8-K item 3.01
Exchange deficiency notices
Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.
Open notices by deadline 5
| Company | Rule | Notice | Cure by | Filing |
|---|---|---|---|---|
| Fathom Holdings | Late filingNasdaq rule 5250(c)(1) | May 22, 2026 | Nov 11, 2026 | 8-K item 3.01 |
| Stratum Holdings | Late filingNasdaq rule 5250(c)(1) | Jun 4, 2026 | Dec 7, 2026 | 8-K item 3.01 |
| CaliberCos | Stock under $1Nasdaq rule 5550(a)(2) | Aug 26, 2026 (8-K filed) | Feb 17, 2027 | 8-K item 3.01 |
| Fathom Holdings | Stock under $1Nasdaq rule 5550(a)(2) | Aug 25, 2026 (8-K filed) | Feb 17, 2027 | 8-K item 3.01 |
| Alset | Stock under $1Nasdaq rule 5550(a)(2) | Oct 28, 2026 | Apr 26, 2027 | 8-K item 3.01 |
Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.
Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens