SWZ · Forms 3, 4, 5
Insider trades at Total Return Securities Fund
3 insiders bought $156K of Total Return Securities Fund stock on the open market in the last 30 days.
Every Form 3, 4 and 5 filed for Total Return Securities Fund (SWZ) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Insider trades in the last 90 days
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Phillip Goldstein | Secretary | Buy | 5,000 | $5.73 | $29K | Form 4 | |
| Phillip Goldstein | Secretary | Other | 15 | $5.71 | $86 | Form 4 | |
| Moritz A Sell | Director | Buy | 2,000 | $5.77 | $12K | Form 4 | |
| Andrew Dakos | President and CEO | Buy | 1,000 | $5.76 | $6K | Form 4 | |
| Andrew Dakos | President and CEO | Buy | 9,000 | $5.77 | $52K | Form 4 | |
| Andrew Dakos | President and CEO | Buy | 7,649 | $5.81 | $44K | Form 4 | |
| Andrew Dakos | President and CEO | Buy | 2,351 | $5.82 | $14K | Form 4 | |
| Moritz A Sell | Director | Buy | 3,000 | $5.98 | $18K | Form 4 | |
| Rajeev P Das | Secretary | Buy | 1,366 | $5.93 | $8K | Form 4 | |
| Rajeev P Das | Secretary | Buy | 1,700 | $5.93 | $10K | Form 4 | |
| Moritz A Sell | Director | Buy | 1,000 | $5.91 | $6K | Form 4 | |
| Moritz A Sell | Director | Buy | 2,000 | $5.86 | $12K | Form 4 | |
| Moritz A Sell | Director | Buy | 517 | $5.90 | $3K | Form 4 | |
| Moritz A Sell | Director | Buy | 483 | $5.90 | $3K | Form 4 | |
| Moritz A Sell | Director | Buy | 1,000 | $5.93 | $6K | Form 4 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.