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8-K item 3.02

Unregistered share sales

Companies that sold shares or convertible securities without registering them: private placements and similar deals.

Last 30 days 100

DateCompanyFilingWhat happenedLinks
PIMCO Asset-Based Lending8-K item 3.02

PIMCO Asset-Based Lending reports share values and distributions

8-K on EDGAR Filing index
Liminatus Pharma LIMN8-K item 3.02

Liminatus Pharma raises $650,002.50 in private placement

8-K on EDGAR Filing index
Ocean Power Technologies OPTT8-K item 3.02

Ocean Power Technologies entered into a $373,750 note agreement

8-K on EDGAR Filing index
Reed's REED8-K item 3.02

Reed's raises $10M in private placement

8-K on EDGAR Filing index
Lite Strategy LITS8-K item 3.02

Lite Strategy issued shares after warrant exercise

8-K on EDGAR Filing index
Alphega Innovations8-K item 3.02

Alphega Innovations enters agreements with Maison Bouvier and SSH

8-K on EDGAR Filing index
Fortress Credit Realty Income Trust8-K item 3.02

Fortress Credit Realty Income Trust declares distributions

8-K on EDGAR Filing index
Fortress Net Lease REIT8-K item 3.02

Fortress Net Lease REIT issued $93.9 million in shares

8-K on EDGAR Filing index
Macquarie Infrastructure Income Opportunities Fund8-K item 3.02

Macquarie Infrastructure sold $17.55M in Class J shares

8-K on EDGAR Filing index
Peraso PRSO8-K item 3.02

Peraso completes $10M private placement

8-K on EDGAR Filing index
Our Bond OBAI8-K item 3.02

Our Bond amended Series G Preferred Stock terms

8-K on EDGAR Filing index
International Seaways INSW8-K item 3.02

International Seaways acquired Bruton Limited

8-K on EDGAR Filing index
Select Water Solutions WTTR8-K item 3.02

Select Water Solutions acquired Pilot Water

8-K on EDGAR Filing index
ISQ Open Infrastructure8-K item 3.02

ISQ Open Infrastructure acquired two new assets

8-K on EDGAR Filing index
Third Point Private Capital Partners8-K item 3.02

Third Point Private Capital Partners sold shares

8-K on EDGAR Filing index
Cottonwood Communities8-K item 3.02

Cottonwood Communities conducted private preferred stock offering

8-K on EDGAR Filing index
Macquarie Infrastructure Fund8-K item 3.02

Macquarie Infrastructure Fund sold $950,000 in Units

8-K on EDGAR Filing index
ABVC BioPharma ABVC8-K item 3.02

Abvc Biopharma enters private placement

8-K on EDGAR Filing index
Kewaunee Scientific KEQU8-K item 3.02

Kewaunee Scientific acquires NYCOM

8-K on EDGAR Filing index
Intrusion INTZ8-K item 3.02

Intrusion enters debt-for-equity exchange with Streeterville

8-K on EDGAR Filing index
Vertical Data VDTA8-K item 3.02

Vertical Data announces potential private placement

8-K on EDGAR Filing index
Lazard LAZ8-K item 3.02

Lazard closes acquisition with new agreement

8-K on EDGAR Filing index
BHAV Acquisition Corp II BHAI8-K item 3.02

BHAV Acquisition Corp II completes IPO and board changes

8-K on EDGAR Filing index
SHF Holdings SHFS8-K item 3.02

SHF Holdings issues shares from preferred stock conversion

8-K on EDGAR Filing index
Koil Energy Solutions KLNG8-K item 3.02

Koil Energy Solutions closes $5.6M private placement

8-K on EDGAR Filing index
Edible Garden EDBL8-K item 3.02

Edible Garden completes asset acquisition

8-K on EDGAR Filing index
Adm Tronics Unlimited ADMT8-K item 3.02

Adm Tronics Unlimited raises $1.3M in private placement

8-K on EDGAR Filing index
APPlife Digital Solutions ALDS8-K item 3.02

APPlife Digital Solutions issued a $60,000 convertible note

8-K on EDGAR Filing index
Brookfield Private Equity Fund8-K item 3.02

Brookfield Private Equity Fund sold $6.2M in units

8-K on EDGAR Filing index
Pluri PLUR8-K item 3.02

Pluri enters partnership with ZEO for regenerative medicine

8-K on EDGAR Filing index
Zeo ScientifiX ZEOX8-K item 3.02

Zeo ScientifiX partners with Pluri Inc.

8-K on EDGAR Filing index
Repligen RGEN8-K item 3.02

Repligen issues new convertible notes

8-K on EDGAR Filing index
American Rebel Holdings AREB8-K item 3.02

American Rebel Holdings exchanged preferred stock for common stock

8-K on EDGAR Filing index
T3 Defense DFNS8-K item 3.02

T3 Defense sells $10M in equity units

8-K on EDGAR Filing index
Zoomcar Holdings ZCAR8-K item 3.02

Zoomcar raises $75K in private placement

8-K on EDGAR Filing index
Dror Ortho-Design DROR8-K item 3.02

Dror enters into $245K debt deal

8-K on EDGAR Filing index
OFA Group OFAL8-K item 3.02

OFA Group enters new agreements

8-K on EDGAR Filing index
Outdoor Specialty Products ODRS8-K item 3.02

Outdoor Specialty Products enters stock purchase agreement with Quantum

8-K on EDGAR Filing index
SL Investment Fund II8-K item 3.02

SL Investment Fund II raises $29.7M

8-K on EDGAR Filing index
HPS Real Assets Lending8-K item 3.02

HPS Real Assets Lending LP reports NAV and distributions

8-K on EDGAR Filing index
VistaOne8-K item 3.02

VistaOne sells $29.1M in equity units

8-K on EDGAR Filing index
Adams Street Credit Solutions Fund8-K item 3.02

Adams Street Credit Solutions Fund sold shares

8-K on EDGAR Filing index
NextBoat NXB8-K item 3.02

NextBoat secures $5M credit line

8-K on EDGAR Filing index
Inmune Bio INMB8-K item 3.02

Inmune Bio raises $4.5M

8-K on EDGAR Filing index
New ERA Energy & Digital NUAI8-K item 3.02

New ERA Energy & Digital raises $64M in private placement

8-K on EDGAR Filing index
Freedom Holding FRHC8-K item 3.02

Freedom Holding enters into $1.16B bond agreement

8-K on EDGAR Filing index
Star Equity Holdings STRR8-K item 3.02

Star Equity Holdings acquires PD Machine

8-K on EDGAR Filing index
Techlott LOTT8-K item 3.02

Techlott ends agreement with Eldar Grady

8-K on EDGAR Filing index
SPACCircle Acquisition SCQC8-K item 3.02

SPACCircle Acquisition completes IPO

8-K on EDGAR Filing index
GridAI Technologies GRDX8-K item 3.02

GridAI Technologies raises $2.15M

8-K on EDGAR Filing index
Wintergreen Acquisition WTG8-K item 3.02

Wintergreen Acquisition issues $184,635 note

8-K on EDGAR Filing index
Silver Point Private Credit Fund8-K item 3.02

Silver Point Private Credit Fund sold shares

8-K on EDGAR Filing index
CVC-PE Global Private Equity Fund8-K item 3.02

CVC-PE sold $36M in equity units

8-K on EDGAR Filing index
Mitesco MITI8-K item 3.02

Mitesco issues shares to directors and consultants

8-K on EDGAR Filing index
Hydrofarm Holdings Group HYFM8-K item 3.02

Hydrofarm Holdings Group enters into securities purchase agreement

8-K on EDGAR Filing index
G-Infra8-K item 3.02

G-Infra reports Transactional NAV as of Sept 30, 2026

8-K on EDGAR Filing index
G-Private Equity8-K item 3.02

G-Private Equity reports Transactional NAV as of Sept 30, 2026

8-K on EDGAR Filing index
Antares Strategic Credit Fund8-K item 3.02

Antares Strategic Credit Fund raises $10.2M

8-K on EDGAR Filing index
Antares Strategic Credit Fund II8-K item 3.02

Antares Strategic Credit Fund II raises $2.9M

8-K on EDGAR Filing index
Conexeu Sciences CNXU8-K item 3.02

Conexeu Sciences launches warrant inducement program

8-K on EDGAR Filing index
Carlyle Private Equity Partners Fund8-K item 3.02

Carlyle Private Equity Partners Fund sold $57.6M in units

8-K on EDGAR Filing index
Carlyle Credit Solutions8-K item 3.02

Carlyle Credit Solutions issues $11.8M in shares

8-K on EDGAR Filing index
Elvictor Group ELVG8-K item 3.02

Elvictor Group signs $5M stock purchase agreement

8-K on EDGAR Filing index
Cottonwood Communities8-K item 3.02

Cottonwood Communities raises $2.4M

8-K on EDGAR Filing index
Crestline Lending Solutions8-K item 3.02

Crestline Lending Solutions sold $25M in shares

8-K on EDGAR Filing index
Securetech Innovations SCTH8-K item 3.02

SecureTech enters blockchain joint venture

8-K on EDGAR Filing index
CDT Equity CDT8-K item 3.02

CDT Equity Equity Inc. issues shares

8-K on EDGAR Filing index
Valion Bio VBIO8-K item 3.02

Valion Bio closes Series B and C financings

8-K on EDGAR Filing index
Perpetua Resources PPTA8-K item 3.02

Perpetua Resources signs tungsten OTIA

8-K on EDGAR Filing index
North Haven Private Income Fund8-K item 3.02

North Haven Private Income Fund declares $0.1185 per unit distribution

8-K on EDGAR Filing index
Bold Eagle Acquisition BEAG8-K item 3.02

Bold Eagle Acquisition extends business combo deadline

8-K on EDGAR Filing index
iQSTEL IQST8-K item 3.02

iQSTEL raises $3M in debt financing

8-K on EDGAR Filing index
North Haven Private Income Fund A8-K item 3.02

North Haven Private Income Fund A declares distribution

8-K on EDGAR Filing index
Venu Holding VENU8-K item 3.02

Venu Holding announces new agreements for McKinney project

8-K on EDGAR Filing index
Equillium EQ8-K item 3.02

Equillium closes $20M private placement

8-K on EDGAR Filing index
Apollo Infrastructure8-K item 3.02

Apollo Infrastructure LLC sets NAV per share

8-K on EDGAR Filing index
Apollo Asset Backed Credit8-K item 3.02

Apollo Asset Backed Credit LLC reports NAV and distributions

8-K on EDGAR Filing index
Bain Capital Private Credit8-K item 3.02

Bain Capital Private Credit reports NAV of $26.03 per share

8-K on EDGAR Filing index
NewHydrogen NEWH8-K item 3.02

NewHydrogen raises $3M

8-K on EDGAR Filing index
PennantPark Private Income Fund8-K item 3.02

PennantPark Private Income Fund sold shares

8-K on EDGAR Filing index
HPS Corporate Capital Solutions Fund8-K item 3.02

HPS Corporate Capital Solutions Fund reports NAV per share of $27.30

8-K on EDGAR Filing index
Wheeler Real Estate Investment Trust WHLR8-K item 3.02

Wheeler Real Estate Investment Trust issues shares in exchange for preferred stock

8-K on EDGAR Filing index
Senti Biosciences Holdings SNTI8-K item 3.02

Senti Biosciences Holdings enters CVR agreement

8-K on EDGAR Filing index
KKR Infrastructure Conglomerate8-K item 3.02

KKR Infrastructure LLC sold shares

8-K on EDGAR Filing index
Rent the Runway RENT8-K item 3.02

Rent the Runway completes $15M rights offering

8-K on EDGAR Filing index
RadNet RDNT8-K item 3.02

RadNet to merge with OnRad

8-K on EDGAR Filing index
KKR Private Equity Conglomerate8-K item 3.02

KKR Private Equity Conglomerate sold shares

8-K on EDGAR Filing index
New Mountain Private Credit Fund8-K item 3.02

New Mountain Private Credit Fund reports NAV of $22.72

8-K on EDGAR Filing index
Sound Point Direct Lending BDC8-K item 3.02

Sound Point Direct Lending BDC sells $41M in shares

8-K on EDGAR Filing index
FF EAI Robotics Ecosystem FFR8-K item 3.02

FF EAI Robotics Ecosystem closes acquisition

8-K on EDGAR Filing index
Peraso PRSO8-K item 3.02

Peraso raises $10M via private placement.

8-K on EDGAR Filing index
SHF Holdings SHFS8-K item 3.02

SHF Holdings announces stock conversions

8-K on EDGAR Filing index
K&F Growth Acquisition Corp. II KFII8-K item 3.02

K&F Growth Acquisition Corp. II issues 9,583,332 Class A shares

8-K on EDGAR Filing index
GameSquare Holdings GAME8-K item 3.02

GameSquare completes asset acquisition

8-K on EDGAR Filing index
Game Your Game GYGY8-K item 3.02

Game Your Game amends warrants with Streeterville

8-K on EDGAR Filing index
Oaktree Acquisition Corp. III Life Sciences OACC8-K item 3.02

Oaktree Acquisition Corp. III Life Sciences extends business combo deadline

8-K on EDGAR Filing index
Stratum Holdings SRTM8-K item 3.02

Stratum Holdings issues more preferred stock

8-K on EDGAR Filing index
Tessera Defense & Homeland Security HLSQ8-K item 3.02

PHGE approves equity plan amendment

8-K on EDGAR Filing index
RMX Industries RMXI8-K item 3.02

RMX Industries issues $295,550 note

8-K on EDGAR Filing index
Picard Medical PMI8-K item 3.02

Picard Medical exchanges warrants for shares

8-K on EDGAR Filing index

Data through Nov 4, 2026.

Each line is built from the filing as SEC Tracker stored it. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. All screens