State of small-cap dilution: Q3 2026

Offering filings

0

Prospectuses, shelf and resale registrations and offering 8-Ks SEC Tracker read as offerings

Companies

0

Issuers with a public float under $300M

Median new shares (0 filings)

Not stated

Shares offered over shares outstanding before, where both are stated

State warrant coverage

0%

Filings that state warrant coverage

Findings

1. No offering filings were found for companies with a public float under $300M in Q3 2026.

By type 0

What each filing is, as SEC Tracker reads it.

None this quarter.

Largest by stated size 0

The 20 largest offerings by the size the filing states.

None this quarter.

20% or more new shares 0

Offerings that add at least a fifth to the shares outstanding before them.

None this quarter.

All companies by size 0

Every offering filing in the quarter by public float, for context; the report above counts the first row only.

None this quarter.

Every filing 0

Every small-cap offering filing counted above, newest first.

None this quarter.

How this is counted

• Source: S-1, S-3, F-1, F-3, 424B prospectuses, resale registrations and offering 8-Ks on SEC EDGAR, read by SEC Tracker as they are filed.
• Small cap means a public float under $300M on the company's latest 10-K cover page; companies that state no float are left out of the headline and counted in the size table.
• New shares are shares offered over shares outstanding before the offering, both as the filing states them. Discount is the offering price against the last sale price the filing states. Nothing here uses market data.
• A filing SEC Tracker could not classify is counted as type not identified, never guessed.

Computed by SEC Tracker from SEC EDGAR filings; each row links to its filing. Not investment advice. Not affiliated with the U.S. SEC. The same data is available to AI assistants through the SEC Tracker MCP (tool get_report).