8-K item 3.01
Exchange deficiency notices
Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.
Open notices by deadline 12
| Company | Rule | Notice | Cure by | Filing |
|---|---|---|---|---|
| AI Financial | Stock under $1Nasdaq rule 5550(a)(2) | Jul 1, 2026 | Dec 28, 2026 | 8-K item 3.01 |
| Fold Holdings | Stock under $1Nasdaq rule 5550(a)(2) | Jul 17, 2026 (8-K filed) | Jan 11, 2027 | 8-K item 3.01 |
| Upexi | Stock under $1Nasdaq rule 5550(a)(2) | Jul 30, 2026 | Jan 26, 2027 | 8-K item 3.01 |
| HeartSciences | Stockholders' equity too lowNasdaq rule 5550(b)(1) | Aug 4, 2026 | Jan 31, 2027 | 8-K item 3.01 |
| Eightco Holdings | Stock under $1Nasdaq rule 5550(a)(2) | Aug 7, 2026 (8-K filed) | Feb 1, 2027 | 8-K item 3.01 |
| Avalanche Treasury | Stock under $1Nasdaq rule 5550(a)(2) | Aug 6, 2026 | Feb 2, 2027 | 8-K item 3.01 |
| Netcapital | Late filingNasdaq rule 5250(c)(1) | Sep 21, 2026 | Feb 9, 2027 | 8-K item 3.01 |
| ARC Group Acquisition I | Listing ruleNasdaq rule 5452(b)(C) | Aug 27, 2026 | Feb 23, 2027 | 8-K item 3.01 |
| House of Doge | Stock under $1Nasdaq rule 5550(a)(2) | Sep 9, 2026 | Mar 8, 2027 | 8-K/A item 3.01 |
| XCel Brands | Reason not stated | Oct 2, 2026 (8-K filed) | Mar 29, 2027 | 8-K item 3.01 |
| Streamex | Stock under $1Nasdaq rule 5550(a)(2) | Oct 7, 2026 | Apr 5, 2027 | 8-K item 3.01 |
| SHF Holdings | Stock under $1Nasdaq rule 5550(a)(2) | Oct 20, 2026 | Apr 19, 2027 | 8-K item 3.01 |
Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.
Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens