Happen reports $59.28M net income
- Net income: $59.28 million for three months ended Sep 30, 2026
- Diluted EPS: $0.50 for three months ended Sep 30, 2026
- Cash and equivalents: $793.06 million as of Sep 30, 2026
Happen
HAPN on Nasdaq, formerly LCPersonal credit institutions
Nasdaq listing: 1 notice since Jun 2026 (newest Jun 2)
- 8-K item 3.01, Jun 2, 2026 rule and cure date not stated in the filing
Happen’s latest key filing is a 10-Q from ; the newest of any kind is a Form 4 from . Every Happen filing is below, newest first.
Insiders 5 insiders sold $3.2M of Happen stock on the open market in the last 90 days; no open-market buys. Every trade
Next: earnings expected ~Jan 28; 10-K expected ~Feb 16 (deadline Mar 1)
Happen reports $59.28M net income
- Net income: $59.28 million for three months ended Sep 30, 2026
- Diluted EPS: $0.50 for three months ended Sep 30, 2026
- Cash and equivalents: $793.06 million as of Sep 30, 2026
What changed this year
From the 10-Q and 10-K filings of the last 12 months, each compared with the one before it.
- ChangedCash down 15% from Jun 30Financial statements, 10-Q for the quarter ended Sep 2026
- ChangedNet income up 1.9% from Jun 30Financial statements, 10-Q for the quarter ended Sep 2026
Compared by code from the two filings' text and XBRL. Not advice.
All filings
Latest: the 50 newest filings, key filings first. Each other tab counts its kind among the 400 most recent EDGAR filings.
- Latest 50
- Results 36
- Offerings and dilution 2
- Insiders 296
- Ownership 25
- Governance 23
- Legal and listing 2
- Other 16
Results, 8-Ks and Major or Notable filings come first, then registrations and share actions, then everything else, newest first. Routine filings are kept here unmarked; insider filings are summed up in one line.
Results, 8-Ks and key filings
NOTABLE10-QHappenHAPNLIVEEDGAR MAJOR8-KHappenHAPNLIVEEDGAR Happen reports Q3 2026 results
- No financial statements included
NOTABLE10-QHappenHAPNLIVEEDGAR Quarter ended Jun 30, 2026: net income $58.1M, diluted EPS $0.50
MAJOR8-KHappenHAPNLIVEEDGAR NOTABLE8-KHappenHAPNLIVEEDGAR 8-KHappenHAPNLIVEEDGAR LendingClub Corporation convened its annual meeting of stockholders.
5 insiders sold $3.2M of Happen stock on the open market in the last 90 days; no open-market buys. Every HAPN insider trade
Other filings
Schedule 13G/AHappenHAPNLIVEEDGAR A holder updates a passive stake in Happen
- Vanguard Portfolio Management owns 8.41% of Happen Inc common stock
- Vanguard holds 9,715,806 shares of Happen Inc
- Vanguard has sole voting and dispositive power over the shares
Vanguard Portfolio Management LLC
Schedule 13G/AHappenHAPNLIVEEDGAR Wellington Management Group updates its Happen passive stake
Filed by Wellington Management Group LLP
Schedule 13GHappenHAPNLIVEEDGAR Vanguard Capital Management reports a passive stake in Happen
Filed by Vanguard Capital Management LLC
CERTHappenHAPNLIVEEDGAR 25HappenHAPNLIVEEDGAR 8-A12BHappenHAPNLIVEEDGAR
Results 36
| Date | Form | What it is |
|---|---|---|
| Oct 29, 2026 | 10-Q | Quarter ended Sep 30, 2026: net income $59.3M, diluted EPS $0.50 |
| Oct 28, 2026 | 8-K | Happen reports Q3 2026 results Key exhibits: Press release (EX-99.1) |
| Jul 30, 2026 | 10-Q | Quarter ended Jun 30, 2026: net income $58.1M, diluted EPS $0.50 Key exhibits: Material contract (EX-10.1), Material contract (EX-10.2) |
| Jul 27, 2026 | 8-K | Happen, Inc. Reports Second Quarter 2026 Results Key exhibits: Press release (EX-99.1) |
| Apr 30, 2026 | 10-Q | Quarter ended Mar 31, 2026: net income $51.6M, diluted EPS $0.44 |
| Apr 27, 2026 | 8-K | Reports Q1 FY26 results (press release) Key exhibits: Press release (EX-99.1) |
| Feb 12, 2026 | 10-K | Year ended Dec 31, 2025: net income $135.7M, diluted EPS $1.16 |
| Jan 28, 2026 | 8-K | Reports FY 2025 results (press release) Key exhibits: Press release (EX-99.1) |
28 older results filings on EDGAR.
Offerings and dilution 2
Insiders 296
| Date | Form | What it is |
|---|---|---|
| Nov 6, 2026 | Form 4 | Jordan Cheng (Officer) sold 2,800 HAPN at $16.76, worth $47K, under a 10b5-1 plan |
| Oct 30, 2026 | Form 4 | Jordan Cheng (Officer) sold 2,800 HAPN at $16.00, worth $45K, under a 10b5-1 plan |
| Sep 17, 2026 | Form 4 | Erin Selleck (Director) sold 7,148 HAPN at $16.68, worth $119K, under a 10b5-1 plan |
| Sep 4, 2026 | Form 144 | Planned insider sale |
| Sep 4, 2026 | Form 4 | Jordan Cheng (Officer) sold 2,800 HAPN at $17.56, worth $49K, under a 10b5-1 plan |
| Sep 4, 2026 | Form 4 | Erin Selleck (Director) sold 2,057 HAPN at $17.41, worth $36K, under a 10b5-1 plan |
| Sep 3, 2026 | Form 144 | Planned insider sale |
| Aug 27, 2026 | Form 4 | Fergal Stack (Officer) received 6,593 HAPN in vested stock units |
288 older insiders filings on EDGAR.
Ownership 25
| Date | Form | What it is |
|---|---|---|
| Oct 30, 2026 | Schedule 13G/A | Passive stake of 5% or more (amended) |
| Aug 13, 2026 | Schedule 13G/A | Passive stake of 5% or more (amended) |
| Jul 31, 2026 | Schedule 13G | Passive stake of 5% or more |
| Apr 29, 2026 | Schedule 13G | Passive stake of 5% or more |
| Apr 24, 2026 | Schedule 13G | Passive stake of 5% or more |
| Apr 24, 2026 | Schedule 13G | Passive stake of 5% or more |
| Apr 9, 2026 | Schedule 13G | Passive stake of 5% or more |
| Mar 27, 2026 | Schedule 13G/A | Passive stake of 5% or more (amended) |
17 older ownership filings on EDGAR.
Governance 23
| Date | Form | What it is |
|---|---|---|
| Jun 22, 2026 | 8-K | LendingClub Officially Becomes Happen Bank Key exhibits: Press release (EX-99.1) |
| Jun 4, 2026 | 8-K | LendingClub Corporation convened its annual meeting of stockholders. |
| Apr 21, 2026 | DEFA14A | Additional proxy materials |
| Apr 21, 2026 | DEF 14A | Proxy statement |
| Apr 7, 2026 | PRE 14A | Preliminary proxy statement |
| Jan 27, 2026 | 8-K | Reports an executive or board change |
| Jun 5, 2025 | 8-K | Reports shareholder vote results |
| Apr 23, 2025 | DEFA14A | Additional proxy materials |
15 older governance filings on EDGAR.
Legal and listing 2
| Date | Form | What it is |
|---|---|---|
| Jun 18, 2026 | 25 | Delisting notice |
| Jun 2, 2026 | 8-K | Reports an exchange listing deficiency notice and makes a Regulation FD disclosure Key exhibits: Press release (EX-99.1) |
Other 16
| Date | Form | What it is |
|---|---|---|
| Jun 18, 2026 | 8-A12B | 8-A12B |
| Jun 18, 2026 | CERT | CERT |
| Apr 21, 2026 | ARS | Annual report to shareholders |
| Feb 13, 2026 | ABS-15G | Asset-backed securities report |
| Nov 5, 2025 | 8-K | Makes a Regulation FD disclosure Key exhibits: Press release (EX-99.1) |
| Apr 23, 2025 | ARS | Annual report to shareholders |
| Apr 17, 2025 | 8-K | Discloses other events |
| Feb 12, 2025 | ABS-15G | Asset-backed securities report |
8 older other filings on EDGAR.
Listing compliance
0 open of 1 listing notice from 8-K item 3.01.
- Jun 2, 2026 8-K item 3.01 notice; rule and cure date not stated, see the filing
Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. All open notices
Trading halts
No trading halts for HAPN since Feb 22, 2019, when SEC Tracker began reading the Nasdaq Trader feed.
Halt times and codes from the Nasdaq Trader trade halts feed, which lists Nasdaq and other exchange halts. Filings matched by SEC Tracker from EDGAR by company and time. Not investment advice. All recent halts
Insiders
Show the 8 latest Form 4 trades
Notes on each row are as each Form 4 states them, next to SEC Tracker's own records of the company's filings and other insiders' buys. The Stake column is the change in their holding.
| Traded | Insider | Trade | Value | Stake | Notes |
|---|---|---|---|---|---|
| Nov 5, 2026 Filed Nov 6, 2026 | Jordan Cheng Officer | Planned sale (10b5-1) 2,800 shares | $47K at $16.76 | −3% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. 6 days after the company's SCHEDULE 13G/A filed Oct 30, 2026. |
| Oct 29, 2026 Filed Oct 30, 2026 | Jordan Cheng Officer | Planned sale (10b5-1) 2,800 shares | $45K at $16.00 | −3% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. The same day as the company's 10-Q filed Oct 29, 2026. |
| Sep 15, 2026 Filed Sep 17, 2026 | Erin Selleck Director | Planned sale (10b5-1) 7,148 shares | $119K at $16.68 | −9% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. 11 days after a Form 144 notice of a planned insider sale filed Sep 4, 2026. |
| Sep 4, 2026 | Erin Selleck Director | Planned sale (10b5-1) 2,057 shares | $36K at $17.41 | −2% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. The same day as a Form 144 notice of a planned insider sale filed Sep 4, 2026. |
| Sep 3, 2026 Filed Sep 4, 2026 | Jordan Cheng Officer | Planned sale (10b5-1) 2,800 shares | $49K at $17.56 | −3% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. The same day as a Form 144 notice of a planned insider sale filed Sep 3, 2026. |
| Aug 26, 2026 Filed Aug 27, 2026 | Scott Sanborn CEO | Planned sale (10b5-1) 28,750 shares | $525K at $18.25 | −2% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. The same day as a Form 144 notice of a planned insider sale filed Aug 26, 2026. |
| Aug 20, 2026 | Fergal Stack Officer | Planned sale (10b5-1) 37,500 shares | $679K at $18.11 | −48% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. 2 days after a Form 144 notice of a planned insider sale filed Aug 18, 2026. |
| Aug 19, 2026 Filed Aug 20, 2026 | Fergal Stack Officer | Planned sale (10b5-1) 37,500 shares | $699K at $18.64 | −33% | The filing says this sale was under a Rule 10b5-1 plan set up in advance. 1 day after a Form 144 notice of a planned insider sale filed Aug 18, 2026. |
Open-market buys and sales (Form 4 codes P and S); planned sales are marked under a Rule 10b5-1 plan. Values as stated in each Form 4. Not investment advice. Every Form 4 for HAPN · Insider trades across companies
Fails-to-deliver: 18,039 shares on Jul 29, 2026, per SEC data
Coming up
- Earnings, expected
- 10-K, expected (deadline Mar 1)
Stated dates are as each filing on EDGAR gives them; an expected date is estimated from the company's past filing dates, the same estimate as the top of the page. Not investment advice.
Happen shares and listing
From the company's own filings; each row names its source. Not investment advice.
- Shares outstandingas of Oct 16, 2026 (10-Q filed Oct 29)115.2Mwarrants, notes and options not read yet, so fully diluted is not known
- Listing compliance8-K item 3.011 noticestatus not stated, see the filings
Insider activity
5 insiders sold $3.2M of Happen stock on the open market in the last 90 days; no open-market buys.
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Data on this page was fetched . The filing on SEC.gov is the record.