Total Return Securities Fund SEC filings

Filings

Every filing, newest first. MAJOR and NOTABLE filings lead the app's feed; ROUTINE ones are kept here.

1. ROUTINE4Total Return Securities FundSWZ5d

   GOLDSTEIN PHILLIP filed Form 4

   • 10/01/2026 - 15 shares acquired
   • 10/08/2026 - 5,000 shares acquired
   • 119,229 shares beneficially owned

   Phillip Goldstein, reporting

2. ROUTINE4Total Return Securities FundSWZSep 30

   Moritz A Sell, insider filing for SWZ

   Moritz A Sell, reporting

3. ROUTINE4Total Return Securities FundSWZSep 29

   Andrew Dakos, insider filing for SWZ

   Andrew Dakos, reporting

4. ROUTINEN-CSRSTotal Return Securities FundSWZSep 4

   Fund semiannual report

5. ROUTINE4Total Return Securities FundSWZSep 1

   Moritz A Sell, insider filing for SWZ

   Moritz A Sell, reporting

6. ROUTINENPORT-PTotal Return Securities FundSWZAug 31

   Fund portfolio holdings

7. ROUTINE4Total Return Securities FundSWZAug 25

   Rajeev P Das, insider filing for SWZ

   Rajeev P Das, reporting

8. ROUTINEN-PXTotal Return Securities FundSWZAug 20

   Fund proxy voting record

9. ROUTINE4Total Return Securities FundSWZAug 12

   Moritz A Sell, insider filing for SWZ

   Moritz A Sell, reporting

10. ROUTINESCHEDULE 13GTotal Return Securities FundSWZAug 3

    Ownership stake disclosure by BANK OF AMERICA CORP /DE/

    BANK OF AMERICA CORP /DE/, filed by

11. ROUTINESCHEDULE 13G/ATotal Return Securities FundSWZJul 31

    Ownership stake disclosure by Allspring Global Investments Holdings, LLC (amended)

    Allspring Global Investments Holdings, LLC, filed by

12. ROUTINE4Total Return Securities FundSWZJul 24

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

13. ROUTINE4Total Return Securities FundSWZJul 22

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

14. ROUTINE4Total Return Securities FundSWZJul 8

    Phillip Goldstein, insider filing for SWZ

    Phillip Goldstein, reporting

15. ROUTINE4Total Return Securities FundSWZJul 7

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

16. ROUTINE4Total Return Securities FundSWZJun 30

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

17. ROUTINE4Total Return Securities FundSWZJun 22

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

18. ROUTINE4Total Return Securities FundSWZJun 17

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

19. ROUTINENPORT-PTotal Return Securities FundSWZJun 1

    Fund portfolio holdings

20. ROUTINE4Total Return Securities FundSWZJun 1

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

21. ROUTINE4Total Return Securities FundSWZMay 29

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

22. ROUTINE4Total Return Securities FundSWZMay 20

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

23. ROUTINEDEF 14ATotal Return Securities FundSWZMay 8

    Proxy statement

24. ROUTINE4Total Return Securities FundSWZApr 27

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

25. ROUTINE4Total Return Securities FundSWZApr 20

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

26. ROUTINESCHEDULE 13G/ATotal Return Securities FundSWZApr 17

    Ownership stake disclosure by CSS LLC/IL (amended)

    CSS LLC/IL, filed by

27. ROUTINE40-17GTotal Return Securities FundSWZApr 15

    40-17G filing

28. ROUTINESCHEDULE 13G/ATotal Return Securities FundSWZApr 14

    Ownership stake disclosure by Allspring Global Investments Holdings, LLC (amended)

    Allspring Global Investments Holdings, LLC, filed by

29. ROUTINE4Total Return Securities FundSWZApr 9

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

30. ROUTINE4Total Return Securities FundSWZApr 6

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

31. ROUTINE3Total Return Securities FundSWZApr 1

    Ben H Harris, new insider at SWZ

    Ben H Harris, reporting

32. ROUTINE4Total Return Securities FundSWZMar 31

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

33. ROUTINE4Total Return Securities FundSWZMar 26

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

34. ROUTINE4Total Return Securities FundSWZMar 19

    Phillip Goldstein, insider filing for SWZ

    Phillip Goldstein, reporting

35. ROUTINE4Total Return Securities FundSWZMar 13

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

36. ROUTINEN-CSRTotal Return Securities FundSWZMar 10

    Fund shareholder report

37. ROUTINE4Total Return Securities FundSWZMar 9

    2 insider filings

    Andrew Dakos, insider filing for SWZ

    Show all 2

    • 4Insider filing for SWZMar 9
    • 4Insider filing for SWZMar 9

    Andrew Dakos, reporting

38. ROUTINESCHEDULE 13G/ATotal Return Securities FundSWZMar 6

    Ownership stake disclosure by Allspring Global Investments Holdings, LLC (amended)

    Allspring Global Investments Holdings, LLC, filed by

39. ROUTINEN-CENTotal Return Securities FundSWZMar 6

    N-CEN filing

40. ROUTINE4Total Return Securities FundSWZMar 5

    Phillip Goldstein, insider filing for SWZ

    Phillip Goldstein, reporting

41. ROUTINE4Total Return Securities FundSWZMar 4

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

42. ROUTINE4Total Return Securities FundSWZMar 2

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

43. ROUTINE4Total Return Securities FundSWZFeb 25

    2 insider filings

    Phillip Goldstein, insider filing for SWZ

    Show all 2

    • 4Insider filing for SWZFeb 25
    • 4Insider filing for SWZFeb 25

    Phillip Goldstein, reporting

44. ROUTINE4Total Return Securities FundSWZFeb 23

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

45. ROUTINE4Total Return Securities FundSWZFeb 10

    Phillip Goldstein, insider filing for SWZ

    Phillip Goldstein, reporting

46. ROUTINENPORT-PTotal Return Securities FundSWZFeb 6

    Fund portfolio holdings

47. ROUTINE4Total Return Securities FundSWZFeb 5

    Andrew Dakos, insider filing for SWZ

    Andrew Dakos, reporting

48. ROUTINE4Total Return Securities FundSWZFeb 4

    Moritz A Sell, insider filing for SWZ

    Moritz A Sell, reporting

Older filings on EDGAR