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3,695 filed that day · 1,101 that mattered · Source: SEC EDGAR

The day in numbers

3,695filings
3228-Ks
543insider filings
8listing notices
840offerings and shelves
1going-concern warning added

Top stories

New going-concern warnings (1)

Ranked by importance; times are when EDGAR accepted the filing, Eastern Time.

  1. Safeguard Acquisition SAC 10-Q New in this 10-Q

    Safeguard Acquisition reports $1.94 million net income for Q3 2026

    10-Q on EDGAR

Exchange listing notices (8)

  1. LXP Industrial Trust LXP 8-K Listing notice

    LXP completed a merger and delisting

    8-K on EDGAR
  2. LiveRamp Holdings RAMP 8-K Listing notice

    LiveRamp Holdings completes merger

    8-K on EDGAR
  3. Navient 8-K Listing notice

    Navient reorganizes into Navient Holdings

    8-K on EDGAR
  4. Supernus Pharmaceuticals SUPN 8-K Listing notice

    Supernus Pharmaceuticals delisted after merger

    8-K on EDGAR
  5. Kenvue KVUE 8-K Listing notice

    Kenvue completes merger with K-C

    8-K on EDGAR
  6. CBIZ CBZ 8-K Listing notice

    CBIZ completes acquisition

    8-K on EDGAR
  7. Ribbon Acquisition RIBB 8-K Market value

    Ribbon Acquisition faces Nasdaq delisting risk

    8-K on EDGAR
  8. House of Doge HODO 8-K Bid price under $1

    House of Doge faces delisting from Nasdaq

    8-K on EDGAR

Red-flag filings (2)

  1. GoodRx Holdings GDRX 8-K Restatement (Item 4.02)

    GoodRx Holdings restates revenue for 2026 periods

    8-K on EDGAR
  2. Federal Home Loan Bank of Chicago 8-K Executive or director change (Item 5.02)

    Federal Home Loan Bank of Chicago announces CEO departure

    8-K on EDGAR

Offerings and shelves (840)

  1. Valley National Bancorp VLY 424B3 Offering

    Valley National Bancorp proposes merger with Providence Financial Corporation

    424B3 on EDGAR
  2. Vireo Growth VREOF 424B3 Offering

    Vireo Growth announces merger with Planet 13

    424B3 on EDGAR
  3. Tri-County Financial Group TYFG 424B3 Offering

    Tri-County Financial Group approved merger with HBT

    424B3 on EDGAR
  4. Select Water Solutions WTTR 8-K Private placement

    Select Water Solutions acquired Pilot Water

    8-K on EDGAR
  5. ISQ Open Infrastructure 8-K Private placement

    ISQ Open Infrastructure acquired two new assets

    8-K on EDGAR
  6. JLL Income Property Trust 424B3 Offering

    JLL Income Property Trust redeemed shares and acquired properties

    424B3 on EDGAR
  7. Kewaunee Scientific KEQU 8-K Private placement

    Kewaunee Scientific acquires NYCOM

    8-K on EDGAR
  8. Lazard LAZ 8-K Private placement

    Lazard closes acquisition with new agreement

    8-K on EDGAR
  9. Vertical Data VDTA 8-K Private placement

    Vertical Data announces potential private placement

    8-K on EDGAR
  10. Alphabet GOOGL 424B5 Offering

    Alphabet announces new securities offering

    424B5 on EDGAR
  11. Toronto Dominion Bank TD 424B2 Offering

    Toronto Dominion Bank priced structured investments

    424B2 on EDGAR
  12. Royal Bank of Canada RY 424B2 Offering

    Royal Bank of Canada offers Enhanced Return Notes

    424B2 on EDGAR
  13. Bank of America BAC 424B2 Priced offering

    Bank of America launches copper-linked notes

    424B2 on EDGAR
  14. Top Ships TOPS 424B3 Offering

    Top Ships issued $5 million in notes and warrants

    424B3 on EDGAR
  15. Royal Bank of Canada RY 424B2 Offering

    Royal Bank of Canada offers Auto-Callable Notes linked to five equities

    424B2 on EDGAR
  16. UBS AMUB 424B2 Offering

    UBS launches $2.47M structured investment tied to Wells Fargo

    424B2 on EDGAR
  17. Bank of Montreal BMO 424B2 Offering

    Bank of Montreal launches new notes linked to S&P 500

    424B2 on EDGAR
  18. Bank of Nova Scotia BNS 424B2 Offering

    Bank of Nova Scotia announces new notes linked to Euro Stoxx 50

    424B2 on EDGAR
  19. Bank of Montreal BMO 424B2 Offering

    Bank of Montreal priced $9 million notes linked to S&P 500

    424B2 on EDGAR
  20. Bank of America BAC 424B2 Priced offering

    Bank of America issues structured notes linked to gold

    424B2 on EDGAR
  21. Bank of Montreal BMO 424B2 Offering

    Bank of Montreal launches new notes linked to JPMorgan, Broadcom, and Comfort Systems

    424B2 on EDGAR
  22. JPMorgan Chase JPM 424B2 Offering

    JPMorgan Chase prices structured notes

    424B2 on EDGAR
  23. Bank of Montreal BMO 424B2 Offering

    Bank of Montreal prices new notes offering

    424B2 on EDGAR
  24. Bank of America BAC 424B2 Priced offering

    Bank of America issues $34.2 million notes

    424B2 on EDGAR
  25. Barclays Bank ATMP 424B2 Offering

    Barclays Bank (FIYY) issues AutoCallable Notes due 2031

    424B2 on EDGAR

And 815 more.

Other major filings (242)

  1. Elme Communities ELMES 8-K

    Elme Communities announces director departures and delisting

    8-K on EDGAR
  2. Fort Technology FRTT 6-K

    Fort Technology announces TSXV delisting approval

    6-K on EDGAR
  3. Strategic Storage Trust VI SGST 8-K

    Strategic Storage Trust VI completes merger with SSGT III

    8-K on EDGAR
  4. Broadwind BWEN 8-K

    Broadwind acquired MCM for $18M plus up to $7M

    8-K on EDGAR
  5. Isabella Bank ISBA 8-K

    Isabella Bank completes merger with Grand River

    8-K on EDGAR
  6. Ludwig Enterprises LUDG 8-K

    Ludwig Enterprises reports change in control

    8-K on EDGAR
  7. On Semiconductor ON 8-K

    On Semiconductor announces merger agreement with Ferric

    8-K on EDGAR
  8. Theriva Biologics TOVX 8-K

    Theriva Biologics sold assets for $350k

    8-K on EDGAR
  9. NorthStrive Acquisition Corp I. NSAI 8-K

    NorthStrive Acquisition Corp I enters business combination

    8-K on EDGAR
  10. Supernus Pharmaceuticals SUPN 8-K

    Supernus Pharmaceuticals entered a $650M credit agreement

    8-K on EDGAR
  11. Indivior Pharmaceuticals INDV 8-K

    Indivior Pharmaceuticals entered a $650M credit agreement

    8-K on EDGAR
  12. Kimberly Clark KMB 8-K

    Kimberly Clark completed acquisition of Kenvue

    8-K on EDGAR
  13. FG Imperii Acquisition FGII 8-K

    FG Imperii Acquisition enters merger with tZERO

    8-K on EDGAR
  14. Bank7 BSVN 8-K

    Bank7 completes merger with Century Financial

    8-K on EDGAR
  15. Lumentum Holdings LITE 8-K

    Lumentum enters merger with Marvell

    8-K on EDGAR
  16. Colony Bankcorp CBAN 8-K

    Colony Bankcorp completes merger with First Reliance Bancshares

    8-K on EDGAR
  17. Marvell Technology MRVL 8-K

    Marvell Technology enters merger agreement with Lumentum

    8-K on EDGAR
  18. Marvell Technology MRVL 8-K

    Marvell Technology announces merger with Lumentum

    8-K on EDGAR
  19. Superior Group of Companies SGC 8-K

    Superior Group of Companies acquires call center assets

    8-K on EDGAR
  20. TripAdvisor TRIP 8-K

    Tripadvisor sells TheFork for $700 million

    8-K on EDGAR
  21. Alpine Income Property Trust PINE 8-K

    Alpine Income Property Trust acquired a $117.3M industrial portfolio

    8-K on EDGAR
  22. Dorchester Minerals DMLP 8-K

    Dorchester Minerals completes asset acquisition

    8-K on EDGAR
  23. Empire State Realty Trust ESRT 8-K

    Empire State Realty OP reports Q3 2026 results

    8-K on EDGAR
  24. Sinda SIND 8-K

    Sinda reports third quarter 2026 results

    8-K on EDGAR
  25. i-80 Gold IAUX 8-K

    i-80 Gold reports Q3 2026 results

    8-K on EDGAR

And 217 more.

New activist stakes (13D) (8)

  1. Dine Brands Global DIN Schedule 13D Arkhouse Management Co. LP, 4.3% stake

    Arkhouse Management reports a stake in Dine Brands Global

    Schedule 13D on EDGAR
  2. Dine Brands Global DIN Schedule 13D Cobblers Cove Capital LP, 0% stake

    Cobblers Cove Capital reports a stake in Dine Brands Global

    Schedule 13D on EDGAR
  3. Hamilton Lane Venture Capital & Growth Fund Schedule 13D Hamilton Lane Advisors, L.L.C., 17.6% stake

    Hamilton Lane Advisors reports a stake in Hamilton Lane Venture Capital & Growth Fund

    Schedule 13D on EDGAR
  4. MSG Rangers MSGR Schedule 13D James L. Dolan, 8.1% stake

    James Lawrence Dolan reports a stake in MSG Rangers

    Schedule 13D on EDGAR
  5. Vertical Data VDTA Schedule 13D Soni Deven, 18.7% stake

    Deven Soni reports a stake in Vertical Data

    Schedule 13D on EDGAR
  6. Narragansett Bancorp NARA Schedule 13D Narragansett Financial Corporation, 55% stake

    Narragansett Financial reports a stake in Narragansett Bancorp

    Schedule 13D on EDGAR
  7. Seer SEER Schedule 13D BML Investment Partners, L.P., 3.9% stake

    BML Investment Partners reports a stake in Seer

    Schedule 13D on EDGAR
  8. Maxcyte MXCT Schedule 13D Liontrust Investment Partners LLP, 4.9% stake

    Liontrust Investment Partners reports a stake in Maxcyte

    Schedule 13D on EDGAR

Picked by fixed rules from filings SEC Tracker has read: MAJOR filings, offerings, listing notices, new going-concern warnings, red-flag 8-K items (3.01 listing notices, 4.01 auditor changes and 4.02 restatements first, then 1.03, 2.04, 2.06, and 5.02 when the CEO or CFO leaves with no successor named) and new Schedule 13Ds. Each line is the filing's summary headline or fact line. Counts in the top stories are computed from stored data; no model writes them. Not affiliated with the U.S. SEC. Not investment advice.