4,391 filed that day · 65 that mattered · Source: SEC EDGAR

The day in numbers

4,391filings
1988-Ks
1,572insider filings

Top stories

Red-flag filings (2)

Ranked by importance; times are when EDGAR accepted the filing, Eastern Time.

  1. Amaze Holdings AMZE 8-K Listing notice (Item 3.01)

    Amaze Holdings delisted from NYSE

  2. Direct Digital Holdings DRCT 8-K Listing notice (Item 3.01)

    DRCT delisted from Nasdaq on Oct 5, 2026

Other major filings (55)

  1. Spark I Acquisition SPKLF 8-K

    Spark I Acquisition Corp delisted on 2026-10-02

  2. EchoStar ECHO 8-K

    EchoStar CORP emerges from bankruptcy

  3. Blaize Holdings BZAI 8-K

    Blaize Holdings, Inc. (BZAIW) warned of delisting

  4. Omnitek Engineering OMTK 8-K

    Omnitek Engineering acquires Hard Rock

  5. Angel Studios ANGX 8-K

    Angel Studios announces merger updates

  6. Esco Technologies ESE 8-K

    Esco Technologies Inc completes acquisition

  7. PLDT PHI 6-K

    PLDT Inc. completes acquisition of Radius Telecoms

  8. SU Group Holdings SUGP 6-K

    SU Group completes acquisition of KM Safety

  9. SouthState Bank SSB 8-K

    SouthState Bank Corp announces earnings date

  10. Cal-Maine Foods CALM 8-K

    Cal-Maine Foods reports 2026 annual meeting results

  11. XCel Brands XELB 8-K

    XELB receives Nasdaq delisting notice

  12. Healthcare Triangle HCTI 8-K

    Healthcare Triangle, Inc. faces delisting

  13. Dare Bioscience DARE 8-K

    Dare faces Nasdaq delisting risk

  14. SOBR Safe SOBR 8-K

    SOBR Safe, Inc. faces delisting

  15. Nocopi Technologies NNUP 8-K

    Nocopi Technologies Inc/MD/ announces COO resignation

  16. United States Antimony UAMY 8-K

    UAMY names new CFO

  17. StratCap Digital Infrastructure REIT 8-K

    StratCap Digital Infrastructure REIT reports executive resignation

  18. Golden Minerals AUMN 8-K

    Golden Minerals appoints new VP of Exploration

  19. Katapult Holdings KPLT 8-K

    KPLTW extends credit agreement

  20. Broadway Financial BYFC 8-K

    Broadway Financial Corp reports executive resignation

  21. BeyondSpring BYSI 8-K

    BYSI falls below Nasdaq listing requirement

  22. RTB Digital RTB 8-K

    RTB appoints Mary Truss as director

  23. Seritage Growth Properties SRG 8-K

    Seritage Growth Properties reports COO departure

  24. Quince Therapeutics IRLA 8-K

    Quince Therapeutics, Inc. announces director changes

  25. Celcuity CELC 8-K

    Celcuity appoints David Gryska to board

And 30 more.

New activist stakes (13D) (8)

  1. ADARx Pharmaceuticals ADRX Schedule 13D

    Orbimed Advisors reports a stake in ADARx Pharmaceuticals

  2. Soundthinking SSTI Schedule 13D

    Lauder Gary M files 13D for SoundThinking

  3. Zedge ZDGE Schedule 13D

    Jonas Howard S reports a stake in Zedge

  4. GOWell Energy Technology GOW Schedule 13D

    Hegro Well PTE. reports a stake in GOWell Energy Technology

  5. GOWell Energy Technology GOW Schedule 13D

    Inflection Point Fund I reports a stake in GOWell Energy Technology

  6. Aterian ATER Schedule 13D

    Michelle Chiam Sin Ling reports a stake in Aterian

  7. Aterian ATER Schedule 13D

    Chang Woei Jiann reports a stake in Aterian

  8. LogicMark LGMK Schedule 13D

    Patel Kirtan Sanjaykumar reports a stake in LogicMark

Picked by fixed rules from filings SEC Tracker has read: MAJOR filings, offerings, listing notices, new going-concern warnings, red-flag 8-K items (3.01 listing notices, 4.01 auditor changes and 4.02 restatements first, then 1.03, 2.04, 2.06, and 5.02 when the CEO or CFO leaves with no successor named) and new Schedule 13Ds. Each line is the filing's summary headline or fact line. Counts in the top stories are computed from stored data; no model writes them. Not affiliated with the U.S. SEC. Not investment advice.