8-K item 3.01

Exchange deficiency notices

Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.

Open notices by deadline 2

CompanyRuleNoticeCure byFiling
Loop IndustriesLOOPfloat $39.5MMarket value too lowNasdaq rule 5450(b)(2)(A)Jul 24, 2026Jan 25, 20278-K item 3.01
SenesTechSNESfloat $19.2MStock under $1Nasdaq rule 5550(a)(2)Oct 20, 2026Apr 19, 20278-K item 3.01

Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.

Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens