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3,514 filed that day · 345 that mattered · Source: SEC EDGAR

The day in numbers

3,514filings
3968-Ks
279insider filings
2auditor changes

Top stories

  • OSR Health, Inc. delisted from Nasdaq.

    Why it is here

    Picked by weight: delistings and bankruptcies first, then mergers completed, agreed or ended, then results; newest first within each.

  • STRR acquires PD Machine.

  • EPAC completes $452M acquisition of SFE Group.

  • 2 companies changed auditors on Oct 28 (8-K item 4.01).

    How we counted

    8-K and 8-K/A filings accepted on 2026-10-28 (Eastern time) with item 4.01, distinct companies. Shown when the count is at least 2.

  • 3 new activist stakes (Schedule 13D) filed on Oct 28.

    How we counted

    SC 13D and SCHEDULE 13D filings, not amendments, accepted on 2026-10-28 (Eastern time). Shown when the count is at least 3.

Red-flag filings (8)

Ranked by importance; times are when EDGAR accepted the filing, Eastern Time.

  1. OSR Health OSRH 8-K Listing notice (Item 3.01)

    OSR Health, Inc. delisted from Nasdaq

    8-K on EDGAR
  2. Dropbox DBX 8-K Executive or director change (Item 5.02)

    Dropbox CEO steps down

    8-K on EDGAR
  3. Etsy ETSY 8-K Executive or director change (Item 5.02)

    Etsy reports Q3 2026 results and CFO departure

    8-K on EDGAR
  4. GE HealthCare Technologies GEHC 8-K Executive or director change (Item 5.02)

    GEHC announces Q3 2026 results and CEO departure

    8-K on EDGAR
  5. Milestone Pharmaceuticals MIST 8-K Listing notice (Item 3.01)

    Milestone Pharmaceuticals notified of Nasdaq noncompliance

    8-K on EDGAR
  6. Eureka Acquisition EURK 8-K Listing notice (Item 3.01)

    Eureka Acquisition Corp notified of delisting risk

    8-K on EDGAR
  7. Alphatime Acquisition ATMC 8-K Auditor change (Item 4.01)

    Alphatime Acquisition Corp changes auditors

    8-K on EDGAR
  8. Ocean Power Technologies OPTT 8-K Auditor change (Item 4.01)

    Ocean Power Technologies changes auditors

    8-K on EDGAR

Other major filings (334)

  1. Star Equity Holdings STRR 8-K

    STRR acquires PD Machine

    8-K on EDGAR
  2. Enerpac Tool Group EPAC 8-K

    EPAC completes $452M acquisition of SFE Group

    8-K on EDGAR
  3. Ultralife ULBI 8-K

    Ultralife Corp agrees to be acquired by EnerSys

    8-K on EDGAR
  4. SkyAI SKYA 8-K

    SkyAI, Inc. amends tender offer terms

    8-K on EDGAR
  5. First Community Bankshares FCBC 8-K

    FCBC acquires Main Street for $243M

    8-K on EDGAR
  6. Franklin Electric FELE 8-K

    Franklin Electric acquires Challenge Pumps

    8-K on EDGAR
  7. California Water Service Group CWT 8-K

    CWT reports Q3 2026 results

    8-K on EDGAR
  8. Pilgrims Pride PPC 10-Q

    Pilgrim's Pride Corp reports $4.65B revenue

    10-Q on EDGAR
  9. Ares Management ARES 8-K

    Ares Management Corp announces Q3 2026 results

    8-K on EDGAR
  10. Pilgrims Pride PPC 8-K

    Pilgrim's Pride Corp reports results

    8-K on EDGAR
  11. Alphabet GOOGL 10-Q

    Alphabet Inc. reports $127.58B revenue for Q3 2026

    10-Q on EDGAR
  12. KBR KBR 8-K

    KBR Reports Third Quarter Fiscal 2026 Results

    8-K on EDGAR
  13. Cactus WHD 8-K

    Cactus, Inc. releases Q3 2026 results

    8-K on EDGAR
  14. DBV Technologies DBVT 8-K

    DBV Technologies S.A. releases Q3 2026 results

    8-K on EDGAR
  15. Truist Financial TFC 10-Q

    Truist Financial Corp reports $799M net income

    10-Q on EDGAR
  16. GLAUKOS GKOS 10-Q

    Glaukos reports $211M revenue for Q3 2026

    10-Q on EDGAR
  17. Enerpac Tool Group EPAC 8-K

    Enerpac Tool Group Corp reports Q4 2026 results

    8-K on EDGAR
  18. Peoples Financial PFBX 8-K

    Peoples Financial Corp reports Q3 2026 results

    8-K on EDGAR
  19. NN NNBR 8-K

    NN reports Q3 2026 results

    8-K on EDGAR
  20. Albany International AIN 8-K

    Albany International Corp reports Q3 2026 results

    8-K on EDGAR
  21. Hanover Insurance Group THG 8-K

    Hanover Insurance Group reports Q3 2026 results

    8-K on EDGAR
  22. Antero Resources AR 8-K

    Antero Resources announces Q3 2026 results

    8-K on EDGAR
  23. Antero Midstream AM 8-K

    Antero Midstream Corp reports Q3 2026 results

    8-K on EDGAR
  24. Newmarket NEU 8-K

    NewMarket Corp reports Q3 2026 earnings

    8-K on EDGAR
  25. Fidelity Private Credit Fund 8-K

    Fidelity Private Credit Fund declares October 2026 distributions

    8-K on EDGAR

And 309 more.

New activist stakes (13D) (3)

  1. Smith & Wesson Brands SWBI Schedule 13D

    JDH Capital I reports a stake in Smith & Wesson Brands

    Schedule 13D on EDGAR
  2. BankUnited BKU Schedule 13D

    HoldCo Asset Management reports a stake in BankUnited

    Schedule 13D on EDGAR
  3. NewHydrogen NEWH Schedule 13D

    Sunhydrogen reports a stake in NewHydrogen

    Schedule 13D on EDGAR

Picked by fixed rules from filings SEC Tracker has read: MAJOR filings, offerings, listing notices, new going-concern warnings, red-flag 8-K items (3.01 listing notices, 4.01 auditor changes and 4.02 restatements first, then 1.03, 2.04, 2.06, and 5.02 when the CEO or CFO leaves with no successor named) and new Schedule 13Ds. Each line is the filing's summary headline or fact line. Counts in the top stories are computed from stored data; no model writes them. Not affiliated with the U.S. SEC. Not investment advice.