8-K item 3.01

Exchange deficiency notices

Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.

Open notices by deadline 6

CompanyRuleNoticeCure byFiling
Dragonfly Energy HoldingsDFLIfloat $5.8MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 20, 2026Dec 31, 20268-K item 3.01
PerasoPRSOfloat $6.3MStock under $1Nasdaq rule 5550(a)(2)Jul 21, 2026Jan 19, 20278-K item 3.01
Blink ChargingBLNKfloat $95.4MStock under $1Nasdaq rule 5550(a)(2)Jul 28, 2026Jan 25, 20278-K item 3.01
Dragonfly Energy HoldingsDFLIfloat $5.8MStockholders' equity too lowNasdaq rule 5550(b)(1)Aug 20, 2026Feb 16, 20278-K item 3.01
Blaize HoldingsBZAIfloat $217MStock under $1Nasdaq rule 5450(a)(1)Sep 28, 2026Mar 29, 20278-K item 3.01
Laser PhotonicsLASEfloat $26.1MStock under $1Nasdaq rule 5550(a)(2)Oct 23, 2026 (8-K filed)Apr 19, 20278-K item 3.01

Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.

Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens