8-K item 3.01
Exchange deficiency notices
Open Nasdaq and NYSE listing deficiency notices and their cure deadlines as stated in the filing.
Open notices by deadline 11
| Company | Rule | Notice | Cure by | Filing |
|---|---|---|---|---|
| TEN Holdings | Stockholders' equity too lowNasdaq rule 5550(b)(1) | May 26, 2026 (8-K filed) | Nov 22, 2026 | 8-K item 3.01 |
| Arrive AI | Stock under $1Nasdaq rule 5450(a)(1) | Jun 2, 2026 | Nov 30, 2026 | 8-K item 3.01 |
| OFA Group | Stock under $1Nasdaq rule 5550(a)(2) | Jun 9, 2026 | Dec 7, 2026 | 8-K item 3.01 |
| Callan JMB | Stock under $1Nasdaq rule 5550(a)(2) | Jun 29, 2026 | Dec 28, 2026 | 8-K item 3.01 |
| Arrive AI | Public float too lowNasdaq rule 5450(b)(2)(C) | Jul 21, 2026 | Jan 19, 2027 | 8-K item 3.01 |
| Circle8 Group | Stock under $1Nasdaq rule 5450(a)(1) | Aug 13, 2026 | Feb 9, 2027 | 8-K/A item 3.01 |
| BEST SPAC I Acquisition | Market value too lowNasdaq rule 5550(b)(2) | Aug 19, 2026 | Feb 15, 2027 | 8-K item 3.01 |
| Valor Energy | Stockholders' equity too lowNasdaq rule 5550(b)(1) | Aug 21, 2026 | Feb 17, 2027 | 8-K item 3.01 |
| Xwell | Stock under $1Nasdaq rule 5550(a)(2) | Oct 20, 2026 (8-K filed) | Apr 5, 2027 | 8-K item 3.01 |
| Century Casinos | Market value too lowNasdaq rule 5550(b)(2) | Oct 19, 2026 | Apr 19, 2027 | 8-K item 3.01 |
| Bridger Aerospace Group Holdings | Stock under $1Nasdaq rule 5450(a)(1) | Oct 30, 2026 (8-K filed) | Apr 26, 2027 | 8-K item 3.01 |
Data through Nov 2, 2026, the newest 8-K item 3.01 SEC Tracker has read.
Dates and rules are as stated in each 8-K item 3.01 filing; a blank means the filing did not state one. Read the filing for the full terms. Not investment advice. Not affiliated with the U.S. SEC. Listing deadlines on the calendar · All screens