8-K item 3.01

Exchange deficiency notices

Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.

Open notices by deadline 2

CompanyRuleNoticeCure byFiling
Our BondOBAIfloat $6.7MStock under $1Nasdaq rule 5450(a)(1)Jul 14, 2026Jan 11, 20278-K item 3.01
SurgePaysSURGfloat $41.8MStockholders' equity too lowNasdaq rule 5550(b)(1)Sep 28, 2026Mar 22, 20278-K item 3.01

Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.

Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens