 5, 2026 (8-K filed)Feb 1, 20278-K item 3.01
Arcadia BiosciencesRKDAfloat $5.7MStock under $1Nasdaq rule 5550(a)(2)Aug 4, 2026Feb 1, 20278-K item 3.01
Barfresh Food GroupBRFHfloat $19.8MMarket value too lowNasdaq rule 5550(b)(2)Aug 3, 2026Feb 1, 20278-K item 3.01
Eightco HoldingsORBSfloat $3.8MStock under $1Nasdaq rule 5550(a)(2)Aug 7, 2026 (8-K filed)Feb 1, 20278-K item 3.01
NeonodeNEONfloat $334MStock under $1Nasdaq rule 5550(a)(2)Aug 7, 2026 (8-K filed)Feb 2, 20278-K item 3.01
ElutiaELUTfloat $65.1MStock under $1Nasdaq rule 5550(a)(2)Aug 6, 2026Feb 2, 20278-K item 3.01
Rocket OneRKTOfloat $15.4MStock under $1Nasdaq rule 5550(a)(2)Aug 6, 2026Feb 2, 20278-K item 3.01
Avalanche TreasuryAVATStock under $1Nasdaq rule 5550(a)(2)Aug 6, 2026Feb 2, 20278-K item 3.01
Teads HoldingTEADfloat $99.5MStock under $1Nasdaq rule 5450(a)(1)Aug 11, 2026Feb 8, 20278-K item 3.01
Citius PharmaceuticalsCTXRStock under $1Nasdaq rule 5550(a)(2)Aug 17, 2026Feb 8, 20278-K item 3.01
BullFrog AI HoldingsBFRGfloat $11.0MStock under $1Nasdaq rule 5550(a)(2)Aug 20, 2026 (8-K filed)Feb 8, 20278-K item 3.01
WorksportWKSPfloat $15.6MStock under $1Nasdaq rule 5550(a)(2)Aug 13, 2026Feb 9, 20278-K item 3.01
NetcapitalNCPLLate filingNasdaq rule 5250(c)(1)Sep 21, 2026Feb 9, 20278-K item 3.01
Circle8 GroupCIRCfloat $98.2MStock under $1Nasdaq rule 5450(a)(1)Aug 13, 2026Feb 9, 20278-K/A item 3.01
Maison SolutionsMSSLate filingNasdaq rule 5250(c)(1)Sep 23, 2026Feb 9, 20278-K item 3.01
Ocean Power TechnologiesOPTTfloat $18.7MLate filingNYSE American rule 1007Aug 14, 2026Feb 13, 20278-K item 3.01
Skye BioscienceSKYEfloat $130MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 19, 2026 (8-K filed)Feb 14, 20278-K item 3.01
authIDAUIDfloat $63.5MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 18, 2026Feb 14, 20278-K item 3.01
Roman DBDR Acquisition Corp. IIDRDBfloat $237MToo few public holdersNasdaq rule 5450(a)(2)Aug 19, 2026Feb 15, 20278-K item 3.01
BEST SPAC I AcquisitionBSAAfloat $55.2MMarket value too lowNasdaq rule 5550(b)(2)Aug 19, 2026Feb 15, 20278-K item 3.01
BioCardiaBCDAfloat $9.7MStock under $1Nasdaq rule 5550(a)(2)Aug 19, 2026Feb 16, 20278-K item 3.01
VivoSim LabsVIVSfloat $7.5MStock under $1Nasdaq rule 5550(a)(2)Aug 17, 2026Feb 16, 20278-K item 3.01
BioRestorative TherapiesBRTXfloat $11.2MLate filingNasdaq rule 5250(c)(1)Aug 21, 2026Feb 16, 20278-K item 3.01
Mereo BioPharma GroupMREOfloat $368MStock under $1Nasdaq rule 5550(a)(2)Aug 18, 2026Feb 16, 20278-K item 3.01
Estrella ImmunopharmaESLAfloat $20.5MStock under $1Nasdaq rule 5550(a)(2)Aug 21, 2026 (8-K filed)Feb 16, 20278-K item 3.01
Dragonfly Energy HoldingsDFLIfloat $5.8MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 20, 2026Feb 16, 20278-K item 3.01
Borealis FoodsBRLSfloat $31.1MLate filingNasdaq rule 5250(c)(1)Jun 30, 2026Feb 16, 20278-K item 3.01
Global Interactive TechnologiesGITSfloat $4.0MLate filingNasdaq rule 5250(c)(1)Aug 20, 2026Feb 16, 20278-K item 3.01
Rising Dragon AcquisitionRDACfloat $59.8MMarket value too lowNasdaq rule 5550(b)(2)Aug 20, 2026 (8-K filed)Feb 16, 20278-K item 3.01
Rein TherapeuticsRNTXfloat $32.3MListing ruleNasdaq rule 5550(a)(1)Aug 21, 2026Feb 17, 20278-K item 3.01
CaliberCosCWDfloat $2.4MStock under $1Nasdaq rule 5550(a)(2)Aug 26, 2026 (8-K filed)Feb 17, 20278-K item 3.01
Valor EnergyVAIfloat $4.8MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 21, 2026Feb 17, 20278-K item 3.01
Fathom HoldingsFTHMfloat $21.9MStock under $1Nasdaq rule 5550(a)(2)Aug 25, 2026 (8-K filed)Feb 17, 20278-K item 3.01
Aimei Health TechnologyAFJKfloat $44.6MMarket value too lowNasdaq rule 5450(b)(2)(A)Aug 25, 2026 (8-K filed)Feb 17, 20278-K item 3.01
Pantages Capital AcquisitionPGACMarket value too lowNasdaq rule 5450(b)(2)(A)Aug 21, 2026Feb 17, 20278-K item 3.01
My SizeMYSZfloat $4.0MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 25, 2026Feb 21, 20278-K item 3.01
XTI AerospaceXTIAfloat $29.2MLate filingNasdaq rule 5250(c)(1)Aug 26, 2026Feb 22, 20278-K item 3.01
Shuttle Pharmaceuticals HoldingsSHPHfloat $4.7MLate filingNasdaq rule 5250(c)(1)Aug 28, 2026Feb 22, 20278-K item 3.01
authIDAUIDfloat $63.5MStock under $1Nasdaq rule 5550(a)(2)Aug 27, 2026Feb 23, 20278-K item 3.01
TScan TherapeuticsTCRXfloat $56.9MStock under $1Nasdaq rule 5450(a)(1)Aug 27, 2026Feb 23, 20278-K item 3.01
Senti Biosciences HoldingsSNTIfloat $53.2MStock under $1Nasdaq rule 5550(a)(2)Aug 27, 2026Feb 23, 20278-K item 3.01
ARC Group Acquisition IARCLListing ruleNasdaq rule 5452(b)(C)Aug 27, 2026Feb 23, 20278-K item 3.01
IRulya TherapeuticsIRLAfloat $64.0MStockholders' equity too lowNasdaq rule 5450(b)(1)(A)Aug 31, 2026Feb 27, 20278-K item 3.01
Nexentis TechnologiesNXTSfloat $6.4MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 31, 2026Feb 27, 20278-K item 3.01
Iveda SolutionsIVDAfloat $9.5MStock under $1Nasdaq rule 5550(a)(2)Sep 2, 2026Mar 1, 20278-K item 3.01
AterianATERfloat $13.4MStock under $1Nasdaq rule 5550(a)(2)Sep 2, 2026Mar 1, 20278-K item 3.01
Estrella ImmunopharmaESLAfloat $20.5MMarket value too lowNasdaq rule 5550(b)(2)Sep 8, 2026 (8-K filed)Mar 1, 20278-K item 3.01
VenHub GlobalVHUBStock under $1Nasdaq rule 5450(a)(1)Sep 1, 2026Mar 1, 20278-K item 3.01
Greenland Technologies HoldingGTECfloat $22.0MStock under $1Nasdaq rule 5550(a)(2)Sep 10, 2026Mar 8, 20278-K item 3.01
House of DogeHODOfloat $7.2MStock under $1Nasdaq rule 5550(a)(2)Sep 9, 2026Mar 8, 20278-K/A item 3.01
Bone BiologicsBBLGfloat $7.2MStock under $1Nasdaq rule 5550(a)(2)Sep 10, 2026Mar 9, 20278-K item 3.01
Stardust PowerSDSTfloat $9.8MMarket value too lowNasdaq rule 5550(b)(2)Oct 19, 2026 (8-K filed)Mar 10, 20278-K item 3.01
Stardust PowerSDSTfloat $9.8MStock under $1Nasdaq rule 5550(a)(2)Sep 17, 2026 (8-K filed)Mar 10, 20278-K item 3.01
InMed PharmaceuticalsINMfloat $3.0MStockholders' equity too lowNasdaq rule 5550(b)(1)Sep 16, 2026Mar 15, 20278-K item 3.01
Filana TherapeuticsFLNAfloat $87.0MStock under $1Nasdaq rule 5550(a)(2)Sep 17, 2026Mar 16, 20278-K item 3.01
BeyondSpringBYSIfloat $69.7MStock under $1Nasdaq rule 5550(a)(2)Sep 17, 2026Mar 16, 20278-K item 3.01
HyperfineHYPRfloat $44.2MStock under $1Nasdaq rule 5450(a)(1)Sep 17, 2026Mar 16, 20278-K item 3.01
FusemachinesFUSEStock under $1Nasdaq rule 5450(a)(1)Sep 18, 2026Mar 17, 20278-K item 3.01
Hain Celestial GroupHAINfloat $95.6MStock under $1Nasdaq rule 5450(a)(1)Sep 22, 2026Mar 22, 20278-K item 3.01
SurgePaysSURGfloat $41.8MStockholders' equity too lowNasdaq rule 5550(b)(1)Sep 28, 2026Mar 22, 20278-K item 3.01
SANUWAVE HealthSNWVfloat $233MMarket value too lowNasdaq rule 5450(b)(2)(A)Sep 25, 2026 (8-K filed)Mar 22, 20278-K item 3.01
Future Money AcquisitionFMACLate filingNasdaq rule 5250(c)(1)Sep 25, 2026 (8-K filed)Mar 22, 20278-K item 3.01
Dyadic InternationalDYAIfloat $24.2MStock under $1Nasdaq rule 5550(a)(2)Sep 25, 2026Mar 24, 20278-K item 3.01
Outlook TherapeuticsOTLKfloat $26.9MStock under $1Nasdaq rule 5550(a)(2)Sep 30, 2026 (8-K filed)Mar 24, 20278-K item 3.01
Lantern PharmaLTRNfloat $33.9MMarket value too lowNasdaq rule 5550(b)(2)Oct 1, 2026 (8-K filed)Mar 24, 20278-K item 3.01
SolesenceSLSNfloat $27.3MStock under $1Nasdaq rule 5550(a)(2)Sep 29, 2026Mar 29, 20278-K item 3.01
XCel BrandsXELBfloat $1.7MReason not statedOct 2, 2026 (8-K filed)Mar 29, 20278-K item 3.01
Dare BioscienceDAREfloat $21.3MStock under $1Nasdaq rule 5550(a)(2)Sep 28, 2026Mar 29, 20278-K item 3.01
Virtuix HoldingsVTIXMarket value too lowNasdaq rule 5450(b)(2)(A)Oct 6, 2026 (8-K filed)Mar 29, 20278-K item 3.01
BeyondSpringBYSIfloat $69.7MMarket value too lowNasdaq rule 5550(b)(2)Sep 29, 2026Mar 29, 20278-K item 3.01
Blaize HoldingsBZAIfloat $217MStock under $1Nasdaq rule 5450(a)(1)Sep 28, 2026Mar 29, 20278-K item 3.01
Gaxos.aiGXAIfloat $9.7MStock under $1Nasdaq rule 5550(a)(2)Sep 28, 2026Mar 29, 20278-K item 3.01
Aether HoldingsATHRAnnual meeting not heldNasdaq rule 5620(a)Oct 12, 2026Mar 29, 20278-K item 3.01
AzitraAZTRfloat $4.7MStockholders' equity too lowNYSE American rule 1003(a)(iii)Mar 13, 2026Apr 1, 20278-K item 3.01
AzitraAZTRfloat $4.7MStockholders' equity too lowNYSE American rule 1003(a)(ii)Dec 16, 2025Apr 1, 20278-K item 3.01
XwellXWELfloat $3.6MStock under $1Nasdaq rule 5550(a)(2)Oct 20, 2026 (8-K filed)Apr 5, 20278-K item 3.01
StreamexSTEXfloat $190MStock under $1Nasdaq rule 5550(a)(2)Oct 7, 2026Apr 5, 20278-K item 3.01
Innovative EyewearLUCYfloat $7.0MStock under $1Nasdaq rule 5550(a)(2)Oct 15, 2026 (8-K filed)Apr 7, 20278-K item 3.01
Amass BrandsAMSSStock under $1Nasdaq rule 5450(a)(1)Oct 9, 2026Apr 7, 20278-K item 3.01
eHealthEHTHfloat $126MStock under $1Nasdaq rule 5450(a)(1)Oct 14, 2026Apr 12, 20278-K item 3.01
Bridgeline DigitalBLINfloat $17.4MStock under $1Nasdaq rule 5550(a)(2)Oct 14, 2026Apr 12, 20278-K item 3.01
Canopy GrowthCGCStock under $1Nasdaq rule 5450(a)(1)Oct 14, 2026Apr 12, 20278-K item 3.01
Lucid DiagnosticsLUCDfloat $82.7MStock under $1Nasdaq rule 5550(a)(2)Oct 16, 2026 (8-K filed)Apr 12, 20278-K item 3.01
CyngnCYNfloat $101MStock under $1Nasdaq rule 5550(a)(2)Oct 14, 2026Apr 12, 20278-K item 3.01
Health In TechHITfloat $12.7MBoard or audit committee rulesNasdaq rule 5605(b)(1)Oct 12, 2026Apr 12, 20278-K item 3.01
IT Tech PackagingITPLate filingNYSE American rule 1007Oct 7, 2026Apr 15, 20278-K item 3.01
ARC Group Securities Acquisition IFJDIListing ruleNasdaq rule 5452(b)(C)Oct 20, 2026Apr 18, 20278-K item 3.01
Century CasinosCNTYfloat $54.7MMarket value too lowNasdaq rule 5550(b)(2)Oct 19, 2026Apr 19, 20278-K item 3.01
Akebia TherapeuticsAKBAfloat $946MStock under $1Nasdaq rule 5550(a)(2)Oct 21, 2026Apr 19, 20278-K item 3.01
SenesTechSNESfloat $19.2MStock under $1Nasdaq rule 5550(a)(2)Oct 20, 2026Apr 19, 20278-K item 3.01
Laser PhotonicsLASEfloat $26.1MStock under $1Nasdaq rule 5550(a)(2)Oct 23, 2026 (8-K filed)Apr 19, 20278-K item 3.01
NextnrgNXXTfloat $92.3MMarket value too lowNasdaq rule 5550(b)(2)Oct 21, 2026Apr 19, 20278-K item 3.01
SHF HoldingsSHFSfloat $3.1MStock under $1Nasdaq rule 5550(a)(2)Oct 20, 2026Apr 19, 20278-K item 3.01
Zeo EnergyZEOfloat $8.0MStock under $1Nasdaq rule 5550(a)(2)Oct 22, 2026Apr 19, 20278-K item 3.01
Advasa HoldingsADBTStock under $1Nasdaq rule 5450(a)(1)Oct 21, 2026Apr 19, 20278-K item 3.01
Milestone PharmaceuticalsMISTfloat $98.9MStock under $1Nasdaq rule 5450(a)(1)Oct 23, 2026Apr 21, 20278-K item 3.01
InnventureINVfloat $127MStock under $1Nasdaq rule 5450(a)(1)Oct 23, 2026 (8-K filed)Apr 21, 20278-K item 3.01
Actuate TherapeuticsACTUfloat $42.1MStock under $1Nasdaq rule 5450(a)(1)Oct 28, 2026Apr 26, 20278-K item 3.01
Rekor SystemsREKRfloat $125MStock under $1Nasdaq rule 5550(a)(2)Oct 27, 2026Apr 26, 20278-K item 3.01
AlsetAEIfloat $3.6MStock under $1Nasdaq rule 5550(a)(2)Oct 28, 2026Apr 26, 20278-K item 3.01
Neumora TherapeuticsNMRAfloat $63.3MStock under $1Nasdaq rule 5450(a)(1)Oct 26, 2026Apr 26, 20278-K item 3.01
Bridger Aerospace Group HoldingsBAERfloat $76.3MStock under $1Nasdaq rule 5450(a)(1)Oct 30, 2026 (8-K filed)Apr 26, 20278-K item 3.01
Game Your GameGYGYStock under $1Nasdaq rule 5550(a)(2)Oct 27, 2026Apr 26, 20278-K item 3.01
Ribbon AcquisitionRIBBMarket value too lowNasdaq rule 5550(b)(2)Oct 30, 2026Apr 28, 20278-K item 3.01
Planet Green HoldingsPLAGStockholders' equity too lowNYSE American rule 1003(a)(i)Feb 18, 2026Jun 8, 20278-K item 3.01
VolitionrxVNRXfloat $72.9MStockholders' equity too lowNYSE American rule 1003(a)(i)Feb 9, 2026Aug 6, 20278-K item 3.01
Cryo Cell InternationalCCELfloat $26.5MReason not statedMay 6, 2026Sep 9, 20278-K item 3.01
Tessera Defense & Homeland SecurityHLSQfloat $11.9MStockholders' equity too lowNYSE American rule 1003(a)(i)Jun 12, 2026 (8-K filed)Sep 25, 20278-K item 3.01
Matinas BioPharma HoldingsMTNBfloat $4.5MStockholders' equity too lowNYSE American rule 1003(a)(iii)Jun 24, 2026Oct 2, 20278-K item 3.01
Picard MedicalPMIfloat $131MStockholders' equity too lowNYSE American rule 1003(a)(i)May 15, 2026Nov 8, 20278-K item 3.01
Picard MedicalPMIfloat $131MStockholders' equity too lowNYSE American rule 1003(a)(ii)May 8, 2026Nov 8, 20278-K item 3.01
Actinium PharmaceuticalsATNMfloat $43.7MStockholders' equity too lowNYSE American rule 1003(a)(ii)Aug 14, 2026 (8-K filed)Nov 27, 20278-K item 3.01
Reed'sREEDfloat $18.5MStockholders' equity too lowNYSE American rule 1003(a)(i)Aug 12, 2026Nov 29, 20278-K item 3.01
Reed'sREEDfloat $18.5MStockholders' equity too lowNYSE American rule 1003(a)(ii)May 29, 2026Nov 29, 20278-K item 3.01
OragenicsOGENfloat $3.1MStockholders' equity too lowNYSE American rule 1003(a)(ii)Aug 26, 2026Feb 25, 20288-K item 3.01
Southland HoldingsSLNDfloat $60.1MStockholders' equity too lowNYSE American rule 1003(a)(i)Sep 25, 2026 (8-K filed)Mar 23, 20288-K item 3.01

Delisted or bankrupt 1

A ticker ending in Q marks a company in bankruptcy or off its exchange, so these notices are not open, curable deficiencies.

CompanyRuleNoticeCure byFiling
Synergy CHCSNYRQStock under $1Nasdaq rule 5550(a)(2)May 15, 2026Nov 11, 20268-K item 3.01

Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.

Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens