8-K item 3.01
Exchange deficiency notices
Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.
Open notices by deadline 3
| Company | Rule | Notice | Cure by | Filing |
|---|---|---|---|---|
| SolarMax Technology | Late filingNasdaq rule 5250(c)(1) | Aug 20, 2026 | Dec 21, 2026 | 8-K item 3.01 |
| Zeo Energy | Stock under $1Nasdaq rule 5550(a)(2) | Oct 22, 2026 | Apr 19, 2027 | 8-K item 3.01 |
| Southland Holdings | Stockholders' equity too lowNYSE American rule 1003(a)(i) | Sep 25, 2026 (8-K filed) | Mar 23, 2028 | 8-K item 3.01 |
Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.
Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens