State of report · Q4 2025
State of insider buying: Q4 2025
Every open-market purchase that officers, directors and 10% owners reported on Form 4 for trades in Q4 2025, counted from the filings.
Oct 1, 2025 to Dec 31, 2025 · Built 2026-11-06 19:18 UTC from SEC EDGAR filings
Download PDF · Q4 2025, with the charts and the top rows of each table
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- Open-market buys
- 1,110
- Companies
- 415
- Total bought
- $1.05B
- At float under $300M
- 61%
Form 4 lines with transaction code P, same insider, company and day counted once
Issuers with at least one buy
Sum of shares times price as stated in each Form 4
Public float from each company's latest 10-K cover
Findings
- 1,110 open-market buys by 578 insiders at 415 companies were made in Q4 2025, $1.05B in all. Source rows
- 679 of 1,110 buys (61%) were at companies with a public float under $300M, $237.67M in all. Source rows
- The largest buy: BAKER BROS. ADVISORS LP (Director, 10% owner) bought $172.50M of Kymera Therapeutics, Inc. stock on 2025-12-11. 4 0001193125-25-315999
- The median buy was $49K; 101 buys were $1M or more. Source rows
- Officers made 483 of the buys (44%) and directors 584 (53%). Source rows
- 37 companies had a cluster buy, three or more officers or directors buying within 30 days, ending in Q4 2025. 4 0001437749-25-030565
- Banks had the most buys: 136 at 58 companies. Source rows
Largest buys 1,110
The 20 largest open-market buys by value.
| Company | Insider | Role | Traded | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Kymera Therapeutics, Inc. (KYMR) | BAKER BROS. ADVISORS LP | Director, 10% owner | 2025-12-11 | 2,005,813 | $86.00 | $172.50M | 4 0001193125-25-315999 |
| BGC Group, Inc. (BGC) | Lutnick Brandon | Director, 10% owner | 2025-10-06 | 109,833,809 | $0.76 | $83.64M | 4 0001437749-25-030565 |
| BGC Group, Inc. (BGC) | CANTOR FITZGERALD, L. P. | Director, 10% owner | 2025-10-06 | 8,973,721 | $9.21 | $82.63M | 4 0001437749-25-030573 |
| BGC Group, Inc. (BGC) | CF GROUP MANAGEMENT INC | Director, 10% owner, Other | 2025-10-06 | 8,973,721 | $9.21 | $82.63M | 4 0001437749-25-030575 |
| DoorDash, Inc. (DASH) | Lin Alfred | Director | 2025-11-25 | 389,047 | $193.81 | $75.40M | 4 0001607841-25-000015 |
| Kodiak Sciences Inc. (KOD) | BAKER BROS. ADVISORS LP | Director, 10% owner | 2025-12-18 | 2,608,696 | $23.00 | $60.00M | 4 0001193125-25-326820 |
| KINDER MORGAN, INC. (KMI) | KINDER RICHARD D | Executive Chairman | 2025-10-27 | 1,000,000 | $25.96 | $25.96M | 4 0001506307-25-000067 |
| Biohaven Ltd. (BHVN) | CHILDS JOHN W | Director | 2025-11-13 | 3,333,333 | $7.50 | $25.00M | 4 0001027035-25-000004 |
| DoorDash, Inc. (DASH) | Lin Alfred | Director | 2025-11-26 | 125,000 | $199.01 | $24.88M | 4 0001607841-25-000015 |
| Evommune, Inc. (EVMN) | RA CAPITAL MANAGEMENT, L.P. | Director, 10% owner | 2025-11-07 | 1,250,000 | $16.00 | $20.00M | 4 0001346824-25-000049 |
| CRESCENT BIOPHARMA, INC. (CBIO) | Fairmount Funds Management LLC | Director, 10% owner | 2025-12-04 | 1,360,000 | $13.41 | $18.24M | 4 0001104659-25-119320 |
| Seven Hills Realty Trust (SEVN) | PORTNOY ADAM D. | Director, 10% owner | 2025-12-11 | 2,015,748 | $8.65 | $17.44M | 4 0001104659-25-120314 |
| Scholar Rock Holding Corp (SRRK) | AKKARAJU SRINIVAS | Director | 2025-10-03 | 387,414 | $37.27 | $14.44M | 4 0001253170-25-000006 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-10-09 | 1,000,000 | $13.15 | $13.15M | 4 0001833678-25-000005 |
| Viridian Therapeutics, Inc.\DE (VRDN) | Fairmount Funds Management LLC | Director, 10% owner | 2025-10-23 | 454,545 | $22.00 | $10.00M | 4 0001104659-25-102606 |
| GARTNER INC (IT) | PAGLIUCA STEPHEN G | Director | 2025-12-10 | 43,300 | $229.57 | $9.94M | 4 0000749251-25-000101 |
| MSC INDUSTRIAL DIRECT CO INC (MSM) | JACOBSON MITCHELL | Director, 10% owner | 2025-10-30 | 95,779 | $84.92 | $8.13M | 4 0000950142-25-002880 |
| Zenas BioPharma, Inc. (ZBIO) | Fairmount Funds Management LLC | Director | 2025-10-07 | 316,219 | $19.00 | $6.01M | 4 0001104659-25-098362 |
| Vivani Medical, Inc. (EYES) | Williams Gregg | Director, 10% owner | 2025-10-27 | 3,703,703 | $1.62 | $6.00M | 4 0001753926-25-001658 |
| Vestis Corp (VSTS) | Meister Keith A. | Director, 10% owner | 2025-12-16 | 800,222 | $6.81 | $5.45M | 4 0001193125-25-323149 |
Showing 20 of 1,110.
Cluster buys 37
Three or more officers or directors buying $25K or more in all within 30 days, ending this quarter.
By company size 4
Public float as stated on each company's latest 10-K cover page.
| Public float | Buys | Companies | Value |
|---|---|---|---|
| public float under $300M | 679 | 190 | $237.67M |
| public float $300M to $2B | 205 | 103 | $139.55M |
| public float over $2B | 199 | 113 | $674.38M |
| public float not reported | 27 | 9 | $1.73M |
By insider role 3
The role each Form 4 states for the reporting person.
| Role | Buys | Companies | Value |
|---|---|---|---|
| Officers | 483 | 203 | $103.90M |
| Directors | 584 | 240 | $918.80M |
| Other insiders | 43 | 15 | $30.63M |
By sector 27
SEC Tracker's sector tags from each company's SIC code.
| Sector | Buys | Companies | Value |
|---|---|---|---|
| Banks | 136 | 58 | $11.15M |
| Biotech and pharma | 129 | 52 | $375.72M |
| Software and internet | 118 | 35 | $65.56M |
| Business and consumer services | 102 | 38 | $133.20M |
| REITs and real estate | 83 | 35 | $34.06M |
| Industrials and machinery | 71 | 27 | $12.71M |
| Oil, gas and pipelines | 59 | 12 | $36.28M |
| Wholesale and distribution | 51 | 9 | $25.78M |
| Financial services and asset managers | 50 | 16 | $262.96M |
| Not tagged | 44 | 3 | $11.52M |
| Consumer products | 41 | 23 | $8.86M |
| Medical devices | 35 | 13 | $24.36M |
| Computer hardware and networking | 32 | 7 | $1.30M |
| Chemicals and materials | 22 | 9 | $7.60M |
| Telecom, media and entertainment | 20 | 9 | $6.65M |
| Insurance | 18 | 11 | $5.37M |
| Aerospace and defense | 15 | 4 | $3.87M |
| Retail and restaurants | 13 | 8 | $3.06M |
| Utilities | 12 | 4 | $259K |
| Blank-check companies (SPACs) | 11 | 7 | $8.11M |
| Semiconductors and electronics | 11 | 8 | $5.24M |
| Autos and auto parts | 9 | 6 | $1.66M |
| Healthcare services | 8 | 7 | $3.21M |
| Mining and metals | 8 | 5 | $573K |
| Transportation and logistics | 5 | 3 | $3.40M |
| Agriculture | 4 | 3 | $692K |
| Construction and homebuilders | 3 | 3 | $200K |
Every buy 1,110
Every open-market buy counted above, newest first, each with its Form 4.
| Company | Insider | Role | Traded | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. (FGBI) | Smith Edgar R. III | Director | 2025-12-31 | 208,996 | $5.40 | $1.13M | 4 0001437749-26-000125 |
| First Guaranty Bancshares, Inc. (FGBI) | McAnally Bruce | Director | 2025-12-31 | 92,600 | $5.40 | $500K | 4 0001437749-26-000090 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-31 | 30,459 | $6.55 | $199K | 4 0001594986-26-000005 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-31 | 1,048,800 | $0.18 | $192K | 4 0001214659-26-000004 |
| Gitlab Inc. (GTLB) | Staples William | Chief Executive Officer | 2025-12-31 | 3,276 | $38.08 | $125K | 4 0001653482-26-000006 |
| Greenwich LifeSciences, Inc. (GLSI) | Patel Snehal | CEO and CFO | 2025-12-31 | 4,300 | $21.36 | $92K | 4 0001493152-26-000229 |
| SIMON PROPERTY GROUP INC. (SPG) | LEIBOWITZ REUBEN S | Director | 2025-12-31 | 480 | $186.00 | $89K | 4 0001210982-26-000002 |
| SIMON PROPERTY GROUP INC. (SPG) | RODKIN GARY M | Director | 2025-12-31 | 226 | $186.00 | $42K | 4 0001199045-26-000002 |
| SIMON PROPERTY GROUP INC. (SPG) | Aeppel Glyn | Director | 2025-12-31 | 216 | $186.00 | $40K | 4 0001340262-26-000002 |
| SIMON PROPERTY GROUP INC. (SPG) | SELIG STEFAN M | Director | 2025-12-31 | 201 | $186.00 | $37K | 4 0001709407-26-000002 |
Show 1,100 more
| Company | Insider | Role | Traded | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| SIMON PROPERTY GROUP INC. (SPG) | STEWART MARTA R | Director | 2025-12-31 | 192 | $186.00 | $36K | 4 0001272064-26-000001 |
| Star Equity Holdings, Inc. (STRR) | Eberwein Jeffrey E. | Chief Executive Officer | 2025-12-31 | 1,977 | $11.09 | $22K | 4 0001548312-25-000047 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-12-31 | 5,732 | $2.99 | $17K | 4 0001072613-26-000015 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-31 | 3,360 | $4.93 | $17K | 4 0001214659-26-000003 |
| Joby Aviation, Inc. (JOBY) | Thompson Michael N. Jr. | Director | 2025-12-31 | 1,100 | $13.24 | $15K | 4 0001819848-26-000005 |
| SIMON PROPERTY GROUP INC. (SPG) | Roe Peggy | Director | 2025-12-31 | 78 | $186.00 | $15K | 4 0001898688-26-000002 |
| Clipper Realty Inc. (CLPR) | Levinson Sam | Director, 10% owner | 2025-12-31 | 2,793 | $3.79 | $11K | 4 0001437749-25-039097 |
| SIMON PROPERTY GROUP INC. (SPG) | LEWIS RANDALL J | Director | 2025-12-31 | 54 | $186.00 | $10K | 4 0001123485-26-000002 |
| UWHARRIE CAPITAL CORP (UWHR) | DICK ROGER L | President/CEO of UCC | 2025-12-31 | 889 | $10.95 | $10K | 4 0001193125-26-000786 |
| SIMON PROPERTY GROUP INC. (SPG) | Jones Nina P | Director | 2025-12-31 | 35 | $186.00 | $7K | 4 0002007895-26-000002 |
| KINGSWAY Corp (KFS) | Fitzgerald John Taylor Maloney | President and CEO | 2025-12-31 | 184 | $13.58 | $2K | 4 0001072627-26-000002 |
| INTRUSION INC (INTZ) | Scott Anthony | Chief Executive Officer | 2025-12-31 | 2,175 | $0.98 | $2K | 4 0001683168-26-000199 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-30 | 39,814 | $6.44 | $257K | 4 0001594986-26-000003 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-30 | 25,000 | $6.45 | $161K | 4 0001594986-25-000044 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-30 | 560,000 | $0.19 | $106K | 4 0001214659-26-000004 |
| Clipper Realty Inc. (CLPR) | Levinson Sam | Director, 10% owner | 2025-12-30 | 19,558 | $3.70 | $72K | 4 0001437749-25-039097 |
| Greenwich LifeSciences, Inc. (GLSI) | Patel Snehal | CEO and CFO | 2025-12-30 | 2,900 | $21.73 | $63K | 4 0001493152-26-000006 |
| Star Equity Holdings, Inc. (STRR) | Eberwein Jeffrey E. | Chief Executive Officer | 2025-12-30 | 5,291 | $11.26 | $60K | 4 0001548312-25-000047 |
| Lument Finance Trust, Inc. (LFT) | Keenan Walter C | Director | 2025-12-30 | 25,000 | $1.46 | $36K | 4 0001640309-26-000002 |
| Venu Holding Corp (VENU) | Finke Thomas M | Director | 2025-12-30 | 4,361 | $7.80 | $34K | 4 0001493152-26-000464 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-30 | 700 | $4.99 | $3K | 4 0001214659-26-000003 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-12-30 | 84 | $3.00 | $252 | 4 0001072613-25-000885 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-12-29 | 3,600 | $1377.00 | $4.96M | 4 0001553350-25-000210 |
| Airship AI Holdings, Inc. (AISP) | Allen Paul M. | President | 2025-12-29 | 100,000 | $2.74 | $274K | 4 0001161697-25-000478 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-29 | 27,410 | $6.34 | $174K | 4 0001594986-25-000044 |
| Clipper Realty Inc. (CLPR) | Levinson Sam | Director, 10% owner | 2025-12-29 | 35,912 | $3.71 | $133K | 4 0001437749-25-039097 |
| Star Equity Holdings, Inc. (STRR) | Eberwein Jeffrey E. | Chief Executive Officer | 2025-12-29 | 9,709 | $11.25 | $109K | 4 0001548312-25-000045 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-29 | 159,483 | $0.21 | $33K | 4 0001214659-25-018630 |
| Vivani Medical, Inc. (EYES) | Mendelsohn Aaron | Director | 2025-12-29 | 20,000 | $1.23 | $25K | 4 0001753926-25-002003 |
| Entera Bio Ltd. (ENTX) | Toledano Miranda Jayne | Chief Executive Officer | 2025-12-29 | 11,000 | $1.81 | $20K | 4 0001178913-25-004125 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-12-29 | 5,367 | $3.00 | $16K | 4 0001072613-25-000885 |
| BUTLER NATIONAL CORP (BUKS) | Daly Joseph Patrick | Director, 10% owner | 2025-12-29 | 2,322 | $2.95 | $7K | 4 0001332596-25-000026 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-29 | 300 | $5.02 | $2K | 4 0001214659-25-018629 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-29 | 33 | $22.83 | $753 | 4 0001214659-26-000004 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-26 | 31,600 | $6.30 | $199K | 4 0001594986-25-000042 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-26 | 6,805 | $4.92 | $33K | 4 0001214659-25-018629 |
| BUTLER NATIONAL CORP (BUKS) | Daly Joseph Patrick | Director, 10% owner | 2025-12-26 | 5,000 | $3.00 | $15K | 4 0001332596-25-000026 |
| Venu Holding Corp (VENU) | Finke Thomas M | Director | 2025-12-26 | 600 | $8.15 | $5K | 4 0001493152-25-029635 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-26 | 10,000 | $0.21 | $2K | 4 0001214659-25-018630 |
| AGREE REALTY CORP (ADC) | RAKOLTA JOHN JR | Director | 2025-12-24 | 15,000 | $72.18 | $1.08M | 4 0001528153-25-000006 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-24 | 26,756 | $6.30 | $169K | 4 0001594986-25-000042 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-24 | 5,000 | $0.23 | $1K | 4 0001214659-25-018630 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-23 | 31,910 | $6.29 | $201K | 4 0001594986-25-000042 |
| ALLIENT INC (ALNT) | Winter Michael R | Director | 2025-12-23 | 847 | $55.85 | $47K | 4 0001239944-25-000038 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-23 | 10,000 | $0.23 | $2K | 4 0001214659-25-018630 |
| BUTLER NATIONAL CORP (BUKS) | Daly Joseph Patrick | Director, 10% owner | 2025-12-23 | 472 | $3.12 | $1K | 4 0001332596-25-000025 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-23 | 100 | $5.01 | $501 | 4 0001214659-25-018629 |
| NIKE, Inc. (NKE) | COOK TIMOTHY D | Director | 2025-12-22 | 50,000 | $58.97 | $2.95M | 4 0000320187-25-000146 |
| NIKE, Inc. (NKE) | SWAN ROBERT HOLMES | Director | 2025-12-22 | 8,691 | $57.54 | $500K | 4 0000320187-25-000142 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-22 | 26,900 | $6.29 | $169K | 4 0001594986-25-000042 |
| MAIA Biotechnology, Inc. (MAIA) | Louie Ngar Yee | Director | 2025-12-22 | 81,699 | $1.22 | $100K | 4 0001878313-25-000069 |
| MAIA Biotechnology, Inc. (MAIA) | Smith Stan | Director | 2025-12-22 | 57,189 | $1.22 | $70K | 4 0001878313-25-000073 |
| Altimmune, Inc. (ALT) | Durso Jerome Benedict | Director | 2025-12-22 | 12,500 | $4.13 | $52K | 4 0001698665-25-000005 |
| MAIA Biotechnology, Inc. (MAIA) | CHAOUKI STEVEN M | Director | 2025-12-22 | 40,849 | $1.22 | $50K | 4 0001878313-25-000071 |
| Century Therapeutics, Inc. (IPSC) | Cowan Chad | Chief Scientific Officer | 2025-12-22 | 58,060 | $0.85 | $49K | 4 0002039294-25-000008 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-22 | 200,000 | $0.23 | $47K | 4 0001214659-25-018438 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-22 | 2,168 | $4.98 | $11K | 4 0001214659-25-018439 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-12-22 | 3,300 | $1.50 | $5K | 4 0001079973-25-001900 |
| BIMINI CAPITAL MANAGEMENT, INC. (BMNM) | Cauley Robert E | Chief Executive Officer | 2025-12-19 | 192,248 | $1.55 | $298K | 4 0001437749-25-038673 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-19 | 29,000 | $6.25 | $181K | 4 0001594986-25-000040 |
| Lite Strategy, Inc. (LITS) | Flynn James P | Director | 2025-12-19 | 70,000 | $1.40 | $98K | 4 0001193125-25-328666 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-19 | 115,000 | $0.23 | $27K | 4 0001214659-25-018438 |
| Lument Finance Trust, Inc. (LFT) | Keenan Walter C | Director | 2025-12-19 | 9,205 | $1.49 | $14K | 4 0001640309-25-000008 |
| High Roller Technologies, Inc. (ROLR) | Felman Adam Jonathan | Chief Financial Officer | 2025-12-19 | 9,500 | $1.36 | $13K | 4 0001753926-25-001948 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-19 | 1,420 | $4.99 | $7K | 4 0001214659-25-018439 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-12-19 | 4,452 | $1.54 | $7K | 4 0001079973-25-001890 |
| Kodiak Sciences Inc. (KOD) | BAKER BROS. ADVISORS LP | Director, 10% owner | 2025-12-18 | 2,608,696 | $23.00 | $60.00M | 4 0001193125-25-326820 |
| Kalaris Therapeutics, Inc. (KLRS) | AKKARAJU SRINIVAS | Director, 10% owner | 2025-12-18 | 479,847 | $10.42 | $5.00M | 4 0001231919-26-000166 |
| Churchill Capital Corp XI (CCXI) | Klein Michael Stuart | Director, Officer, 10% owner | 2025-12-18 | 500,000 | $10.00 | $5.00M | 4 0001213900-25-123947 |
| Broadcom Inc. (AVGO) | You Harry L. | Director | 2025-12-18 | 1,000 | $325.13 | $325K | 4 0001432602-25-000006 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-18 | 25,000 | $6.30 | $158K | 4 0001594986-25-000040 |
| Andersen Group Inc. (ANDG) | OLSON RONALD L | Director | 2025-12-18 | 7,896 | $16.00 | $126K | 4 0001193125-25-328764 |
| Greenwich LifeSciences, Inc. (GLSI) | Patel Snehal | CEO and CFO | 2025-12-18 | 4,100 | $12.62 | $52K | 4 0001493152-25-028424 |
| Anterix Inc. (ATEX) | Lang Scott A. | President and CEO | 2025-12-18 | 1,160 | $21.61 | $25K | 4 0001571601-25-000007 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-18 | 2,069 | $4.91 | $10K | 4 0001214659-25-018291 |
| Lument Finance Trust, Inc. (LFT) | Keenan Walter C | Director | 2025-12-18 | 795 | $1.50 | $1K | 4 0001640309-25-000008 |
| LQR House Inc. (YHC) | Lu Yilin | President | 2025-12-17 | 2,000,000 | $0.90 | $1.80M | 4 0001213900-25-123932 |
| Vestis Corp (VSTS) | Meister Keith A. | Director, 10% owner | 2025-12-17 | 209,842 | $6.79 | $1.42M | 4 0001193125-25-323149 |
| Navan, Inc. (NAVN) | Williams Anre D | Director | 2025-12-17 | 100,000 | $12.72 | $1.27M | 4 0001303170-25-000010 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-17 | 27,900 | $6.19 | $173K | 4 0001594986-25-000038 |
| COOPER COMPANIES, INC. (COO) | Kurzius Lawrence Erik | Director | 2025-12-17 | 2,000 | $82.50 | $165K | 4 0001352090-25-000012 |
| XCel Brands, Inc. (XELB) | D LOREN ROBERT W | CEO and Chairman | 2025-12-17 | 81,466 | $1.17 | $95K | 4 0001104659-25-122954 |
| Stark Novus Financial Inc. (NRDE) | ESOPUS CREEK VALUE SERIES FUND LP - SERIES A | Director | 2025-12-17 | 23,213 | $1.48 | $34K | 4 0001013594-25-001518 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-17 | 1,635 | $4.92 | $8K | 4 0001214659-25-018291 |
| SCIENTIFIC INDUSTRIES INC (SCND) | MOORE JOHN A | Chairman | 2025-12-17 | 11,700 | $0.54 | $6K | 4 0001182944-25-000008 |
| SCIENTIFIC INDUSTRIES INC (SCND) | MOORE JOHN A | Chairman | 2025-12-17 | 6,500 | $0.53 | $3K | 4 0001182944-25-000009 |
| ELUTIA INC. (ELUT) | Mills C Randal | PRESIDENT AND CEO | 2025-12-17 | 3,000 | $0.51 | $2K | 4 0001370939-25-000011 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-17 | 5,000 | $0.25 | $1K | 4 0001214659-25-018227 |
| BioCardia, Inc. (BCDA) | Altman Peter | President and CEO | 2025-12-17 | 900 | $1.30 | $1K | 4 0001437749-25-038200 |
| Vestis Corp (VSTS) | Meister Keith A. | Director, 10% owner | 2025-12-16 | 800,222 | $6.81 | $5.45M | 4 0001193125-25-323149 |
| SentinelOne, Inc. (S) | PEEK MARK S | Director | 2025-12-16 | 40,000 | $14.89 | $596K | 4 0001184754-25-000007 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-16 | 39,044 | $6.18 | $241K | 4 0001594986-25-000038 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-16 | 197,242 | $1.22 | $241K | 4 0001628280-25-057821 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-16 | 19,466 | $2.07 | $40K | 4 0001193125-25-320949 |
| Stark Novus Financial Inc. (NRDE) | ESOPUS CREEK VALUE SERIES FUND LP - SERIES A | Director | 2025-12-16 | 16,787 | $1.41 | $24K | 4 0001013594-25-001518 |
| EASTERN CO (EML) | Galbato Chan | Director | 2025-12-16 | 1,029 | $19.55 | $20K | 4 0000031107-25-000041 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-16 | 3,116 | $5.03 | $16K | 4 0001214659-25-018153 |
| PRECISION BIOSCIENCES INC (DTIL) | Germano Geno J | Director | 2025-12-16 | 3,000 | $4.72 | $14K | 4 0001628280-25-057485 |
| PRECISION BIOSCIENCES INC (DTIL) | Frankel Stanley | Director | 2025-12-16 | 2,700 | $4.70 | $13K | 4 0001628280-25-057483 |
| PodcastOne, Inc. (PODC) | MERRIMAN D JONATHAN | Director | 2025-12-16 | 6,100 | $2.08 | $13K | 4 0001213900-25-123338 |
| CALLAN JMB INC. (CJMB) | Williams Wayne D | CEO, Chairman and President | 2025-12-16 | 5,000 | $1.73 | $9K | 4 0001493152-25-028400 |
| KINGSWAY Corp (KFS) | Fitzgerald John Taylor Maloney | President and CEO | 2025-12-16 | 195 | $12.82 | $2K | 4 0001072627-25-000048 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-16 | 5,000 | $0.25 | $1K | 4 0001214659-25-018227 |
| BioCardia, Inc. (BCDA) | Altman Peter | President and CEO | 2025-12-16 | 200 | $1.37 | $274 | 4 0001437749-25-038200 |
| Vivani Medical, Inc. (EYES) | Williams Gregg | Director, 10% owner | 2025-12-15 | 1,737,765 | $1.14 | $1.98M | 4 0001753926-25-001892 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-15 | 174,076 | $1.36 | $237K | 4 0001628280-25-057504 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-15 | 30,000 | $6.46 | $194K | 4 0001594986-25-000036 |
| SIMON PROPERTY GROUP INC. (SPG) | LEWIS RANDALL J | Director | 2025-12-15 | 545 | $183.96 | $100K | 4 0001123485-25-000010 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-15 | 30,534 | $2.06 | $63K | 4 0001193125-25-320949 |
| RELMADA THERAPEUTICS, INC. (RLMD) | Shenouda Maged | Chief Financial Officer | 2025-12-15 | 11,665 | $4.12 | $48K | 4 0001213900-25-121973 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-15 | 137,100 | $0.26 | $35K | 4 0001214659-25-018073 |
| CALLAN JMB INC. (CJMB) | Williams Wayne D | CEO, Chairman and President | 2025-12-15 | 10,810 | $1.70 | $18K | 4 0001493152-25-027828 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-15 | 2,500 | $5.02 | $13K | 4 0001214659-25-018153 |
| PRECISION BIOSCIENCES INC (DTIL) | Brown Melinda | Director | 2025-12-15 | 1,381 | $4.97 | $7K | 4 0001628280-25-057482 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-12-15 | 3,000 | $1.63 | $5K | 4 0001079973-25-001869 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-12-15 | 3,000 | $1.16 | $3K | 4 0001079973-25-001860 |
| Walt Disney Co (DIS) | GORMAN JAMES P | Director | 2025-12-12 | 18,000 | $111.89 | $2.01M | 4 0001628280-25-057069 |
| Aptiv PLC (APTV) | Agnevall Hakan | Director | 2025-12-12 | 3,700 | $80.25 | $297K | 4 0001193125-25-320828 |
| Climb Bio, Inc. (CLYM) | RA CAPITAL MANAGEMENT, L.P. | Director, 10% owner | 2025-12-12 | 101,462 | $2.86 | $290K | 4 0001231919-25-000616 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-12 | 180,353 | $1.38 | $249K | 4 0001628280-25-057238 |
| Elanco Animal Health Inc (ELAN) | Kurzius Lawrence Erik | Director | 2025-12-12 | 10,000 | $21.30 | $213K | 4 0001352090-25-000011 |
| OXFORD INDUSTRIES INC (OXM) | Chubb Thomas Caldecot III | CEO and President | 2025-12-12 | 5,000 | $35.12 | $176K | 4 0000075288-25-000150 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-12 | 19,919 | $6.64 | $132K | 4 0001594986-25-000036 |
| BCP Investment Corp (BCIC) | Grunebaum George | Director | 2025-12-12 | 7,336 | $13.63 | $100K | 4 0001193125-25-321016 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-12 | 25,000 | $2.07 | $52K | 4 0001193125-25-317792 |
| Century Therapeutics, Inc. (IPSC) | Pfeiffenberger Brent | President and CEO | 2025-12-12 | 52,000 | $0.58 | $30K | 4 0002001162-25-000009 |
| Bogota Financial Corp. (BSBK) | Masterson John J. | Director | 2025-12-12 | 2,200 | $8.21 | $18K | 4 0001437749-25-038004 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-12-12 | 6,029 | $2.95 | $18K | 4 0001493152-25-027747 |
| CALLAN JMB INC. (CJMB) | Williams Wayne D | CEO, Chairman and President | 2025-12-12 | 4,926 | $1.75 | $9K | 4 0001493152-25-027828 |
| MARIMED INC. (MRMD) | Shaw Timothy | Chief Operating Officer | 2025-12-12 | 45,455 | $0.11 | $5K | 4 0001522767-25-000260 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-12 | 500 | $4.88 | $2K | 4 0001214659-25-018016 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-12 | 3,000 | $0.27 | $804 | 4 0001214659-25-018073 |
| Kymera Therapeutics, Inc. (KYMR) | BAKER BROS. ADVISORS LP | Director, 10% owner | 2025-12-11 | 2,005,813 | $86.00 | $172.50M | 4 0001193125-25-315999 |
| Seven Hills Realty Trust (SEVN) | PORTNOY ADAM D. | Director, 10% owner | 2025-12-11 | 2,015,748 | $8.65 | $17.44M | 4 0001104659-25-120314 |
| Climb Bio, Inc. (CLYM) | RA CAPITAL MANAGEMENT, L.P. | Director, 10% owner | 2025-12-11 | 213,099 | $2.18 | $465K | 4 0001231919-25-000616 |
| Vera Therapeutics, Inc. (VERA) | ENRIGHT PATRICK G | Director | 2025-12-11 | 5,882 | $42.50 | $250K | 4 0001193125-25-319649 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-11 | 180,000 | $1.38 | $248K | 4 0001628280-25-056885 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-11 | 24,590 | $6.69 | $165K | 4 0001594986-25-000034 |
| Butterfly Network, Inc. (BFLY) | ROBBINS LARRY | Director, 10% owner | 2025-12-11 | 21,370 | $3.02 | $64K | 4 0000905148-25-004355 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-11 | 25,000 | $2.07 | $52K | 4 0001193125-25-317792 |
| CALLAN JMB INC. (CJMB) | Williams Wayne D | CEO, Chairman and President | 2025-12-11 | 30,856 | $1.65 | $51K | 4 0001493152-25-027520 |
| Aardvark Therapeutics, Inc. (AARD) | Sun Nelson | Chief Financial Officer | 2025-12-11 | 3,000 | $14.40 | $43K | 4 0001193125-25-318070 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-11 | 5,400 | $4.87 | $26K | 4 0001214659-25-018016 |
| First Guaranty Bancshares, Inc. (FGBI) | WALKER ROBERT W | Director | 2025-12-11 | 5,745 | $4.53 | $26K | 4 0001437749-25-037894 |
| WILLAMETTE VALLEY VINEYARDS INC (WVVI) | Osborn Michael Jordan | CEO | 2025-12-11 | 2,000 | $2.92 | $6K | 4 0001199835-25-000429 |
| Silvaco Group, Inc. (SVCO) | Ngai Anthony K.K. | Director | 2025-12-11 | 1,000 | $4.23 | $4K | 4 0001628280-25-057132 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-12-11 | 971 | $2.95 | $3K | 4 0001493152-25-027747 |
| REGIONAL HEALTH PROPERTIES, INC (RHEP) | Morrison Brent | CEO and President | 2025-12-11 | 1,950 | $1.45 | $3K | 4 0001493152-25-027286 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-11 | 5,000 | $0.29 | $1K | 4 0001214659-25-017977 |
| CALLAN JMB INC. (CJMB) | Williams Wayne D | CEO, Chairman and President | 2025-12-11 | 62 | $1.79 | $111 | 4 0001493152-25-027828 |
| FIDELITY D & D BANCORP INC (FDBC) | CALI BRIAN J | Chairman of the Board | 2025-12-11 | 300 | Not stated | Not stated | 4 0001437749-25-037546 |
| GARTNER INC (IT) | PAGLIUCA STEPHEN G | Director | 2025-12-10 | 43,300 | $229.57 | $9.94M | 4 0000749251-25-000101 |
| ILLINOIS TOOL WORKS INC (ITW) | SMITH DAVID BYRON JR | Director | 2025-12-10 | 6,709 | $250.13 | $1.68M | 4 0000049826-25-000061 |
| Westrock Coffee Co (WEST) | FORD SCOTT T | CHIEF EXECUTIVE OFFICER | 2025-12-10 | 100,000 | $4.14 | $414K | 4 0001187377-25-000006 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-10 | 174,947 | $1.40 | $245K | 4 0001628280-25-056661 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-10 | 27,200 | $6.78 | $184K | 4 0001594986-25-000034 |
| APi Group Corp (APG) | MALKIN ANTHONY E | Director | 2025-12-10 | 3,000 | $39.58 | $119K | 4 0001628280-26-001656 |
| Silvaco Group, Inc. (SVCO) | Ngai-Pesic Katherine S. | Director, 10% owner, Other | 2025-12-10 | 25,000 | $4.13 | $103K | 4 0001628280-25-056375 |
| DeFi Development Corp. (CHAD) | White Parker | COO, CHIEF INVESTMENT OFFICER | 2025-12-10 | 17,760 | $5.76 | $102K | 4 0001193125-25-316435 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-10 | 13,200 | $4.62 | $61K | 4 0001214659-25-017920 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-10 | 30,000 | $1.99 | $60K | 4 0001193125-25-314192 |
| First Guaranty Bancshares, Inc. (FGBI) | WALKER ROBERT W | Director | 2025-12-10 | 7,500 | $4.54 | $34K | 4 0001437749-25-037551 |
| CALIFORNIA WATER SERVICE GROUP (CWT) | Lynch James Patrick | SVP CFO and Treasurer | 2025-12-10 | 550 | $42.80 | $24K | 4 0001502013-25-000006 |
| CALLAN JMB INC. (CJMB) | Williams Wayne D | CEO, Chairman and President | 2025-12-10 | 13,689 | $1.65 | $23K | 4 0001493152-25-027520 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-12-10 | 5,000 | $3.05 | $15K | 4 0001493152-25-027598 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-12-10 | 5,000 | $3.05 | $15K | 4 0001493152-25-027743 |
| Medalist Diversified, Inc. (MDRR) | Winn Charles Brent Jr. | CHIEF FINANCIAL OFFICER | 2025-12-10 | 400 | $12.66 | $5K | 4 0001808471-25-000009 |
| WILLAMETTE VALLEY VINEYARDS INC (WVVI) | Osborn Michael Jordan | CEO | 2025-12-10 | 1,000 | $2.94 | $3K | 4 0001199835-25-000429 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-10 | 5,000 | $0.29 | $1K | 4 0001214659-25-017977 |
| KVH INDUSTRIES INC \DE\ (KVHI) | Deckoff Stephen H | Director, 10% owner | 2025-12-09 | 60,201 | $6.02 | $362K | 4 0000905148-25-004286 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-09 | 176,215 | $1.44 | $254K | 4 0001628280-25-056431 |
| MACH NATURAL RESOURCES LP (MNR) | McMullen William Wallace | Director, 10% owner, Other | 2025-12-09 | 17,500 | $12.32 | $216K | 4 0001213900-25-120073 |
| REPUBLIC SERVICES, INC. (RSG) | Weymouth Katharine | Director | 2025-12-09 | 478 | $209.46 | $100K | 4 0001060391-25-000268 |
| Strata Critical Medical, Inc. (SRTA) | Heyburn William A. | Co-CEO and CFO | 2025-12-09 | 17,000 | $4.47 | $76K | 4 0001628280-25-056310 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-09 | 30,000 | $2.03 | $61K | 4 0001193125-25-314192 |
| Silvaco Group, Inc. (SVCO) | RHINES WALDEN C | Chief Executive Officer | 2025-12-09 | 13,100 | $4.01 | $53K | 4 0001628280-25-056129 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-09 | 5,591 | $6.72 | $38K | 4 0001594986-25-000032 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-09 | 6,800 | $4.46 | $30K | 4 0001214659-25-017920 |
| REGIONAL HEALTH PROPERTIES, INC (RHEP) | Morrison Brent | CEO and President | 2025-12-09 | 4,099 | $1.45 | $6K | 4 0001493152-25-027286 |
| Star Equity Holdings, Inc. (STRR) | Eberwein Jeffrey E. | Chief Executive Officer | 2025-12-08 | 287,631 | $10.43 | $3.00M | 4 0001548312-25-000039 |
| Adverum Biotechnologies, Inc. (ADVM) | Fischer Laurent | CEO, PRESIDENT AND DIRECTOR | 2025-12-08 | 117,614 | $4.31 | $507K | 4 0001379344-25-000004 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-08 | 48,514 | $6.68 | $324K | 4 0001594986-25-000032 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-08 | 184,491 | $1.33 | $245K | 4 0001628280-25-056221 |
| ALTA EQUIPMENT GROUP INC. (ALTG) | Shribman Daniel | Director | 2025-12-08 | 40,000 | $5.07 | $203K | 4 0001193125-25-314355 |
| Annovis Bio, Inc. (ANVS) | Hoffman Michael B | Director | 2025-12-08 | 45,000 | $4.31 | $194K | 4 0001104659-25-119407 |
| MACH NATURAL RESOURCES LP (MNR) | McMullen William Wallace | Director, 10% owner, Other | 2025-12-08 | 12,500 | $12.53 | $157K | 4 0001213900-25-120073 |
| JFB Construction Holdings (JFB) | Basile Joseph Frank III | CEO and Chairman | 2025-12-08 | 5,900 | $16.79 | $99K | 4 0001493152-25-026894 |
| Dominari Holdings Inc. (DOMH) | Hayes Anthony | CEO | 2025-12-08 | 23,000 | $3.87 | $89K | 4 0001213900-25-120286 |
| Anterix Inc. (ATEX) | Lang Scott A. | President and CEO | 2025-12-08 | 2,450 | $20.41 | $50K | 4 0001571601-25-000005 |
| Silvaco Group, Inc. (SVCO) | Zegarelli Christopher John | Chief Financial Officer | 2025-12-08 | 10,000 | $3.79 | $38K | 4 0001628280-25-055824 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-12-08 | 5,000 | $5.26 | $26K | 4 0001628280-25-056029 |
| KVH INDUSTRIES INC \DE\ (KVHI) | Deckoff Stephen H | Director, 10% owner | 2025-12-08 | 2,461 | $6.05 | $15K | 4 0000905148-25-004286 |
| NewtekOne, Inc. (NEWT) | SALUTE RICHARD J | Director | 2025-12-08 | 900 | $11.28 | $10K | 4 0001628280-25-055767 |
| Embassy Bancorp, Inc. (EMYB) | Lesavoy Bernard M | Director | 2025-12-08 | 300 | $17.89 | $5K | 4 0001464633-25-000008 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-12-08 | 3,000 | $1.66 | $5K | 4 0001079973-25-001821 |
| Bogota Financial Corp. (BSBK) | Masterson John J. | Director | 2025-12-08 | 600 | $8.22 | $5K | 4 0001437749-25-037228 |
| Lucky Strike Entertainment Corp (LUCK) | Bass Robert J | Director | 2025-12-08 | 520 | $8.46 | $4K | 4 0001628280-25-056115 |
| Bankwell Financial Group, Inc. (BWFG) | SEIDMAN LAWRENCE B | Director | 2025-12-08 | 75 | $47.95 | $4K | 4 0001026081-25-000016 |
| Lucky Strike Entertainment Corp (LUCK) | Lavan Robert M. | Chief Financial Officer | 2025-12-08 | 243 | $8.53 | $2K | 4 0001628280-25-056116 |
| TABLE TRAC INC (TBTC) | Berger Andrew | Director | 2025-12-08 | 1 | $3.85 | $4 | 4 0001656039-25-000006 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-06 | 6,200 | $4.21 | $26K | 4 0001214659-25-017920 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-12-05 | 186,377 | $9.84 | $1.83M | 4 0001253170-25-000021 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-12-05 | 50,000 | $13.51 | $676K | 4 0001833678-25-000009 |
| Butterfly Network, Inc. (BFLY) | ROBBINS LARRY | Director, 10% owner | 2025-12-05 | 200,000 | $3.06 | $611K | 4 0000905148-25-004254 |
| Chiron Real Estate Inc. (XRN) | Decker Mark Okey Jr | CEO and President | 2025-12-05 | 10,000 | $32.51 | $325K | 4 0001104659-25-119306 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-05 | 47,741 | $6.81 | $325K | 4 0001594986-25-000030 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-05 | 177,969 | $1.40 | $249K | 4 0001628280-25-055950 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-05 | 124,086 | $1.91 | $237K | 4 0001193125-25-309727 |
| APi Group Corp (APG) | MALKIN ANTHONY E | Director | 2025-12-05 | 2,000 | $39.03 | $78K | 4 0001628280-26-001656 |
| NORFOLK SOUTHERN CORP (NSC) | Clyburn William Jr. | Director | 2025-12-05 | 204 | $294.79 | $60K | 4 0001225208-25-009778 |
| KVH INDUSTRIES INC \DE\ (KVHI) | Deckoff Stephen H | Director, 10% owner | 2025-12-05 | 7,956 | $5.99 | $48K | 4 0000905148-25-004286 |
| Adverum Biotechnologies, Inc. (ADVM) | Fischer Laurent | CEO, PRESIDENT AND DIRECTOR | 2025-12-05 | 11,085 | $4.24 | $47K | 4 0001379344-25-000004 |
| Bankwell Financial Group, Inc. (BWFG) | Dale Eric J | Director | 2025-12-05 | 746 | $47.64 | $36K | 4 0001505732-25-000175 |
| Bankwell Financial Group, Inc. (BWFG) | Porto Carl M | Director | 2025-12-05 | 470 | $47.64 | $22K | 4 0001505732-25-000177 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-12-05 | 4,000 | $5.41 | $22K | 4 0001628280-25-055761 |
| Bankwell Financial Group, Inc. (BWFG) | SEIDMAN LAWRENCE B | Director | 2025-12-05 | 376 | $47.64 | $18K | 4 0001026081-25-000016 |
| XCel Brands, Inc. (XELB) | D LOREN ROBERT W | CEO and Chairman | 2025-12-05 | 50,000 | $0.35 | $18K | 4 0001104659-25-118995 |
| Bankwell Financial Group, Inc. (BWFG) | Dunne Jeffrey R | Director | 2025-12-05 | 363 | $47.64 | $17K | 4 0001505732-25-000179 |
| MAIA Biotechnology, Inc. (MAIA) | Smith Stan | Director | 2025-12-05 | 13,740 | $1.20 | $16K | 4 0001878313-25-000063 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-05 | 2,900 | $4.38 | $13K | 4 0001214659-25-017920 |
| PodcastOne, Inc. (PODC) | MERRIMAN D JONATHAN | Director | 2025-12-05 | 5,700 | $2.16 | $12K | 4 0001213900-25-119316 |
| SCIENTIFIC INDUSTRIES INC (SCND) | MOORE JOHN A | Chairman | 2025-12-05 | 20,000 | $0.60 | $12K | 4 0001182944-25-000007 |
| John Marshall Bancorp, Inc. (JMSB) | Kinney Jonathan Craig | Director | 2025-12-05 | 500 | $19.63 | $10K | 4 0001318894-25-000011 |
| Bogota Financial Corp. (BSBK) | Masterson John J. | Director | 2025-12-05 | 1,000 | $8.40 | $8K | 4 0001437749-25-037228 |
| TABLE TRAC INC (TBTC) | Berger Andrew | Director | 2025-12-05 | 1,100 | $3.85 | $4K | 4 0001656039-25-000005 |
| CRESCENT BIOPHARMA, INC. (CBIO) | Fairmount Funds Management LLC | Director, 10% owner | 2025-12-04 | 1,360,000 | $13.41 | $18.24M | 4 0001104659-25-119320 |
| CPI Card Group Inc. (PMTS) | Riley H Sanford | Director, Other | 2025-12-04 | 200,000 | $13.51 | $2.70M | 4 0001641614-25-000076 |
| Butterfly Network, Inc. (BFLY) | ROBBINS LARRY | Director, 10% owner | 2025-12-04 | 536,893 | $2.99 | $1.61M | 4 0000905148-25-004254 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-12-04 | 80,000 | $13.50 | $1.08M | 4 0001833678-25-000008 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-12-04 | 66,027 | $8.18 | $540K | 4 0001253170-25-000019 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-04 | 47,713 | $6.62 | $316K | 4 0001594986-25-000028 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-04 | 186,930 | $1.37 | $256K | 4 0001628280-25-055743 |
| Hoyne Bancorp, Inc. (HYNE) | Healy Walter F | PRESIDENT, CEO AND DIRECTOR | 2025-12-04 | 14,284 | $13.66 | $195K | 4 0001104659-25-118890 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-04 | 100,000 | $1.88 | $188K | 4 0001193125-25-308188 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-04 | 5,100 | $4.31 | $22K | 4 0001214659-25-017721 |
| AppTech Payments Corp. (APCX) | LORD ALBERT L | Director | 2025-12-04 | 40,000 | $0.44 | $18K | 4 0001683168-25-008904 |
| TABLE TRAC INC (TBTC) | Berger Andrew | Director | 2025-12-04 | 3,251 | $3.85 | $13K | 4 0001656039-25-000004 |
| First Guaranty Bancshares, Inc. (FGBI) | WALKER ROBERT W | Director | 2025-12-04 | 1,800 | $4.99 | $9K | 4 0001437749-25-037026 |
| REGIONAL HEALTH PROPERTIES, INC (RHEP) | Morrison Brent | CEO and President | 2025-12-04 | 5,403 | $1.41 | $8K | 4 0001493152-25-026796 |
| SR Bancorp, Inc. (SRBK) | Mustard Robert Kenneth | Director | 2025-12-04 | 300 | $15.75 | $5K | 4 0001437749-25-036899 |
| Medalist Diversified, Inc. (MDRR) | Winn Charles Brent Jr. | CHIEF FINANCIAL OFFICER | 2025-12-04 | 140 | $13.50 | $2K | 4 0001808471-25-000007 |
| Butterfly Network, Inc. (BFLY) | ROBBINS LARRY | Director, 10% owner | 2025-12-03 | 821,648 | $2.96 | $2.43M | 4 0000905148-25-004254 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-12-03 | 533,888 | $3.09 | $1.65M | 4 0001193125-25-307188 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-12-03 | 100,000 | $13.56 | $1.36M | 4 0001833678-25-000007 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-12-03 | 75,000 | $13.48 | $1.01M | 4 0001833678-25-000008 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-12-03 | 100,000 | $7.75 | $775K | 4 0001253170-25-000019 |
| Bridger Aerospace Group Holdings, Inc. (BAER) | KELTER JEFFREY E | Director | 2025-12-03 | 300,000 | $1.80 | $540K | 4 0001683168-25-008892 |
| BOSTON OMAHA Corp (BOC) | Kenan Frank H. II | Director | 2025-12-03 | 24,743 | $12.93 | $320K | 4 0001437749-25-038934 |
| Hoyne Bancorp, Inc. (HYNE) | Healy Walter F | PRESIDENT, CEO AND DIRECTOR | 2025-12-03 | 23,925 | $10.00 | $239K | 4 0001104659-25-118890 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-03 | 181,672 | $1.31 | $239K | 4 0001628280-25-055479 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-03 | 24,000 | $6.57 | $158K | 4 0001594986-25-000028 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-03 | 27,722 | $1.86 | $51K | 4 0001193125-25-308188 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-03 | 100,000 | $0.28 | $28K | 4 0001214659-25-017676 |
| Park Dental Partners, Inc. (PARK) | Law Alan Siems | Director | 2025-12-03 | 1,923 | $13.00 | $25K | 4 0002088869-25-000020 |
| AppTech Payments Corp. (APCX) | LORD ALBERT L | Director | 2025-12-03 | 40,000 | $0.42 | $17K | 4 0001683168-25-008904 |
| FIRST US BANCSHARES, INC. (FUSB) | Pierce Staci | Director | 2025-12-03 | 750 | $13.74 | $10K | 4 0001193125-25-308283 |
| Embassy Bancorp, Inc. (EMYB) | Lesavoy Bernard M | Director | 2025-12-03 | 500 | $17.73 | $9K | 4 0001464633-25-000007 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-03 | 1,431 | $4.32 | $6K | 4 0001214659-25-017615 |
| AUBURN NATIONAL BANCORPORATION, INC (AUBN) | HOUSEL DAVID E | Director | 2025-12-03 | 100 | $24.99 | $2K | 4 0001193125-25-307067 |
| 1847 Holdings LLC (LBRA) | Roberts Ellery | Chairman and CEO | 2025-12-03 | 208,537 | $0.01 | $2K | 4 0001213900-25-118287 |
| Medalist Diversified, Inc. (MDRR) | Winn Charles Brent Jr. | CHIEF FINANCIAL OFFICER | 2025-12-03 | 112 | $13.33 | $1K | 4 0001808471-25-000007 |
| AUBURN NATIONAL BANCORPORATION, INC (AUBN) | HOUSEL DAVID E | Director | 2025-12-03 | 25 | $24.17 | $604 | 4 0001193125-25-306331 |
| BLUE OWL CAPITAL INC. (OWL) | Ostrover Douglas I | Co-Chief Executive Officer | 2025-12-02 | 139,327 | $15.06 | $2.10M | 4 0001193125-25-306956 |
| BLUE OWL CAPITAL INC. (OWL) | LIPSCHULTZ MARC S | Co-Chief Executive Officer | 2025-12-02 | 139,326 | $15.06 | $2.10M | 4 0001193125-25-306945 |
| BLUE OWL CAPITAL INC. (OWL) | Packer Craig | Co-President | 2025-12-02 | 110,227 | $15.06 | $1.66M | 4 0001193125-25-306944 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-12-02 | 100,000 | $12.95 | $1.29M | 4 0001833678-25-000007 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-12-02 | 345,404 | $3.09 | $1.07M | 4 0001193125-25-307188 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-12-02 | 96,000 | $7.55 | $725K | 4 0001253170-25-000019 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-02 | 50,000 | $6.37 | $319K | 4 0001594986-25-000026 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-02 | 198,100 | $1.26 | $250K | 4 0001628280-25-055213 |
| ENERGIZER HOLDINGS, INC. (ENR) | LaVigne Mark Stephen | President and CEO | 2025-12-02 | 10,000 | $17.11 | $171K | 4 0001632790-25-000103 |
| BOSTON OMAHA Corp (BOC) | Kenan Frank H. II | Director | 2025-12-02 | 10,948 | $12.66 | $139K | 4 0001437749-25-038934 |
| BrightView Holdings, Inc. (BV) | Cornog William L | Director | 2025-12-02 | 10,000 | $12.84 | $128K | 4 0001193125-25-306907 |
| KVH INDUSTRIES INC \DE\ (KVHI) | Deckoff Stephen H | Director, 10% owner | 2025-12-02 | 13,000 | $6.06 | $79K | 4 0000905148-25-004217 |
| Innventure, Inc. (INV) | Otworth Michael | Executive Chairman | 2025-12-02 | 12,000 | $5.06 | $61K | 4 0002001557-25-000030 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-02 | 28,846 | $1.69 | $49K | 4 0001193125-25-305361 |
| John Marshall Bancorp, Inc. (JMSB) | Kinney Jonathan Craig | Director | 2025-12-02 | 1,345 | $19.33 | $26K | 4 0001318894-25-000009 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-12-02 | 5,631 | $4.31 | $24K | 4 0001214659-25-017615 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-12-02 | 7,223 | $3.00 | $22K | 4 0001072613-25-000864 |
| AppTech Payments Corp. (APCX) | LORD ALBERT L | Director | 2025-12-02 | 40,000 | $0.44 | $18K | 4 0001683168-25-008904 |
| Medalist Diversified, Inc. (MDRR) | Winn Charles Brent Jr. | CHIEF FINANCIAL OFFICER | 2025-12-02 | 59 | $13.35 | $788 | 4 0001808471-25-000005 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-02 | 1,000 | $0.29 | $292 | 4 0001214659-25-017570 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-12-01 | 150,000 | $12.91 | $1.94M | 4 0001833678-25-000006 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-12-01 | 430,531 | $3.14 | $1.35M | 4 0001193125-25-307188 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-12-01 | 86,350 | $7.46 | $644K | 4 0001253170-25-000017 |
| BOSTON OMAHA Corp (BOC) | Kenan Frank H. II | Director | 2025-12-01 | 44,196 | $12.67 | $560K | 4 0001437749-25-038934 |
| BLUE OWL CAPITAL INC. (OWL) | Kirshenbaum Alan | Chief Financial Officer | 2025-12-01 | 33,670 | $14.87 | $501K | 4 0001193125-25-306958 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-12-01 | 50,000 | $6.40 | $320K | 4 0001594986-25-000026 |
| BLUE OWL CAPITAL INC. (OWL) | LIPSCHULTZ MARC S | Co-Chief Executive Officer | 2025-12-01 | 18,674 | $15.06 | $281K | 4 0001193125-25-306945 |
| BLUE OWL CAPITAL INC. (OWL) | Ostrover Douglas I | Co-Chief Executive Officer | 2025-12-01 | 18,673 | $15.06 | $281K | 4 0001193125-25-306956 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-12-01 | 189,000 | $1.32 | $249K | 4 0001628280-25-054928 |
| Atlassian Corp (TEAM) | Belsky Scott | Director | 2025-12-01 | 1,672 | $148.03 | $248K | 4 0001674730-25-000005 |
| BLUE OWL CAPITAL INC. (OWL) | Packer Craig | Co-President | 2025-12-01 | 14,773 | $15.06 | $222K | 4 0001193125-25-306944 |
| BOSTON OMAHA Corp (BOC) | Royal Jeffrey C | Director | 2025-12-01 | 10,000 | $12.72 | $127K | 4 0001437749-25-038988 |
| TABLE TRAC INC (TBTC) | Berger Andrew | Director | 2025-12-01 | 20,000 | $3.85 | $77K | 4 0001656039-25-000004 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-12-01 | 18,432 | $1.69 | $31K | 4 0001193125-25-305361 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-12-01 | 100,000 | $0.27 | $27K | 4 0001214659-25-017570 |
| KVH INDUSTRIES INC \DE\ (KVHI) | Deckoff Stephen H | Director, 10% owner | 2025-12-01 | 3,345 | $6.00 | $20K | 4 0000905148-25-004217 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-12-01 | 1,026 | $5.23 | $5K | 4 0001628280-25-054844 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-12-01 | 2,950 | $1.67 | $5K | 4 0001553350-25-000163 |
| RGC RESOURCES INC (RGCO) | Oliver Lawrence T. | Senior VP and Secretary | 2025-12-01 | 13 | $22.27 | $300 | 4 0001437749-25-036754 |
| RGC RESOURCES INC (RGCO) | Miles Christen Brooke | VP, Human Resources | 2025-12-01 | 7 | $22.27 | $150 | 4 0001437749-25-036752 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-11-28 | 150,000 | $12.88 | $1.93M | 4 0001833678-25-000006 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-11-28 | 38,702 | $7.64 | $296K | 4 0001253170-25-000017 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-11-28 | 80,708 | $1.32 | $107K | 4 0001628280-25-054606 |
| Pasithea Therapeutics Corp. (KTTA) | STEINMAN LAWRENCE | Director | 2025-11-28 | 133,333 | $0.75 | $100K | 4 0001213900-25-116309 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-28 | 14,868 | $6.46 | $96K | 4 0001594986-25-000024 |
| TABLE TRAC INC (TBTC) | Berger Andrew | Director | 2025-11-28 | 20,000 | $3.80 | $76K | 4 0001656039-25-000004 |
| KVH INDUSTRIES INC \DE\ (KVHI) | Deckoff Stephen H | Director, 10% owner | 2025-11-28 | 11,697 | $5.99 | $70K | 4 0000905148-25-004217 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-28 | 50,000 | $1.14 | $57K | 4 0001878313-25-000056 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-28 | 50,000 | $1.14 | $57K | 4 0001878313-25-000059 |
| ADTRAN Holdings, Inc. (ADTN) | Santo Timothy P | SVP of Finance; CFO | 2025-11-28 | 6,150 | $8.02 | $49K | 4 0001193125-25-303492 |
| Pasithea Therapeutics Corp. (KTTA) | Dumesnil Simon | Director | 2025-11-28 | 33,333 | $0.75 | $25K | 4 0001213900-25-116299 |
| Zivo Bioscience, Inc. (ZIVO) | YALDOO LAITH L | Director, 10% owner | 2025-11-28 | 2,777 | $9.00 | $25K | 4 0001641073-25-000004 |
| MAIA Biotechnology, Inc. (MAIA) | Luput Cristian | Director | 2025-11-28 | 18,145 | $1.11 | $20K | 4 0001878313-25-000054 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-11-28 | 5,000 | $3.50 | $18K | 4 0001493152-25-025509 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-28 | 5,000 | $1.33 | $7K | 4 0000944075-25-000092 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-11-28 | 1,743 | $3.00 | $5K | 4 0001072613-25-000862 |
| SR Bancorp, Inc. (SRBK) | Mustard Robert Kenneth | Director | 2025-11-28 | 200 | $15.38 | $3K | 4 0001437749-25-036543 |
| KINGSWAY Corp (KFS) | Fitzgerald John Taylor Maloney | President and CEO | 2025-11-28 | 192 | $13.03 | $3K | 4 0001072627-25-000040 |
| Envela Corp (ELA) | DeLuca John Garrett | CFO | 2025-11-28 | 90 | $11.78 | $1K | 4 0002017181-25-000006 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-11-28 | 100 | $4.40 | $440 | 4 0001214659-25-017509 |
| DoorDash, Inc. (DASH) | Lin Alfred | Director | 2025-11-26 | 125,000 | $199.01 | $24.88M | 4 0001607841-25-000015 |
| MACH NATURAL RESOURCES LP (MNR) | WARD TOM L. | Director, Officer, 10% owner, Other | 2025-11-26 | 40,000 | $11.63 | $465K | 4 0001213900-25-116662 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-11-26 | 48,537 | $7.64 | $371K | 4 0001253170-25-000017 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-26 | 50,000 | $6.38 | $319K | 4 0001594986-25-000024 |
| Alight, Inc. / Delaware (ALIT) | Massey Richard N | Director | 2025-11-26 | 100,000 | $2.33 | $233K | 4 0001628280-25-054300 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-11-26 | 144,783 | $1.25 | $181K | 4 0001628280-25-054293 |
| SAIA INC (SAIA) | EPPS DONNA E | Director | 2025-11-26 | 422 | $277.60 | $117K | 4 0001793102-25-000005 |
| APi Group Corp (APG) | MALKIN ANTHONY E | Director | 2025-11-26 | 2,000 | $39.46 | $79K | 4 0001628280-26-001656 |
| SunocoCorp LLC (SUNC) | Jennings Michael | Director | 2025-11-26 | 1,000 | $52.00 | $52K | 4 0001193125-25-303160 |
| Innventure, Inc. (INV) | Haskell Gregory W | Chief Executive Officer | 2025-11-26 | 10,000 | $5.14 | $51K | 4 0002001557-25-000023 |
| ALAMO GROUP INC (ALG) | Hureau Robert Paul | President & CEO | 2025-11-26 | 304 | $163.48 | $50K | 4 0001483898-25-000008 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-26 | 15,090 | $3.10 | $47K | 4 0001193125-25-300949 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-26 | 22,000 | $1.05 | $23K | 4 0001878313-25-000059 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-26 | 22,000 | $1.05 | $23K | 4 0001878313-25-000056 |
| MAIA Biotechnology, Inc. (MAIA) | Luput Cristian | Director | 2025-11-26 | 20,000 | $1.08 | $22K | 4 0001878313-25-000054 |
| PodcastOne, Inc. (PODC) | MERRIMAN D JONATHAN | Director | 2025-11-26 | 7,373 | $2.47 | $18K | 4 0001213900-25-116813 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-26 | 4,100 | $4.36 | $18K | 4 0001013594-25-001476 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-11-26 | 5,000 | $3.50 | $18K | 4 0001493152-25-025509 |
| AppTech Payments Corp. (APCX) | LORD ALBERT L | Director | 2025-11-26 | 40,000 | $0.43 | $17K | 4 0001683168-25-008728 |
| MAIA Biotechnology, Inc. (MAIA) | Smith Stan | Director | 2025-11-26 | 15,000 | $1.04 | $16K | 4 0001878313-25-000052 |
| EON Resources Inc. (EONR) | Salvucci Joseph V Jr | Director | 2025-11-26 | 30,000 | $0.41 | $12K | 4 0001213900-25-115347 |
| SOCKET MOBILE, INC. (SCKT) | Lazarev Ivan | Director | 2025-11-26 | 8,993 | $1.31 | $12K | 4 0000944075-25-000093 |
| EON Resources Inc. (EONR) | Williams Mark | VP of Finance and Admin | 2025-11-26 | 25,000 | $0.43 | $11K | 4 0001213900-25-116712 |
| SR Bancorp, Inc. (SRBK) | Mustard Robert Kenneth | Director | 2025-11-26 | 500 | $15.32 | $8K | 4 0001437749-25-036468 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-26 | 5,000 | $1.33 | $7K | 4 0000944075-25-000092 |
| Starco Brands, Inc. (STCB) | Sklar Ross Jeffery | CEO | 2025-11-26 | 229,501 | $0.03 | $6K | 4 0001493152-25-025810 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-11-26 | 1,316 | $3.00 | $4K | 4 0001072613-25-000862 |
| MOLSON COORS BEVERAGE CO (TAP) | Cocks Christian P | Director | 2025-11-26 | 45 | $47.19 | $2K | 4 0001850672-26-000003 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-11-26 | 1,000 | $0.29 | $294 | 4 0001214659-25-017401 |
| DoorDash, Inc. (DASH) | Lin Alfred | Director | 2025-11-25 | 389,047 | $193.81 | $75.40M | 4 0001607841-25-000015 |
| MACH NATURAL RESOURCES LP (MNR) | WARD TOM L. | Director, Officer, 10% owner, Other | 2025-11-25 | 43,660 | $11.45 | $500K | 4 0001213900-25-114737 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-25 | 80,408 | $4.23 | $340K | 4 0001013594-25-001471 |
| Capstone Energy Plus, Inc. (CEPL) | Canino Vincent J. | President & CEO | 2025-11-25 | 75,000 | $2.00 | $150K | 4 0001009759-25-000062 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-11-25 | 119,242 | $1.16 | $138K | 4 0001628280-25-054229 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-25 | 15,000 | $6.39 | $96K | 4 0001594986-25-000024 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-11-25 | 50,435 | $1.73 | $87K | 4 0001193125-25-297157 |
| DeFi Development Corp. (CHAD) | White Parker | COO & Chief Investment Officer | 2025-11-25 | 10,044 | $6.91 | $69K | 4 0001225208-25-009461 |
| Capstone Energy Plus, Inc. (CEPL) | Miller John P. | Interim CFO | 2025-11-25 | 25,000 | $2.00 | $50K | 4 0001009759-25-000060 |
| Greenwich LifeSciences, Inc. (GLSI) | Patel Snehal | CEO and CFO | 2025-11-25 | 4,600 | $8.37 | $39K | 4 0001493152-25-025282 |
| Capstone Energy Plus, Inc. (CEPL) | Beard Robert F. | Director | 2025-11-25 | 12,500 | $2.00 | $25K | 4 0001009759-25-000061 |
| Capstone Energy Plus, Inc. (CEPL) | Powelson Robert F | Director | 2025-11-25 | 12,500 | $2.00 | $25K | 4 0001009759-25-000063 |
| Capstone Energy Plus, Inc. (CEPL) | Close Christopher J. | Director | 2025-11-25 | 12,500 | $2.00 | $25K | 4 0001009759-25-000059 |
| MAIA Biotechnology, Inc. (MAIA) | Smith Stan | Director | 2025-11-25 | 15,000 | $1.00 | $15K | 4 0001878313-25-000045 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-25 | 10,500 | $0.97 | $10K | 4 0001878313-25-000047 |
| SOCKET MOBILE, INC. (SCKT) | Lazarev Ivan | Director | 2025-11-25 | 7,286 | $1.28 | $9K | 4 0000944075-25-000093 |
| Nauticus Robotics, Inc. (KITT) | FLORES WILLIAM | Director | 2025-11-25 | 10,000 | $0.89 | $9K | 4 0001849820-25-000284 |
| First Guaranty Bancshares, Inc. (FGBI) | WALKER ROBERT W | Director | 2025-11-25 | 1,800 | $4.89 | $9K | 4 0001437749-25-037026 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-25 | 5,000 | $1.30 | $6K | 4 0000944075-25-000091 |
| Intellicheck, Inc. (IDN) | Smith Guy L | Director | 2025-11-25 | 1,000 | $6.18 | $6K | 4 0001326916-25-000005 |
| AppTech Payments Corp. (APCX) | LORD ALBERT L | Director | 2025-11-25 | 17,500 | $0.34 | $6K | 4 0001683168-25-008728 |
| Harvard Apparatus Regenerative Technology, Inc. (HRGN) | He Junli | CEO | 2025-11-25 | 3,000 | $1.70 | $5K | 4 0001437749-25-036518 |
| VERISIGN INC/CA (VRSN) | Armstrong Courtney D | Director | 2025-11-25 | 16 | $250.17 | $4K | 4 0001869319-26-000004 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-11-25 | 953 | $4.04 | $4K | 4 0001214659-25-017287 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-25 | 10,500 | Not stated | Not stated | 4 0001878313-25-000060 |
| MAIA Biotechnology, Inc. (MAIA) | Luput Cristian | Director | 2025-11-25 | 10,000 | Not stated | Not stated | 4 0001878313-25-000050 |
| OneWater Marine Inc. (ONEW) | Singleton Philip Austin Jr. | Executive Chairman | 2025-11-24 | 43,179 | $11.47 | $495K | 4 0001772921-25-000079 |
| Bath & Body Works, Inc. (BBWI) | Symancyk James Kevin | Director | 2025-11-24 | 22,500 | $15.58 | $351K | 4 0001225208-25-009449 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-24 | 50,000 | $6.31 | $316K | 4 0001594986-25-000022 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-11-24 | 238,749 | $1.05 | $251K | 4 0001628280-25-054078 |
| Rapid7, Inc. (RPD) | Thomas Corey E. | CEO | 2025-11-24 | 14,500 | $13.82 | $200K | 4 0001647486-25-000005 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-24 | 54,844 | $3.05 | $167K | 4 0001193125-25-300949 |
| Annovis Bio, Inc. (ANVS) | Hoffman Michael B | Director | 2025-11-24 | 39,200 | $4.08 | $160K | 4 0001104659-25-115801 |
| Annovis Bio, Inc. (ANVS) | Hoffman Michael B | Director | 2025-11-24 | 39,200 | $4.08 | $160K | 4 0001104659-25-116084 |
| Bath & Body Works, Inc. (BBWI) | Nash Sarah E | Director | 2025-11-24 | 10,000 | $15.58 | $156K | 4 0001225208-25-009448 |
| INNOVATIVE INDUSTRIAL PROPERTIES INC (IIPR) | Gold Alan D | EXECUTIVE CHAIRMAN | 2025-11-24 | 2,600 | $49.09 | $128K | 4 0001298786-25-000005 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-24 | 27,067 | $4.35 | $118K | 4 0001013594-25-001471 |
| Westrock Coffee Co (WEST) | FORD JOE T | Director | 2025-11-24 | 20,000 | $4.12 | $82K | 4 0001176401-25-000002 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-11-24 | 49,565 | $1.60 | $79K | 4 0001193125-25-297157 |
| BARNWELL INDUSTRIES INC (BRN) | Horowitz Joshua | Director | 2025-11-24 | 59,563 | $1.10 | $66K | 4 0001140361-25-043529 |
| Millrose Properties, Inc. (MRP) | Lynch Kathleen B. | Director | 2025-11-24 | 1,860 | $31.74 | $59K | 4 0001193125-25-297265 |
| HERSHEY CO (HSY) | Schechtman Natalie | SVP and CHRO | 2025-11-24 | 200 | $186.29 | $37K | 4 0000047111-25-000189 |
| UMH PROPERTIES, INC. (UMH) | Mitchell William Edward | Director | 2025-11-24 | 2,000 | $14.92 | $30K | 4 0000752642-25-000117 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-11-24 | 4,038 | $3.96 | $16K | 4 0001214659-25-017287 |
| Omega Flex, Inc. (OFLX) | Moran Edwin B. | President | 2025-11-24 | 500 | $27.29 | $14K | 4 0001317945-25-000011 |
| EON Resources Inc. (EONR) | Trotter Mitchell | Chief Financial Officer | 2025-11-24 | 25,000 | $0.43 | $11K | 4 0001213900-25-114195 |
| MAIA Biotechnology, Inc. (MAIA) | Smith Stan | Director | 2025-11-24 | 10,000 | $0.98 | $10K | 4 0001878313-25-000045 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-24 | 5,000 | $1.26 | $6K | 4 0000944075-25-000091 |
| ELUTIA INC. (ELUT) | Mills C Randal | PRESIDENT AND CEO | 2025-11-24 | 5,000 | $0.60 | $3K | 4 0001370939-25-000007 |
| AVAX ONE TECHNOLOGY LTD. (AVX) | KAHN JOLIE | Chief Executive Officer | 2025-11-24 | 1,000 | $1.70 | $2K | 4 0001493152-26-007242 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-24 | 10,000 | Not stated | Not stated | 4 0001878313-25-000040 |
| Butterfly Network, Inc. (BFLY) | ROBBINS LARRY | Director | 2025-11-21 | 800,000 | $2.58 | $2.06M | 4 0000905148-25-004157 |
| Central Bancompany, Inc. (CBC) | Robuck Robert Marion | Director | 2025-11-21 | 47,619 | $21.00 | $1000K | 4 0001104659-25-116109 |
| Central Bancompany, Inc. (CBC) | Cook Sam Bryan | Executive Chairman | 2025-11-21 | 47,619 | $21.00 | $1000K | 4 0001104659-25-116102 |
| Central Bancompany, Inc. (CBC) | Ross John Thomas | President, CEO | 2025-11-21 | 42,000 | $21.00 | $882K | 4 0001104659-25-116110 |
| CLOROX CO /DE/ (CLX) | Breber Pierre R | Director | 2025-11-21 | 4,000 | $104.13 | $417K | 4 0001225208-25-009410 |
| HERSHEY CO (HSY) | Tanner Kirk | President and CEO | 2025-11-21 | 2,000 | $185.46 | $371K | 4 0000047111-25-000184 |
| VALVOLINE INC (VVV) | WILLIS J KEVIN | Chief Financial Officer | 2025-11-21 | 10,000 | $31.41 | $314K | 4 0001575329-25-000009 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-11-21 | 257,210 | $1.06 | $273K | 4 0001628280-25-053912 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-21 | 39,760 | $6.30 | $250K | 4 0001594986-25-000022 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-21 | 50,000 | $4.35 | $218K | 4 0001013594-25-001471 |
| Strategy Inc (MSTR) | Dietze Jane A | Director | 2025-11-21 | 1,100 | $95.28 | $105K | 4 0001193125-25-297328 |
| PENN Entertainment, Inc. (PENN) | Hendrix Felicia | EVP and CFO | 2025-11-21 | 7,315 | $13.79 | $101K | 4 0001193125-25-292269 |
| Bath & Body Works, Inc. (BBWI) | STEINOUR STEPHEN D | Director | 2025-11-21 | 6,700 | $14.86 | $100K | 4 0001225208-25-009413 |
| Innventure, Inc. (INV) | Donnally James O | Director | 2025-11-21 | 27,886 | $3.37 | $94K | 4 0001628280-25-054010 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-11-21 | 56,236 | $1.44 | $81K | 4 0001193125-25-291532 |
| Annovis Bio, Inc. (ANVS) | Hoffman Michael B | Director | 2025-11-21 | 20,000 | $3.50 | $70K | 4 0001104659-25-115090 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-11-21 | 17,798 | $3.84 | $68K | 4 0001214659-25-017141 |
| Turn Therapeutics Inc. (TTRX) | GOLDEN ARTHUR F | Director | 2025-11-21 | 20,532 | $2.87 | $59K | 4 0001213900-25-113841 |
| Granite Ridge Resources, Inc. (GRNT) | Lazarine Kirk | Director | 2025-11-21 | 10,000 | $4.97 | $50K | 4 0001628280-25-053515 |
| Evolv Technologies Holdings, Inc. (EVLV) | Kedzierski John | President & CEO | 2025-11-21 | 8,000 | $5.91 | $47K | 4 0001904063-25-000005 |
| Central Bancompany, Inc. (CBC) | Colbert Jeremy Wayne | See Remarks. | 2025-11-21 | 2,200 | $21.00 | $46K | 4 0001104659-25-116100 |
| Central Bancompany, Inc. (CBC) | Goldammer Russell Lee | EVP & CIO | 2025-11-21 | 2,000 | $21.00 | $42K | 4 0001104659-25-116103 |
| AerSale Corp (ASLE) | Finazzo Nicolas | Director, Officer | 2025-11-21 | 6,352 | $5.99 | $38K | 4 0001104659-25-115872 |
| HERSHEY CO (HSY) | Taffet Stacy | Chief Growth Officer | 2025-11-21 | 200 | $186.19 | $37K | 4 0000047111-25-000186 |
| NextBoat Inc. (NXB) | John Brian | CEO and Director | 2025-11-21 | 10,000 | $3.14 | $31K | 4 0001493152-25-024783 |
| Airship AI Holdings, Inc. (AISP) | Huang Victor | CEO and Chairman of the BOD | 2025-11-21 | 10,000 | $3.02 | $30K | 4 0001161697-25-000382 |
| MAUI LAND & PINEAPPLE CO INC (MLP) | Randle Race A. | CEO | 2025-11-21 | 2,000 | $14.48 | $29K | 4 0001972724-25-000004 |
| EAGLE BANCORP INC (EGBN) | Mathews Louis P. Jr. | Director | 2025-11-21 | 1,500 | $17.20 | $26K | 4 0002033070-25-000003 |
| AUDIOEYE INC (AEYE) | HAWKINS JAMES B | Director | 2025-11-21 | 2,000 | $11.05 | $22K | 4 0000898243-25-000020 |
| WILLAMETTE VALLEY VINEYARDS INC (WVVI) | BERNAU JAMES W | President | 2025-11-21 | 4,121 | $2.59 | $11K | 4 0001199835-25-000402 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-21 | 5,000 | $1.24 | $6K | 4 0000944075-25-000091 |
| PEOPLES BANCORP INC (PEBO) | Smith Dwight Eric | Director | 2025-11-21 | 200 | $28.56 | $6K | 4 0000318300-25-000305 |
| AVAX ONE TECHNOLOGY LTD. (AVX) | KAHN JOLIE | Chief Executive Officer | 2025-11-21 | 3,000 | $1.65 | $5K | 4 0001493152-26-007242 |
| Beeline Holdings, Inc. (BLNE) | Freedman Joseph David | Director | 2025-11-21 | 3,000 | $1.46 | $4K | 4 0001493152-25-024757 |
| AVAX ONE TECHNOLOGY LTD. (AVX) | Polimeni Christopher Vincent | Chief Financial Officer | 2025-11-21 | 2,500 | $1.75 | $4K | 4 0001493152-26-007987 |
| 1847 Holdings LLC (LBRA) | Roberts Ellery | Chairman and CEO | 2025-11-21 | 352,006 | $0.01 | $4K | 4 0001213900-25-114999 |
| FIRST US BANCSHARES, INC. (FUSB) | Pierce Staci | Director | 2025-11-21 | 250 | $13.83 | $3K | 4 0001193125-25-291494 |
| MAIA Biotechnology, Inc. (MAIA) | Vitoc Vlad | Chief Executive Officer | 2025-11-21 | 1,800 | $0.92 | $2K | 4 0001878313-25-000040 |
| Butterfly Network, Inc. (BFLY) | ROBBINS LARRY | Director | 2025-11-20 | 1,000,000 | $2.37 | $2.37M | 4 0000905148-25-004157 |
| CCC Intelligent Solutions Holdings Inc. (CCC) | Welsh Timothy A | Officer | 2025-11-20 | 136,720 | $7.31 | $1000K | 4 0001818201-25-000020 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-11-20 | 125,743 | $7.20 | $905K | 4 0001253170-25-000014 |
| Crimson Wine Group, Ltd (CWGL) | Cumming John D. | Director, 10% owner | 2025-11-20 | 106,308 | $4.96 | $527K | 4 0001628280-25-053723 |
| Crimson Wine Group, Ltd (CWGL) | STEINBERG JOSEPH S | Director, 10% owner | 2025-11-20 | 106,308 | $4.96 | $527K | 4 0001628280-25-053725 |
| Match Group, Inc. (MTCH) | Rascoff Spencer M | Chief Executive Officer | 2025-11-20 | 14,000 | $31.84 | $446K | 4 0000891103-25-000182 |
| FILANA THERAPEUTICS, INC. (FLNA) | Barry Richard | President & CEO | 2025-11-20 | 150,000 | $2.76 | $414K | 4 0001437749-25-036125 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-20 | 42,999 | $6.28 | $270K | 4 0001594986-25-000020 |
| Claritev Corp (CTEV) | Dalton Travis | Pres., CEO & Executive Chair | 2025-11-20 | 5,290 | $47.23 | $250K | 4 0001841409-25-000004 |
| Westrock Coffee Co (WEST) | FORD SCOTT T | CHIEF EXECUTIVE OFFICER | 2025-11-20 | 50,000 | $4.35 | $217K | 4 0001187377-25-000005 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-11-20 | 203,500 | $0.98 | $199K | 4 0001628280-25-053696 |
| Airship AI Holdings, Inc. (AISP) | Huang Victor | CEO and Chairman of the BOD | 2025-11-20 | 51,000 | $3.18 | $162K | 4 0001161697-25-000378 |
| SmartRent, Inc. (SMRT) | Martell Frank | Chief Executive Officer | 2025-11-20 | 93,764 | $1.47 | $138K | 4 0001193125-25-291532 |
| Fossil Group, Inc. (FOSL) | Schoppert Wendy Lee | Director | 2025-11-20 | 41,322 | $2.47 | $102K | 4 0000883569-25-000088 |
| First Guaranty Bancshares, Inc. (FGBI) | Smith Edgar R. III | Director | 2025-11-20 | 19,800 | $4.94 | $98K | 4 0001437749-25-036062 |
| Fossil Group, Inc. (FOSL) | Tifford Gail B | Director | 2025-11-20 | 33,000 | $2.40 | $79K | 4 0000883569-25-000090 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-20 | 2,000 | $32.30 | $65K | 4 0001193125-25-290761 |
| GREENLIGHT CAPITAL RE, LTD. (GLRE) | Foley Ursuline F | Director | 2025-11-20 | 5,000 | $12.92 | $65K | 4 0001385613-25-000121 |
| J&J SNACK FOODS CORP (JJSF) | Ciaramello Kathleen E | Director | 2025-11-20 | 540 | $90.56 | $49K | 4 0001437749-25-036034 |
| FutureFuel Corp. (FF) | Polet Roeland | Chief Executive Officer | 2025-11-20 | 15,000 | $3.20 | $48K | 4 0001437749-25-036084 |
| INNOVATIVE INDUSTRIAL PROPERTIES INC (IIPR) | Gold Alan D | EXECUTIVE CHAIRMAN | 2025-11-20 | 1,000 | $45.70 | $46K | 4 0001298786-25-000003 |
| MAUI LAND & PINEAPPLE CO INC (MLP) | Randle Race A. | CEO | 2025-11-20 | 3,000 | $14.24 | $43K | 4 0001972724-25-000004 |
| AST SpaceMobile, Inc. (ASTS) | Cisneros Adriana | Director | 2025-11-20 | 750 | $50.79 | $38K | 4 0001104659-25-115321 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-11-20 | 9,026 | $3.96 | $36K | 4 0001214659-25-017141 |
| AUDIOEYE INC (AEYE) | HAWKINS JAMES B | Director | 2025-11-20 | 2,000 | $11.60 | $23K | 4 0000898243-25-000020 |
| Palladyne AI Corp. (PDYN) | Wolff Benjamin G | PRESIDENT & CEO | 2025-11-20 | 3,000 | $5.29 | $16K | 4 0001368618-25-000006 |
| AerSale Corp (ASLE) | Finazzo Nicolas | Director, Officer | 2025-11-20 | 1,707 | $5.99 | $10K | 4 0001104659-25-115044 |
| SOCKET MOBILE, INC. (SCKT) | Lazarev Ivan | Director | 2025-11-20 | 5,428 | $1.20 | $7K | 4 0000944075-25-000090 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-20 | 5,000 | $1.21 | $6K | 4 0000944075-25-000088 |
| TENAX THERAPEUTICS, INC. (TENX) | Giordano Christopher Thomas | CEO | 2025-11-20 | 538 | $7.59 | $4K | 4 0001871714-25-000002 |
| Decoy Therapeutics Inc. (DCOY) | HANISH ARNOLD C | Director | 2025-11-20 | 5,000 | $0.75 | $4K | 4 0001615219-25-000193 |
| FIRST US BANCSHARES, INC. (FUSB) | Pierce Staci | Director | 2025-11-20 | 250 | $13.65 | $3K | 4 0001193125-25-291494 |
| MARRIOTT VACATIONS WORLDWIDE Corp (VAC) | Asmar Christian | Director, 10% owner | 2025-11-19 | 84,000 | $47.44 | $3.98M | 4 0000921895-25-003162 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-19 | 1,088,738 | $3.03 | $3.30M | 4 0001193125-25-290260 |
| Butterfly Network, Inc. (BFLY) | ROBBINS LARRY | Director | 2025-11-19 | 1,000,000 | $2.35 | $2.35M | 4 0000905148-25-004157 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-11-19 | 137,772 | $6.56 | $904K | 4 0001253170-25-000011 |
| WW INTERNATIONAL, INC. (WW) | Hawks Carney | Director | 2025-11-19 | 29,057 | $22.14 | $643K | 4 0001193125-25-289719 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-19 | 50,000 | $6.19 | $309K | 4 0001594986-25-000020 |
| ORION ENERGY SYSTEMS, INC. (OESX) | Washlow Sally A. | Chief Executive Officer | 2025-11-19 | 21,166 | $14.17 | $300K | 4 0000897069-25-001717 |
| Nerdy Inc. (NRDY) | Cohn Charles K. | Chief Executive Officer | 2025-11-19 | 270,578 | $0.91 | $246K | 4 0001628280-25-053495 |
| Gogo Inc. (GOGO) | TOWNSEND CHARLES C | Director | 2025-11-19 | 31,228 | $7.17 | $224K | 4 0001213900-25-113107 |
| FILANA THERAPEUTICS, INC. (FLNA) | Barry Richard | President & CEO | 2025-11-19 | 73,385 | $2.75 | $202K | 4 0001437749-25-035882 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-19 | 30,400 | $4.36 | $133K | 4 0001013594-25-001457 |
| INNOVATIVE INDUSTRIAL PROPERTIES INC (IIPR) | Gold Alan D | EXECUTIVE CHAIRMAN | 2025-11-19 | 1,000 | $46.26 | $46K | 4 0001298786-25-000003 |
| Palladyne AI Corp. (PDYN) | Wolff Benjamin G | PRESIDENT & CEO | 2025-11-19 | 8,000 | $5.40 | $43K | 4 0001368618-25-000005 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-19 | 1,056 | $32.25 | $34K | 4 0001193125-25-290761 |
| Beeline Holdings, Inc. (BLNE) | Moe Christopher R. | Chief Financial Officer | 2025-11-19 | 20,000 | $1.68 | $34K | 4 0001493152-25-024284 |
| EAGLE BANCORP INC (EGBN) | Mathews Louis P. Jr. | Director | 2025-11-19 | 1,500 | $16.84 | $25K | 4 0002033070-25-000003 |
| PodcastOne, Inc. (PODC) | MERRIMAN D JONATHAN | Director | 2025-11-19 | 11,000 | $2.20 | $24K | 4 0001213900-25-113678 |
| Star Equity Holdings, Inc. (STRR) | Eberwein Jeffrey E. | Chief Executive Officer | 2025-11-19 | 2,312 | $10.38 | $24K | 4 0001548312-25-000032 |
| Lite Strategy, Inc. (LITS) | Flynn James P | Director | 2025-11-19 | 12,100 | $1.88 | $23K | 4 0001193125-25-289712 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-11-19 | 4,000 | $5.05 | $20K | 4 0001628280-25-053376 |
| Century Therapeutics, Inc. (IPSC) | Pfeiffenberger Brent | President and CEO | 2025-11-19 | 35,000 | $0.50 | $17K | 4 0002001162-25-000005 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Richards Paul | Officer | 2025-11-19 | 5,000 | $2.78 | $14K | 4 0001437749-25-035887 |
| Stark Novus Financial Inc. (NRDE) | ESOPUS CREEK VALUE SERIES FUND LP - SERIES A | Director | 2025-11-19 | 8,000 | $1.45 | $12K | 4 0001013594-25-001464 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-11-19 | 50,000 | $0.23 | $11K | 4 0001214659-25-017033 |
| ULTRALIFE CORP (ULBI) | Manna Michael Edward | President and CEO | 2025-11-19 | 2,000 | $4.97 | $10K | 4 0001437749-25-035716 |
| AerSale Corp (ASLE) | Finazzo Nicolas | Director, Officer | 2025-11-19 | 1,560 | $5.99 | $9K | 4 0001104659-25-115044 |
| INTERLINK ELECTRONICS INC (LINK) | Wolenski David John | Director | 2025-11-19 | 2,170 | $4.17 | $9K | 4 0001581479-25-000003 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-19 | 5,000 | $1.24 | $6K | 4 0000944075-25-000088 |
| Crimson Wine Group, Ltd (CWGL) | Rollins Colby A. | Director | 2025-11-19 | 900 | $4.86 | $4K | 4 0001628280-25-053535 |
| Starco Brands, Inc. (STCB) | Sklar Ross Jeffery | CEO | 2025-11-19 | 190,101 | $0.02 | $4K | 4 0001493152-25-024617 |
| TENAX THERAPEUTICS, INC. (TENX) | Giordano Christopher Thomas | CEO | 2025-11-19 | 455 | $7.51 | $3K | 4 0001871714-25-000002 |
| FIRST US BANCSHARES, INC. (FUSB) | Pierce Staci | Director | 2025-11-19 | 200 | $13.51 | $3K | 4 0001193125-25-291494 |
| SOCKET MOBILE, INC. (SCKT) | Lazarev Ivan | Director | 2025-11-19 | 96 | $1.20 | $115 | 4 0000944075-25-000090 |
| MSC INDUSTRIAL DIRECT CO INC (MSM) | JACOBSON MITCHELL | Director, 10% owner | 2025-11-18 | 22,870 | $84.96 | $1.94M | 4 0000950142-25-003039 |
| PARKERVISION INC (PRKR) | Titterton Lewis H jr | Director | 2025-11-18 | 4,761,905 | $0.21 | $1.00M | 4 0001437749-25-035628 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-18 | 293,459 | $3.05 | $894K | 4 0001193125-25-290260 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-11-18 | 102,652 | $6.05 | $621K | 4 0001253170-25-000011 |
| CNH Industrial N.V. (CNH) | Heywood Suzanne | Director | 2025-11-18 | 52,522 | $9.52 | $500K | 4 0001193125-25-287974 |
| Gogo Inc. (GOGO) | TOWNSEND CHARLES C | Director | 2025-11-18 | 58,763 | $6.87 | $404K | 4 0001213900-25-113107 |
| STARZ ENTERTAINMENT CORP /CN/ (STRZ) | Hirsch Jeffrey | President and CEO | 2025-11-18 | 30,000 | $11.21 | $336K | 4 0001647660-25-000004 |
| ZEBRA TECHNOLOGIES CORP (ZBRA) | Dhanasekaran Satish | Director | 2025-11-18 | 1,000 | $233.12 | $233K | 4 0001628280-25-053401 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-18 | 27,439 | $6.06 | $166K | 4 0001594986-25-000018 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-18 | 35,780 | $4.23 | $151K | 4 0001013594-25-001457 |
| BIOXYTRAN, INC (BIXT) | Hoberman Alan M | Director | 2025-11-18 | 210,000 | $0.60 | $126K | 4 0001445815-25-000011 |
| Silvaco Group, Inc. (SVCO) | RHINES WALDEN C | Chief Executive Officer | 2025-11-18 | 29,000 | $4.07 | $118K | 4 0001628280-25-053211 |
| Star Equity Holdings, Inc. (STRR) | Eberwein Jeffrey E. | Chief Executive Officer | 2025-11-18 | 10,217 | $10.42 | $106K | 4 0001548312-25-000032 |
| SIMON PROPERTY GROUP INC. (SPG) | LEWIS RANDALL J | Director | 2025-11-18 | 588 | $180.80 | $106K | 4 0001123485-25-000008 |
| GREENLIGHT CAPITAL RE, LTD. (GLRE) | Platt Joseph P JR | Director | 2025-11-18 | 5,000 | $12.97 | $65K | 4 0001385613-25-000119 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-18 | 2,000 | $32.30 | $65K | 4 0001193125-25-288009 |
| Hyperscale Data, Inc. (GPUS) | AULT MILTON C III | Executive Chairman | 2025-11-18 | 209,456 | $0.24 | $50K | 4 0001214659-25-017033 |
| Legacy Education Inc. (LGCY) | Rohmann LeeAnn | Chief Executive Officer | 2025-11-18 | 5,000 | $8.68 | $43K | 4 0001493152-25-024355 |
| Silvaco Group, Inc. (SVCO) | Ngai Anthony K.K. | Director | 2025-11-18 | 10,000 | $4.26 | $43K | 4 0001628280-25-053466 |
| Palladyne AI Corp. (PDYN) | Wolff Benjamin G | PRESIDENT & CEO | 2025-11-18 | 7,000 | $5.49 | $38K | 4 0001368618-25-000004 |
| Avidia Bancorp, Inc. (AVBC) | Jensen Barry H | EVP and Chief Admin Officer | 2025-11-18 | 2,500 | $14.93 | $37K | 4 0001437749-25-035568 |
| AUDIOEYE INC (AEYE) | HAWKINS JAMES B | Director | 2025-11-18 | 2,000 | $11.40 | $23K | 4 0000898243-25-000013 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-11-18 | 4,000 | $5.07 | $20K | 4 0001628280-25-053376 |
| TENAX THERAPEUTICS, INC. (TENX) | Giordano Christopher Thomas | CEO | 2025-11-18 | 1,612 | $7.75 | $13K | 4 0001871714-25-000002 |
| SAUL CENTERS, INC. (BFS) | Heard Carlos Lawrence | Senior Vice President & CFO | 2025-11-18 | 600 | $20.35 | $12K | 4 0001849267-25-000002 |
| CervoMed Inc. (CRVO) | Winton Matthew | Chief Commercial and Business | 2025-11-18 | 1,500 | $7.95 | $12K | 4 0001437749-25-035655 |
| Trump Media & Technology Group Corp. (DJT) | Glabe Scott | General Counsel and Secretary | 2025-11-18 | 1,000 | $10.46 | $10K | 4 0002015663-25-000003 |
| STRATA Skin Sciences, Inc. (SSKN) | Rubinstein Samuel | Director | 2025-11-18 | 5,000 | $1.41 | $7K | 4 0001051514-25-000016 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-18 | 5,000 | $1.24 | $6K | 4 0000944075-25-000087 |
| AUBURN NATIONAL BANCORPORATION, INC (AUBN) | HOUSEL DAVID E | Director | 2025-11-18 | 200 | $25.39 | $5K | 4 0001193125-25-286114 |
| 1847 Holdings LLC (LBRA) | Roberts Ellery | Chairman and CEO | 2025-11-18 | 100,000 | $0.01 | $850 | 4 0001213900-25-113175 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-17 | 796,753 | $2.99 | $2.38M | 4 0001193125-25-285081 |
| Sonos Inc (SONO) | Conrad Thomas | Chief Executive Officer | 2025-11-17 | 62,325 | $16.17 | $1.01M | 4 0001314727-25-000091 |
| Avantor, Inc. (AVTR) | Ligner Emmanuel | President and CEO | 2025-11-17 | 87,500 | $11.35 | $993K | 4 0002082879-25-000003 |
| Gogo Inc. (GOGO) | TOWNSEND CHARLES C | Director | 2025-11-17 | 78,695 | $7.07 | $556K | 4 0001213900-25-112086 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-17 | 126,126 | $4.21 | $531K | 4 0001013594-25-001448 |
| MACH NATURAL RESOURCES LP (MNR) | WARD TOM L. | Director, Officer, 10% owner, Other | 2025-11-17 | 41,740 | $11.98 | $500K | 4 0001213900-25-112089 |
| Douglas Emmett Inc (DEI) | Aronson Michele L | EVP, GEN COUNSEL & SECRETARY | 2025-11-17 | 34,626 | $11.68 | $404K | 4 0001993146-25-000003 |
| Claritev Corp (CTEV) | Kim Michael | EVP, Chief Digital Officer | 2025-11-17 | 9,600 | $38.25 | $367K | 4 0001828369-25-000003 |
| TruBridge, Inc. (TBRG) | Daughton Michael | Chief Business Officer | 2025-11-17 | 17,500 | $20.46 | $358K | 4 0002089896-25-000006 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-17 | 44,648 | $6.06 | $271K | 4 0001594986-25-000018 |
| ARBOR REALTY TRUST INC (ABR) | KAUFMAN IVAN | COB, CEO and President | 2025-11-17 | 29,000 | $8.34 | $242K | 4 0001104659-25-113287 |
| SunocoCorp LLC (SUNC) | Jennings Michael | Director | 2025-11-17 | 3,000 | $49.68 | $149K | 4 0001193125-25-285403 |
| ICHOR HOLDINGS, LTD. (ICHR) | MacKenzie Iain | Director | 2025-11-17 | 10,000 | $14.53 | $145K | 4 0001344017-25-000013 |
| Biohaven Ltd. (BHVN) | Clark George C. | VP, Chief Accounting Officer | 2025-11-17 | 17,000 | $8.52 | $145K | 4 0001878290-25-000004 |
| AMPCO PITTSBURGH CORP (AP) | GERMAN MICHAEL I | Director | 2025-11-17 | 40,000 | $2.65 | $106K | 4 0001193125-25-285590 |
| ALBANY INTERNATIONAL CORP /DE/ (AIN) | Kleveland Gunnar | President and CEO | 2025-11-17 | 2,300 | $42.04 | $97K | 4 0000819793-25-000037 |
| Star Equity Holdings, Inc. (STRR) | Eberwein Jeffrey E. | Chief Executive Officer | 2025-11-17 | 8,265 | $10.16 | $84K | 4 0001548312-25-000032 |
| Aebi Schmidt Holding AG (AEBI) | Schenkirsch Thomas | Chief Group Services | 2025-11-17 | 6,500 | $10.90 | $71K | 4 0001437749-25-035594 |
| Silvaco Group, Inc. (SVCO) | RHINES WALDEN C | Chief Executive Officer | 2025-11-17 | 11,272 | $3.90 | $44K | 4 0001628280-25-052862 |
| ARBOR REALTY TRUST INC (ABR) | LAZAR MELVIN F | Director | 2025-11-17 | 5,000 | $8.28 | $41K | 4 0001104659-25-113654 |
| EASTMAN KODAK CO (KODK) | Katz Philippe D | Director, 10% owner | 2025-11-17 | 5,000 | $7.35 | $37K | 4 0000891839-25-000130 |
| First Internet Bancorp (INBK) | Lorch Nicole S. | President & COO | 2025-11-17 | 2,000 | $17.96 | $36K | 4 0001568480-25-000004 |
| Lucky Strike Entertainment Corp (LUCK) | Young John Alan | Director | 2025-11-17 | 4,685 | $7.62 | $36K | 4 0001628280-25-052856 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-17 | 1,000 | $33.00 | $33K | 4 0001193125-25-288009 |
| CervoMed Inc. (CRVO) | Winton Matthew | Chief Commercial and Business | 2025-11-17 | 3,500 | $8.43 | $30K | 4 0001437749-25-035655 |
| CROWN CRAFTS INC (CRWS) | RATAJCZAK DONALD R | Director | 2025-11-17 | 10,000 | $2.80 | $28K | 4 0001437749-25-035501 |
| AMPCO PITTSBURGH CORP (AP) | McNair Darrell L | Director | 2025-11-17 | 10,000 | $2.68 | $27K | 4 0001193125-25-286131 |
| Claritev Corp (CTEV) | O'Neil Tara | SVP, General Counsel | 2025-11-17 | 625 | $38.84 | $24K | 4 0002036762-25-000006 |
| HUDSON TECHNOLOGIES INC /NY (HDSN) | ABBATECOLA VINCENT P | Director | 2025-11-17 | 3,500 | $6.79 | $24K | 4 0000925528-25-000007 |
| AUDIOEYE INC (AEYE) | HAWKINS JAMES B | Director | 2025-11-17 | 2,000 | $11.57 | $23K | 4 0000898243-25-000013 |
| Stereotaxis, Inc. (STXS) | Isaac Paul J | Director, Other | 2025-11-17 | 10,000 | $2.18 | $22K | 4 0001062993-25-016925 |
| ARBOR REALTY TRUST INC (ABR) | Friedman David Erwin | CCO & Head of Non-Agcy Prod | 2025-11-17 | 2,508 | $8.30 | $21K | 4 0001104659-25-113659 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-11-17 | 4,000 | $5.18 | $21K | 4 0001628280-25-052807 |
| Silvaco Group, Inc. (SVCO) | Zegarelli Christopher John | Chief Financial Officer | 2025-11-17 | 5,000 | $3.91 | $20K | 4 0001628280-25-052863 |
| MANHATTAN BRIDGE CAPITAL, INC (LOAN) | RAN ASSAF | President and CEO | 2025-11-17 | 4,000 | $4.65 | $19K | 4 0001493152-25-024023 |
| NETSOL TECHNOLOGIES INC (NTWK) | GHAURI NAJEEB | CEO | 2025-11-17 | 5,950 | $2.98 | $18K | 4 0001493152-25-023804 |
| SAUL CENTERS, INC. (BFS) | Heard Carlos Lawrence | Senior Vice President & CFO | 2025-11-17 | 600 | $20.54 | $12K | 4 0001849267-25-000002 |
| SIERRA BANCORP (BSRR) | Dutto Laurence S | Director | 2025-11-17 | 400 | $28.78 | $12K | 4 0001130144-25-000005 |
| Turn Therapeutics Inc. (TTRX) | Chaudhary Zuraiz | Officer | 2025-11-17 | 2,500 | $3.62 | $9K | 4 0001213900-25-111713 |
| First Guaranty Bancshares, Inc. (FGBI) | Smith Edgar R. III | Director | 2025-11-17 | 1,500 | $5.78 | $9K | 4 0001437749-25-036062 |
| Binah Capital Group, Inc. (BCG) | Gould Craig | Chief Executive Officer | 2025-11-17 | 5,000 | $1.55 | $8K | 4 0002016390-25-000002 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-17 | 5,000 | $1.25 | $6K | 4 0000944075-25-000087 |
| i-80 Gold Corp. (IAUX) | Savarie David Roger | SVP, General Counsel | 2025-11-17 | 5,000 | $1.05 | $5K | 4 0000912282-25-001265 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-11-17 | 914 | $5.51 | $5K | 4 0001253170-25-000011 |
| FIRST US BANCSHARES, INC. (FUSB) | Pierce Staci | Director | 2025-11-17 | 300 | $13.40 | $4K | 4 0001193125-25-287105 |
| KINGSWAY Corp (KFS) | Fitzgerald John Taylor Maloney | President and CEO | 2025-11-17 | 197 | $12.70 | $3K | 4 0001072627-25-000034 |
| BANK OF THE JAMES FINANCIAL GROUP INC (BOTJ) | ADDISON LEWIS C | Director | 2025-11-17 | 113 | $16.75 | $2K | 4 0001437749-25-035658 |
| BANK OF THE JAMES FINANCIAL GROUP INC (BOTJ) | BRYANT WILLIAM C III | Director | 2025-11-17 | 59 | $16.75 | $988 | 4 0001437749-25-035670 |
| FB Bancorp, Inc. /MD/ (FBLA) | WANNER TODD M | Chief Financial Officer | 2025-11-17 | 66 | $12.14 | $801 | 4 0001437749-25-035540 |
| Vivani Medical, Inc. (EYES) | Williams Gregg | Director, 10% owner | 2025-11-15 | 1,737,764 | $1.14 | $1.98M | 4 0001753926-25-001808 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-11-15 | 10,000 | $3.40 | $34K | 4 0001493152-25-023788 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-14 | 704,259 | $3.00 | $2.12M | 4 0001193125-25-285081 |
| Accelerant Holdings (ARX) | RADKE JEFFREY L | Co-Founder, CEO | 2025-11-14 | 74,110 | $13.48 | $999K | 4 0000905148-25-004108 |
| GOODYEAR TIRE & RUBBER CO /OH/ (GT) | WINKLER JASON J | Director | 2025-11-14 | 100,000 | $7.54 | $755K | 4 0000042582-25-000014 |
| NextBoat Inc. (NXB) | Gonnelli Robert Rosario | Director | 2025-11-14 | 125,000 | $4.00 | $500K | 4 0001493152-25-023788 |
| MACH NATURAL RESOURCES LP (MNR) | WARD TOM L. | Director, Officer, 10% owner, Other | 2025-11-14 | 41,630 | $12.01 | $500K | 4 0001213900-25-112089 |
| TREX CO INC (TREX) | Gandhi Prithvi | SVP, Chief Financial Officer | 2025-11-14 | 15,000 | $31.92 | $479K | 4 0001069878-25-000026 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-14 | 77,412 | $4.32 | $334K | 4 0001013594-25-001448 |
| Chiron Real Estate Inc. (XRN) | Decker Mark Okey Jr | CEO and President | 2025-11-14 | 10,000 | $32.58 | $326K | 4 0001104659-25-113327 |
| FOX FACTORY HOLDING CORP (FOXF) | DENNISON MICHAEL C. | Chief Executive Officer | 2025-11-14 | 22,000 | $14.20 | $312K | 4 0001424929-25-000094 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Labe James | Chief Executive Officer | 2025-11-14 | 46,700 | $5.99 | $280K | 4 0001594983-25-000016 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-14 | 46,700 | $5.99 | $280K | 4 0001594986-25-000016 |
| Medalist Diversified, Inc. (MDRR) | KAVANAUGH FRANK | CHAIRMAN, CEO & PRESIDENT | 2025-11-14 | 20,000 | $13.50 | $270K | 4 0001271775-25-000005 |
| McGraw Hill, Inc. (MH) | REINEMUND STEVEN | Director | 2025-11-14 | 15,710 | $15.03 | $236K | 4 0001193125-25-286470 |
| Gogo Inc. (GOGO) | TOWNSEND CHARLES C | Director | 2025-11-14 | 31,314 | $7.10 | $222K | 4 0001213900-25-112086 |
| UR-ENERGY INC (URG) | Gili Matthew David | PRESIDENT | 2025-11-14 | 155,000 | $1.21 | $188K | 4 0001654954-25-013148 |
| Bancorp, Inc. (TBBK) | Canuso Dominic C | EVP & Chief Financial Officer | 2025-11-14 | 1,800 | $61.24 | $110K | 4 0002039852-25-000187 |
| NextBoat Inc. (NXB) | John Brian | CEO and Director | 2025-11-14 | 25,000 | $4.00 | $100K | 4 0001493152-25-023786 |
| FORD MOTOR CO (F) | THORNTON JOHN L | Director | 2025-11-14 | 7,520 | $13.19 | $99K | 4 0000037996-25-000202 |
| Chiron Real Estate Inc. (XRN) | KIERNAN ROBERT J | CFO and Treasurer | 2025-11-14 | 3,000 | $31.91 | $96K | 4 0001104659-25-113328 |
| MARRIOTT VACATIONS WORLDWIDE Corp (VAC) | QUAZZO STEPHEN R | Director | 2025-11-14 | 2,000 | $45.53 | $91K | 4 0001105602-25-000006 |
| Douglas Emmett Inc (DEI) | Aronson Michele L | EVP, GEN COUNSEL & SECRETARY | 2025-11-14 | 7,500 | $11.75 | $88K | 4 0001993146-25-000003 |
| CervoMed Inc. (CRVO) | Winton Matthew | Chief Commercial and Business | 2025-11-14 | 10,000 | $7.57 | $76K | 4 0001437749-25-035308 |
| Teladoc Health, Inc. (TDOC) | Paulus Kenneth H | Director | 2025-11-14 | 10,000 | $6.94 | $69K | 4 0001624004-25-000006 |
| Aebi Schmidt Holding AG (AEBI) | Portmann Marco | Chief Financial Officer | 2025-11-14 | 5,000 | $11.20 | $56K | 4 0001437749-25-035451 |
| MACH NATURAL RESOURCES LP (MNR) | McMullen William Wallace | Director, 10% owner, Other | 2025-11-14 | 4,608 | $11.85 | $55K | 4 0001213900-25-112091 |
| EAGLE BANCORP INC (EGBN) | Newell Eric R | Senior EVP, CFO | 2025-11-14 | 3,050 | $16.55 | $50K | 4 0001523145-25-000004 |
| TruBridge, Inc. (TBRG) | Daughton Michael | Chief Business Officer | 2025-11-14 | 2,500 | $20.15 | $50K | 4 0002089896-25-000006 |
| Niagen Bioscience, Inc. (NAGE) | Pamir Ozan | Chief Financial Officer | 2025-11-14 | 6,685 | $6.82 | $46K | 4 0001834681-25-000005 |
| Stereotaxis, Inc. (STXS) | Isaac Paul J | Director, Other | 2025-11-14 | 20,000 | $2.24 | $45K | 4 0001062993-25-016925 |
| Annovis Bio, Inc. (ANVS) | Hoffman Michael B | Director | 2025-11-14 | 15,000 | $2.11 | $32K | 4 0001104659-25-113459 |
| Energy Vault Holdings, Inc. (NRGV) | Piconi Robert | Chief Executive Officer | 2025-11-14 | 10,000 | $3.00 | $30K | 4 0001628280-25-052305 |
| CROWN CRAFTS INC (CRWS) | RATAJCZAK DONALD R | Director | 2025-11-14 | 10,000 | $2.69 | $27K | 4 0001437749-25-035501 |
| CervoMed Inc. (CRVO) | ALAM JOHN J | CEO & President | 2025-11-14 | 3,400 | $7.56 | $26K | 4 0001437749-25-035309 |
| CervoMed Inc. (CRVO) | Gregoire Sylvie | Director, 10% owner | 2025-11-14 | 3,400 | $7.56 | $26K | 4 0001437749-25-035310 |
| INNOSPEC INC. (IOSP) | PARRETTE LESLIE J | Director | 2025-11-14 | 340 | $74.09 | $25K | 4 0001193125-25-284887 |
| ALAMO GROUP INC (ALG) | Hureau Robert Paul | President & CEO | 2025-11-14 | 154 | $161.36 | $25K | 4 0001483898-25-000006 |
| PodcastOne, Inc. (PODC) | MERRIMAN D JONATHAN | Director | 2025-11-14 | 10,700 | $2.16 | $23K | 4 0001213900-25-111673 |
| Orchestra BioMed Holdings, Inc. (OBIO) | Hochman David P | Director, Officer | 2025-11-14 | 5,000 | $4.07 | $20K | 4 0001104659-25-113235 |
| TaoWeave, Inc. (OBLG) | SCHECHTER JONATHAN | Director | 2025-11-14 | 10,000 | $1.91 | $19K | 4 0001437749-25-035345 |
| SAUL CENTERS, INC. (BFS) | Heard Carlos Lawrence | Senior Vice President & CFO | 2025-11-14 | 450 | $20.50 | $9K | 4 0001849267-25-000002 |
| ENB Financial Corp (ENBP) | Zimmerman Roger L | Director | 2025-11-14 | 400 | $22.32 | $9K | 4 0001437479-25-000026 |
| FIRST US BANCSHARES, INC. (FUSB) | Pierce Staci | Director | 2025-11-14 | 500 | $13.43 | $7K | 4 0001193125-25-283386 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-14 | 5,000 | $1.24 | $6K | 4 0000944075-25-000086 |
| NETSOL TECHNOLOGIES INC (NTWK) | GHAURI NAJEEB | CEO | 2025-11-14 | 1,714 | $2.90 | $5K | 4 0001493152-25-023804 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-11-14 | 5,731 | $0.77 | $4K | 4 0001174567-25-000016 |
| Crimson Wine Group, Ltd (CWGL) | Quille Nicolas Michel Eric | Chief Winemaking & COO | 2025-11-14 | 500 | $5.00 | $3K | 4 0001628280-25-052541 |
| HF Foods Group Inc. (HFFG) | Lam Dennis | Director | 2025-11-14 | 1,000 | $2.25 | $2K | 4 0002090078-25-000004 |
| Biohaven Ltd. (BHVN) | CHILDS JOHN W | Director | 2025-11-13 | 3,333,333 | $7.50 | $25.00M | 4 0001027035-25-000004 |
| Biohaven Ltd. (BHVN) | Bailey Gregory | Director | 2025-11-13 | 400,000 | $7.50 | $3.00M | 4 0001935979-25-000096 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-13 | 653,936 | $3.09 | $2.02M | 4 0001193125-25-285081 |
| Progyny, Inc. (PGNY) | Anevski Peter | CHIEF EXECUTIVE OFFICER | 2025-11-13 | 79,500 | $24.29 | $1.93M | 4 0001551306-25-000197 |
| ALUMIS INC. (ALMS) | AKKARAJU SRINIVAS | Director | 2025-11-13 | 276,179 | $5.25 | $1.45M | 4 0001253170-25-000008 |
| Lineage, Inc. (LINE) | LeMasters Robb A. | Chief Financial Officer | 2025-11-13 | 30,000 | $33.74 | $1.01M | 4 0001645808-25-000008 |
| Intuitive Machines, Inc. (LUNR) | BLITZER MICHAEL | Director | 2025-11-13 | 100,000 | $8.83 | $883K | 4 0001213900-25-110210 |
| MARAVAI LIFESCIENCES HOLDINGS, INC. (MRVI) | Brust Bernd | Chief Executive Officer | 2025-11-13 | 216,212 | $3.25 | $703K | 4 0001380632-25-000006 |
| MSC INDUSTRIAL DIRECT CO INC (MSM) | PELLER PHILIP | Director | 2025-11-13 | 6,666 | $90.14 | $601K | 4 0001003078-25-000163 |
| FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA) | Alemany Ellen R | Director | 2025-11-13 | 300 | $1000.00 | $300K | 4 0001193125-25-284842 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Labe James | Chief Executive Officer | 2025-11-13 | 50,000 | $5.94 | $297K | 4 0001594983-25-000016 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-13 | 50,000 | $5.94 | $297K | 4 0001594986-25-000016 |
| ARBOR REALTY TRUST INC (ABR) | KAUFMAN IVAN | COB, CEO and President | 2025-11-13 | 25,000 | $9.10 | $228K | 4 0001104659-25-113287 |
| WEX Inc. (WEX) | Smith Stephen Montgomery | Director | 2025-11-13 | 1,000 | $144.25 | $144K | 4 0001788053-25-000004 |
| Gen Digital Inc. (GEN) | Chrystal John C | Director | 2025-11-13 | 5,000 | $27.14 | $136K | 4 0001628280-25-052419 |
| ALAMO GROUP INC (ALG) | Hureau Robert Paul | President & CEO | 2025-11-13 | 600 | $167.77 | $101K | 4 0001483898-25-000006 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-13 | 22,900 | $4.39 | $101K | 4 0001013594-25-001448 |
| TruBridge, Inc. (TBRG) | Daughton Michael | Chief Business Officer | 2025-11-13 | 4,354 | $20.16 | $88K | 4 0002089896-25-000006 |
| AUDIOEYE INC (AEYE) | HAWKINS JAMES B | Director | 2025-11-13 | 6,000 | $11.90 | $71K | 4 0000898243-25-000011 |
| TERAWULF INC. (WULF) | Bucella Michael C. | Director | 2025-11-13 | 4,178 | $12.01 | $50K | 4 0001083301-25-000118 |
| SOCKET MOBILE, INC. (SCKT) | Lazarev Ivan | Director | 2025-11-13 | 30,005 | $1.14 | $34K | 4 0000944075-25-000090 |
| CervoMed Inc. (CRVO) | ALAM JOHN J | CEO & President | 2025-11-13 | 4,447 | $7.51 | $33K | 4 0001437749-25-035309 |
| CervoMed Inc. (CRVO) | Gregoire Sylvie | Director, 10% owner | 2025-11-13 | 4,447 | $7.51 | $33K | 4 0001437749-25-035310 |
| QNB CORP. (QNBC) | Bimes Randy S. | Director | 2025-11-13 | 915 | $35.00 | $32K | 4 0001814053-25-000003 |
| CROWN CRAFTS INC (CRWS) | RATAJCZAK DONALD R | Director | 2025-11-13 | 10,000 | $2.75 | $27K | 4 0001437749-25-035501 |
| HF Foods Group Inc. (HFFG) | Taylor Jeffery L | Director | 2025-11-13 | 10,000 | $2.25 | $23K | 4 0001579198-25-000006 |
| Perspective Therapeutics, Inc. (CATX) | Hunt Jonathan Robert | Chief Accounting Officer | 2025-11-13 | 11,000 | $2.03 | $22K | 4 0001193125-25-283953 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-11-13 | 4,000 | $5.17 | $21K | 4 0001628280-25-052500 |
| COLUMBIA SPORTSWEAR CO (COLM) | Bragdon Peter J | President | 2025-11-13 | 300 | $54.40 | $16K | 4 0001050797-25-000164 |
| Apple Hospitality REIT, Inc. (APLE) | Hugh Redd | Director | 2025-11-13 | 1,000 | $11.75 | $12K | 4 0001193125-25-284644 |
| ELUTIA INC. (ELUT) | Mills C Randal | PRESIDENT AND CEO | 2025-11-13 | 13,500 | $0.75 | $10K | 4 0001370939-25-000005 |
| FIRST US BANCSHARES, INC. (FUSB) | Pierce Staci | Director | 2025-11-13 | 500 | $13.72 | $7K | 4 0001193125-25-283386 |
| Wave Life Sciences, Inc. (WVE) | RA CAPITAL MANAGEMENT, L.P. | Director, 10% owner | 2025-11-13 | 1,000 | $6.69 | $7K | 4 0001231919-25-000499 |
| HF Foods Group Inc. (HFFG) | Chang Christine | Chief Compliance Officer & GC | 2025-11-13 | 2,000 | $2.28 | $5K | 4 0001886874-25-000004 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-13 | 3,801 | $1.17 | $4K | 4 0000944075-25-000086 |
| HF Foods Group Inc. (HFFG) | Lam Dennis | Director | 2025-11-13 | 1,000 | $2.25 | $2K | 4 0002090078-25-000004 |
| YORK WATER CO (YORW) | Hand Joseph Thomas | President & CEO | 2025-11-13 | 30 | $32.11 | $963 | 4 0000108985-25-000094 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-12 | 953,634 | $3.05 | $2.91M | 4 0001193125-25-278444 |
| Intuitive Machines, Inc. (LUNR) | BLITZER MICHAEL | Director | 2025-11-12 | 141,080 | $9.27 | $1.31M | 4 0001213900-25-110210 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-12 | 115,131 | $4.32 | $497K | 4 0001013594-25-001388 |
| MARAVAI LIFESCIENCES HOLDINGS, INC. (MRVI) | Brust Bernd | Chief Executive Officer | 2025-11-12 | 93,358 | $3.21 | $300K | 4 0001380632-25-000004 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-12 | 50,000 | $5.95 | $297K | 4 0001594986-25-000014 |
| TruBridge, Inc. (TBRG) | Daughton Michael | Chief Business Officer | 2025-11-12 | 10,167 | $19.95 | $203K | 4 0002089896-25-000006 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-12 | 5,000 | $33.00 | $165K | 4 0001193125-25-280587 |
| Bancorp, Inc. (TBBK) | Canuso Dominic C | EVP & Chief Financial Officer | 2025-11-12 | 1,700 | $64.64 | $110K | 4 0002039852-25-000187 |
| PERRIGO Co plc (PRGO) | Parker Geoffrey M. | Director | 2025-11-12 | 7,500 | $14.18 | $106K | 4 0001491874-25-000007 |
| LINCOLN NATIONAL CORP (LNC) | Ryan Owen | Director | 2025-11-12 | 2,000 | $42.17 | $84K | 4 0001214659-25-016479 |
| Babcock & Wilcox Enterprises, Inc. (BW) | Young Kenneth M | Chief Executive Officer | 2025-11-12 | 3,175 | $7.15 | $23K | 4 0001630805-25-000094 |
| Babcock & Wilcox Enterprises, Inc. (BW) | Frymyer Cameron M | Chief Financial Officer | 2025-11-12 | 2,853 | $7.05 | $20K | 4 0001630805-25-000096 |
| PARK OHIO HOLDINGS CORP (PKOH) | CLARKE ANDREW C | Director | 2025-11-12 | 600 | $19.75 | $12K | 4 0001628280-25-051985 |
| HF Foods Group Inc. (HFFG) | Lin Xi | President and CEO | 2025-11-12 | 4,494 | $2.24 | $10K | 4 0001793896-25-000004 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-12 | 5,000 | $1.11 | $6K | 4 0000944075-25-000085 |
| SOCKET MOBILE, INC. (SCKT) | Lazarev Ivan | Director | 2025-11-12 | 4,500 | $1.09 | $5K | 4 0000944075-25-000090 |
| TRIMAS CORP (TRS) | Tredwell Daniel P | Director | 2025-11-12 | 74 | $31.94 | $2K | 4 0000842633-25-000132 |
| 1847 Holdings LLC (LBRA) | Roberts Ellery | Chairman and CEO | 2025-11-12 | 200,000 | $0.01 | $2K | 4 0001213900-25-110966 |
| OCTAVE SPECIALTY GROUP INC (OSG) | Smith R Sharon | Exec VP & Group COO | 2025-11-12 | 20 | $10.25 | $205 | 4 0001707461-25-000005 |
| Upstart Holdings, Inc. (UPST) | Gu Paul | Chief Technology Offier | 2025-11-11 | 100,000 | $39.23 | $3.92M | 4 0001832812-25-000003 |
| Freshworks Inc. (FRSH) | Sloat Tyler | Chief Financial & Oper Officer | 2025-11-11 | 171,615 | $11.62 | $1.99M | 4 0001544522-25-000111 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-11 | 600,308 | $3.00 | $1.80M | 4 0001193125-25-278444 |
| Opendoor Technologies Inc. (OPEN) | Nejatian Kasra | Chief Executive Officer | 2025-11-11 | 125,000 | $8.04 | $1.00M | 4 0001628280-25-051350 |
| GBank Financial Holdings Inc. (GBFH) | Griege Charles William Jr. | Director | 2025-11-11 | 25,000 | $33.30 | $833K | 4 0001193125-25-277042 |
| DraftKings Inc. (DKNG) | SLOAN HARRY | Director | 2025-11-11 | 25,000 | $30.30 | $758K | 4 0001258248-25-000008 |
| MARAVAI LIFESCIENCES HOLDINGS, INC. (MRVI) | Brust Bernd | Chief Executive Officer | 2025-11-11 | 157,201 | $3.24 | $509K | 4 0001380632-25-000004 |
| Westrock Coffee Co (WEST) | FORD SCOTT T | CHIEF EXECUTIVE OFFICER(1) | 2025-11-11 | 100,000 | $4.35 | $435K | 4 0001187377-25-000003 |
| DraftKings Inc. (DKNG) | Wendt Gregory Westin | Director | 2025-11-11 | 10,000 | $30.27 | $303K | 4 0002088880-25-000006 |
| TruBridge, Inc. (TBRG) | Daughton Michael | Chief Business Officer | 2025-11-11 | 15,479 | $19.39 | $300K | 4 0002089896-25-000006 |
| Edgewise Therapeutics, Inc. (EWTX) | Fox Jonathan C | Director | 2025-11-11 | 10,700 | $18.64 | $199K | 4 0001655016-25-000007 |
| TriplePoint Venture Growth BDC Corp. (TPVG) | Srivastava Sajal | President and CIO | 2025-11-11 | 26,117 | $5.76 | $151K | 4 0001594986-25-000014 |
| AUDIOEYE INC (AEYE) | HAWKINS JAMES B | Director | 2025-11-11 | 8,000 | $12.57 | $101K | 4 0000898243-25-000009 |
| CNH Industrial N.V. (CNH) | Sorensen Vagn O | Director | 2025-11-11 | 10,385 | $9.62 | $100K | 4 0001193125-25-279512 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-11 | 15,777 | $4.33 | $68K | 4 0001013594-25-001388 |
| Granite Ridge Resources, Inc. (GRNT) | MCCARTNEY JOHN | Director | 2025-11-11 | 4,000 | $5.26 | $21K | 4 0001628280-25-051722 |
| Sensus Healthcare, Inc. (SRTS) | Sardano Michael | PRESIDENT AND GENERAL COUNSEL | 2025-11-11 | 2,000 | $4.27 | $9K | 4 0001720602-25-000010 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-11 | 5,000 | $1.10 | $5K | 4 0000944075-25-000085 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-11 | 52 | $33.00 | $2K | 4 0001193125-25-280587 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-11-11 | 100 | $0.81 | $81 | 4 0001174567-25-000015 |
| Blend Labs, Inc. (BLND) | Haveli Investments, L.P. | Director, 10% owner | 2025-11-10 | 701,110 | $2.98 | $2.09M | 4 0001193125-25-278444 |
| Freshworks Inc. (FRSH) | Woodside Dennis | CEO & President | 2025-11-10 | 176,100 | $11.31 | $1.99M | 4 0001544522-25-000110 |
| STARBUCKS CORP (SBUX) | KNUDSTORP JORGEN VIG | Director | 2025-11-10 | 11,700 | $85.00 | $995K | 4 0000829224-25-000097 |
| Bloomin' Brands, Inc. (BLMN) | Christel Eric C | EVP, Chief Financial Officer | 2025-11-10 | 150,000 | $6.38 | $957K | 4 0002082137-25-000003 |
| KEMPER Corp (KMPB) | Parker Stuart B. | Director | 2025-11-10 | 25,000 | $36.82 | $921K | 4 0001831511-25-000004 |
| Amcor plc (AMCR) | Wilson Ian | EXECUTIVE VICE PRESIDENT | 2025-11-10 | 79,000 | $8.35 | $660K | 4 0001775837-25-000006 |
| BRANDYWINE REALTY TRUST (BDN) | SWEENEY GERARD H | President and CEO | 2025-11-10 | 88,500 | $3.38 | $299K | 4 0001193125-25-277313 |
| SunocoCorp LLC (SUNC) | Kim Joseph | President & CEO | 2025-11-10 | 6,000 | $48.97 | $294K | 4 0001193125-25-276037 |
| Enphase Energy, Inc. (ENPH) | Kothandaraman Badrinarayanan | President & CEO | 2025-11-10 | 5,000 | $30.69 | $153K | 4 0001543777-25-000005 |
| FIDELITY D & D BANCORP INC (FDBC) | CALI BRIAN J | Chairman of the Board | 2025-11-10 | 1,951 | $44.50 | $87K | 4 0001437749-25-034083 |
| Senseonics Holdings, Inc. (SENS) | Steven Edelman | Director | 2025-11-10 | 10,000 | $6.55 | $66K | 4 0001683354-25-000006 |
| EQUITY BANCSHARES INC (EQBK) | Borck Leon | Director | 2025-11-10 | 250 | $41.57 | $10K | 4 0001886793-25-000003 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-10 | 5,000 | $1.09 | $5K | 4 0000944075-25-000084 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-11-10 | 3,100 | $1.59 | $5K | 4 0001079973-25-001670 |
| Evommune, Inc. (EVMN) | RA CAPITAL MANAGEMENT, L.P. | Director, 10% owner | 2025-11-07 | 1,250,000 | $16.00 | $20.00M | 4 0001346824-25-000049 |
| NIKE, Inc. (NKE) | KNUDSTORP JORGEN VIG | Director | 2025-11-07 | 16,150 | $62.09 | $1.00M | 4 0000320187-25-000105 |
| Ryman Hospitality Properties, Inc. (RHP) | REED COLIN V | Exec. Chairman of the Board | 2025-11-07 | 8,993 | $92.16 | $829K | 4 0001193125-25-273659 |
| LATTICE SEMICONDUCTOR CORP (LSCC) | Tamer Ford | President & CEO | 2025-11-07 | 10,000 | $61.95 | $620K | 4 0001437749-25-033983 |
| Amplitude, Inc. (AMPL) | Casey Andrew | Chief Financial Officer | 2025-11-07 | 30,000 | $9.99 | $300K | 4 0002032390-25-000004 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-07 | 50,682 | $4.11 | $208K | 4 0001013594-25-001388 |
| Thryv Holdings, Inc. (THRY) | Walsh Joe | Chairman and CEO | 2025-11-07 | 25,000 | $6.51 | $163K | 4 0001573298-25-000009 |
| GLOBAL PAYMENTS INC (GPN) | Watson Patricia A | Director | 2025-11-07 | 1,331 | $75.06 | $100K | 4 0001123360-25-000084 |
| WOLVERINE WORLD WIDE INC /DE/ (WWW) | Boyle Jack | Director | 2025-11-07 | 6,250 | $15.77 | $99K | 4 0001628280-25-051098 |
| Greenwich LifeSciences, Inc. (GLSI) | Patel Snehal | CEO and CFO | 2025-11-07 | 10,600 | $8.43 | $89K | 4 0001493152-25-021614 |
| Senseonics Holdings, Inc. (SENS) | ROEDER DOUGLAS A | Director | 2025-11-07 | 15,000 | $5.83 | $87K | 4 0001270735-25-000006 |
| KKR Real Estate Finance Trust Inc. (KREF) | Lee Christen E.J. | Director | 2025-11-07 | 10,000 | $7.80 | $78K | 4 0001140361-25-041283 |
| BillionToOne, Inc. (BLLN) | Tsao David | Chief Technology Officer | 2025-11-07 | 1,000 | $60.00 | $60K | 4 0001193125-25-278138 |
| LENZ Therapeutics, Inc. (LENZ) | Chevallard Daniel R. | Chief Financial Officer | 2025-11-07 | 2,198 | $22.76 | $50K | 4 0001815776-25-000072 |
| BillionToOne, Inc. (BLLN) | ten Bosch John Roderick | Officer | 2025-11-07 | 800 | $60.00 | $48K | 4 0001193125-25-278131 |
| Bancorp, Inc. (TBBK) | Cohn Matthew | Director | 2025-11-07 | 745 | $61.27 | $46K | 4 0002039852-25-000183 |
| LTC PROPERTIES INC (LTC) | Gruber David L | Director | 2025-11-07 | 1,000 | $35.94 | $36K | 4 0001987058-25-000004 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-07 | 493 | $33.00 | $16K | 4 0001193125-25-276226 |
| Lucky Strike Entertainment Corp (LUCK) | Young John Alan | Director | 2025-11-07 | 1,500 | $7.90 | $12K | 4 0001628280-25-051121 |
| Caris Life Sciences, Inc. (CAI) | Spetzler David Baxley | President | 2025-11-07 | 400 | $23.85 | $10K | 4 0002071953-25-000008 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-07 | 5,000 | $1.09 | $5K | 4 0000944075-25-000084 |
| LATTICE SEMICONDUCTOR CORP (LSCC) | Tamer Ford | President & CEO | 2025-11-06 | 20,000 | $63.63 | $1.27M | 4 0001437749-25-033983 |
| Exzeo Group, Inc. (XZO) | Patel Paresh | Chief Executive Officer | 2025-11-06 | 50,000 | $21.00 | $1.05M | 4 0000897069-25-001653 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-06 | 200,000 | $4.07 | $814K | 4 0001013594-25-001337 |
| CIMPRESS plc (CMPR) | Quinn Sean Edward | EVP, Chief Financial Officer | 2025-11-06 | 4,000 | $62.79 | $251K | 4 0001621706-25-000003 |
| Bancorp, Inc. (TBBK) | Cohn Matthew | Director | 2025-11-06 | 2,900 | $62.34 | $181K | 4 0002039852-25-000183 |
| ICHOR HOLDINGS, LTD. (ICHR) | MacKenzie Iain | Director | 2025-11-06 | 10,000 | $15.28 | $153K | 4 0001344017-25-000010 |
| CPI Card Group Inc. (PMTS) | Riley H Sanford | Director, Other | 2025-11-06 | 10,000 | $14.20 | $142K | 4 0001641614-25-000044 |
| LTC PROPERTIES INC (LTC) | Gruber David L | Director | 2025-11-06 | 4,000 | $35.41 | $142K | 4 0001987058-25-000004 |
| Stock Yards Bancorp, Inc. (SYBT) | Hardy David L. | Director | 2025-11-06 | 2,000 | $66.53 | $133K | 4 0001437749-25-033624 |
| FACTSET RESEARCH SYSTEMS INC (FDS) | Skoko Goran | EVP, Chief Revenue Officer | 2025-11-06 | 500 | $252.93 | $126K | 4 0001628280-25-051058 |
| RED RIVER BANCSHARES INC (RRBI) | Price Teddy Ray | Director | 2025-11-06 | 1,046 | $65.76 | $69K | 4 0001770071-25-000012 |
| John Marshall Bancorp, Inc. (JMSB) | Kinney Jonathan Craig | Director | 2025-11-06 | 500 | $18.90 | $9K | 4 0001318894-25-000007 |
| ROCKY BRANDS, INC. (RCKY) | Smith Dwight Eric | Director | 2025-11-06 | 300 | $28.98 | $9K | 4 0001225208-25-009034 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-06 | 5,000 | $1.08 | $5K | 4 0000944075-25-000082 |
| Lucky Strike Entertainment Corp (LUCK) | Young John Alan | Director | 2025-11-06 | 100 | $7.95 | $795 | 4 0001628280-25-051121 |
| RELMADA THERAPEUTICS, INC. (RLMD) | Shenouda Maged | Chief Financial Officer | 2025-11-05 | 500,000 | $2.20 | $1.10M | 4 0001213900-25-106836 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-11-05 | 187,084 | $3.77 | $705K | 4 0001072613-25-000775 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-05 | 172,000 | $4.02 | $691K | 4 0001013594-25-001337 |
| OneSpan Inc. (OSPN) | McConnell Michael J | Director | 2025-11-05 | 50,000 | $11.96 | $598K | 4 0001390764-25-000002 |
| NORFOLK SOUTHERN CORP (NSC) | Fahmy Sameh | Director | 2025-11-05 | 1,650 | $282.97 | $467K | 4 0001225208-25-008992 |
| BETA Technologies, Inc. (BETA) | Cueto Herman | CHIEF FINANCIAL OFFICER | 2025-11-05 | 4,167 | $34.00 | $142K | 4 0001193125-25-272838 |
| BETA Technologies, Inc. (BETA) | Dunkiel Brian | Officer | 2025-11-05 | 1,500 | $34.00 | $51K | 4 0001193125-25-272840 |
| BETA Technologies, Inc. (BETA) | Churchill David Lawrence | CHIEF TECHNOLOGY OFFICER | 2025-11-05 | 1,500 | $34.00 | $51K | 4 0001193125-25-272841 |
| Covista Inc. (ATGE) | Phelan Kenneth J | Director | 2025-11-05 | 508 | $98.29 | $50K | 4 0000730464-25-000037 |
| CNB FINANCIAL CORP/PA (CCNE) | Peduzzi Michael D | President & CEO | 2025-11-05 | 1,100 | $24.63 | $27K | 4 0001409722-25-000005 |
| John Marshall Bancorp, Inc. (JMSB) | Kinney Jonathan Craig | Director | 2025-11-05 | 800 | $18.71 | $15K | 4 0001318894-25-000005 |
| SOCKET MOBILE, INC. (SCKT) | Lazarev Ivan | Director | 2025-11-05 | 10,067 | $1.03 | $10K | 4 0000944075-25-000090 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-11-05 | 7,500 | $0.83 | $6K | 4 0001174567-25-000014 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-05 | 5,000 | $1.04 | $5K | 4 0000944075-25-000082 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-05 | 3 | $32.60 | $98 | 4 0001193125-25-268393 |
| GRAN TIERRA ENERGY INC. (GTE) | Equinox Partners Investment Management LLC | Director, 10% owner | 2025-11-04 | 276,000 | $3.79 | $1.05M | 4 0001013594-25-001337 |
| Dime Commercial Bancshares, Inc. /NY/ (DCBG) | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director, Other | 2025-11-04 | 20,537 | $26.26 | $539K | 4 0000899140-25-001212 |
| Amrize Ltd (AMRZ) | Hill Jaime | President, Building Materials | 2025-11-04 | 4,000 | $50.69 | $203K | 4 0002069377-25-000003 |
| PG&E Corp (PCG) | LARSEN JOHN O | Director | 2025-11-04 | 7,500 | $15.96 | $120K | 4 0001628280-25-049585 |
| Beacon Financial Corp (BBT) | Hollister Thomas J | Director | 2025-11-04 | 4,200 | $24.66 | $104K | 4 0001368208-25-000007 |
| HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Inglis John C | Director | 2025-11-04 | 6,506 | $15.30 | $100K | 4 0001225208-25-008949 |
| Beacon Financial Corp (BBT) | Callahan Mary Anne | Director | 2025-11-04 | 4,000 | $24.67 | $99K | 4 0001993894-25-000004 |
| FIRST US BANCSHARES, INC. (FUSB) | BRIGGS ROBERT S | Director | 2025-11-04 | 5,000 | $13.30 | $67K | 4 0001193125-25-266361 |
| Princeton Bancorp, Inc. (BPRN) | TUCHMAN MARTIN | Director, 10% owner | 2025-11-04 | 2,000 | $32.25 | $65K | 4 0001193125-25-268393 |
| Rocky Mountain Chocolate Factory, Inc. (RMCF) | GEYGAN JEFFREY RICHART | Interim CEO | 2025-11-04 | 8,935 | $1.64 | $15K | 4 0001193125-25-269423 |
| CERENOME, INC. (CNSY) | Sims Andrew John Hugh MacIntyre | Chief Financial Officer | 2025-11-04 | 20,000 | $0.51 | $10K | 4 0001193125-25-265866 |
| John Marshall Bancorp, Inc. (JMSB) | Kinney Jonathan Craig | Director | 2025-11-04 | 400 | $18.95 | $8K | 4 0001318894-25-000005 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-04 | 5,000 | $1.03 | $5K | 4 0000944075-25-000081 |
| AWARE INC /MA/ (AWRE) | Amlani Ajay K | President & CEO | 2025-11-04 | 2,262 | $2.26 | $5K | 4 0001193125-25-267325 |
| MSC INDUSTRIAL DIRECT CO INC (MSM) | JACOBSON MITCHELL | Director, 10% owner | 2025-11-03 | 51,954 | $84.43 | $4.39M | 4 0000950142-25-002880 |
| Cigna Group (CI) | Cordani David | Chairman & CEO | 2025-11-03 | 4,134 | $241.88 | $1000K | 4 0001318751-25-000004 |
| Option Care Health, Inc. (OPCH) | KRAEMER HARRY M JANSEN JR | Director | 2025-11-03 | 38,000 | $25.98 | $987K | 4 0001437749-25-033040 |
| Atlassian Corp (TEAM) | Belsky Scott | Director | 2025-11-03 | 1,476 | $169.99 | $251K | 4 0001674730-25-000004 |
| NVR INC (NVR) | DeVito Michael J | Director | 2025-11-03 | 14 | $7068.05 | $99K | 4 0000906163-25-000118 |
| FIRST US BANCSHARES, INC. (FUSB) | BRIGGS ROBERT S | Director | 2025-11-03 | 5,000 | $13.45 | $67K | 4 0001193125-25-266361 |
| ILLUMINA, INC. (ILMN) | Gottlieb Scott | Director | 2025-11-03 | 500 | $122.13 | $61K | 4 0001110803-25-000076 |
| AWARE INC /MA/ (AWRE) | Amlani Ajay K | President & CEO | 2025-11-03 | 13,227 | $2.23 | $29K | 4 0001193125-25-267325 |
| UMB FINANCIAL CORP (UMBF) | GRAVES GREG M | Director | 2025-11-03 | 264 | $106.41 | $28K | 4 0000101382-25-000017 |
| UMB FINANCIAL CORP (UMBF) | Peterman Tamara | Director | 2025-11-03 | 185 | $106.41 | $20K | 4 0000101382-25-000019 |
| Beacon Financial Corp (BBT) | Hughes William H III | Director | 2025-11-03 | 635 | $24.26 | $15K | 4 0001779300-25-000004 |
| Utz Brands, Inc. (UTZ) | Kelley William J. JR | EVP, Chief Financial Officer | 2025-11-03 | 477 | $10.47 | $5K | 4 0001628280-25-048914 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-11-03 | 2,800 | $1.78 | $5K | 4 0001079973-25-001662 |
| Velo3D, Inc. (VELO) | Lloyd Jason Michael | Director | 2025-11-03 | 1,000 | $4.95 | $5K | 4 0001193125-26-057038 |
| SOCKET MOBILE, INC. (SCKT) | BASS CHARLIE | Director, 10% owner | 2025-11-03 | 5,000 | $0.98 | $5K | 4 0000944075-25-000081 |
| RGC RESOURCES INC (RGCO) | Oliver Lawrence T. | Senior VP and Secretary | 2025-11-03 | 10 | $20.90 | $200 | 4 0001437749-25-033196 |
| RGC RESOURCES INC (RGCO) | Miles Christen Brooke | VP, Human Resources | 2025-11-03 | 5 | $20.90 | $100 | 4 0001437749-25-033195 |
| CLARIVATE PLC (CLVT) | Snyder Andrew Miles | Director | 2025-10-31 | 1,460,000 | $3.33 | $4.86M | 4 0001628280-25-048369 |
| MSC INDUSTRIAL DIRECT CO INC (MSM) | JACOBSON MITCHELL | Director, 10% owner | 2025-10-31 | 34,073 | $84.76 | $2.89M | 4 0000950142-25-002880 |
| AppTech Payments Corp. (APCX) | LORD ALBERT L | Director | 2025-10-31 | 1,000,000 | $1.00 | $1.00M | 4 0001683168-26-004253 |
| Enphase Energy, Inc. (ENPH) | Kothandaraman Badrinarayanan | President & CEO | 2025-10-31 | 10,000 | $30.93 | $309K | 4 0001543777-25-000004 |
| OPKO HEALTH, INC. (OPK) | FROST PHILLIP MD ET AL | CEO & Chairman | 2025-10-31 | 150,000 | $1.42 | $213K | 4 0001193125-25-260956 |
| Verisk Analytics, Inc. (VRSK) | Hendrick Gregory | Director | 2025-10-31 | 500 | $216.14 | $108K | 4 0001193125-25-262894 |
| MERCANTILE BANK CORP (MBWM) | Sanchez Nelson F | Director | 2025-10-31 | 1,000 | $43.50 | $44K | 4 0001193125-25-264856 |
| Greenwich LifeSciences, Inc. (GLSI) | Patel Snehal | CEO and CFO | 2025-10-31 | 2,300 | $9.26 | $21K | 4 0001493152-25-020675 |
| John Marshall Bancorp, Inc. (JMSB) | Kinney Jonathan Craig | Director | 2025-10-31 | 500 | $18.85 | $9K | 4 0001318894-25-000003 |
| EPAM Systems, Inc. (EPAM) | Fejes Balazs | CEO, President, Director | 2025-10-31 | 56 | $134.69 | $7K | 4 0001538408-25-000011 |
| EPAM Systems, Inc. (EPAM) | Dvorkin Viktar | SVP/Head of Global Delivery | 2025-10-31 | 56 | $134.69 | $7K | 4 0001732239-25-000010 |
| NORWOOD FINANCIAL CORP (NWFL) | PHILLIPS KENNETH A | Director | 2025-10-31 | 150 | $26.43 | $4K | 4 0001193125-25-264069 |
| CTT PHARMACEUTICAL HOLDINGS, INC. (CTTH) | CTT PHARMACEUTICAL HOLDINGS, INC. | CEO | 2025-10-31 | 7,000 | $0.06 | $420 | 4 0001035422-25-000015 |
| MSC INDUSTRIAL DIRECT CO INC (MSM) | JACOBSON MITCHELL | Director, 10% owner | 2025-10-30 | 95,779 | $84.92 | $8.13M | 4 0000950142-25-002880 |
| CELESTICA INC (CLS) | KOELLNER LAURETTE T | Director | 2025-10-30 | 6,000 | $341.67 | $2.05M | 4 0001193125-25-258705 |
| Booz Allen Hamilton Holding Corp (BAH) | ROZANSKI HORACIO | President and CEO | 2025-10-30 | 23,800 | $84.66 | $2.01M | 4 0001505495-25-000002 |
| Avantor, Inc. (AVTR) | SUMME GREGORY L | Director | 2025-10-30 | 100,000 | $11.25 | $1.13M | 4 0001628280-25-047702 |
| Iridium Communications Inc. (IRDM) | DESCH MATTHEW J | CHIEF EXECUTIVE OFFICER | 2025-10-30 | 20,000 | $17.33 | $347K | 4 0001123292-25-000604 |
| WESTERN ALLIANCE BANCORPORATION (WAL) | GIBBONS DALE | Vice Chairman and CFO | 2025-10-30 | 4,000 | $77.00 | $308K | 4 0001628280-25-047593 |
| Integer Holdings Corp (ITGR) | Khales Payman | President & CEO | 2025-10-30 | 3,127 | $64.94 | $203K | 4 0001731729-25-000007 |
| WD 40 CO (WDFC) | PENDARVIS DAVID | Director | 2025-10-30 | 523 | $196.37 | $103K | 4 0000105132-25-000093 |
| WD 40 CO (WDFC) | Etchart Eric | Director | 2025-10-30 | 500 | $194.02 | $97K | 4 0000105132-25-000097 |
| Avidia Bancorp, Inc. (AVBC) | Jensen Barry H | EVP and Chief Admin Officer | 2025-10-30 | 2,500 | $15.00 | $38K | 4 0001437749-25-032517 |
| First Internet Bancorp (INBK) | Dee Ann C. | Director | 2025-10-30 | 1,110 | $17.94 | $20K | 4 0001665618-25-000005 |
| Millrose Properties, Inc. (MRP) | Presa Rachel | General Counsel and Secretary | 2025-10-30 | 476 | $32.35 | $15K | 4 0001193125-25-260664 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-10-30 | 15,000 | $0.86 | $13K | 4 0001174567-25-000012 |
| KINGSWAY Corp (KFS) | Fitzgerald John Taylor Maloney | President and CEO | 2025-10-30 | 177 | $14.08 | $2K | 4 0001072627-25-000031 |
| Ready Capital Corp (RC) | Ahlborn Andrew | Chief Financial Officer | 2025-10-30 | 565 | $2.93 | $2K | 4 0001628280-26-039790 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-30 | 1,500 | $0.10 | $154 | 4 0001632909-25-000034 |
| EVEREST GROUP, LTD. (EG) | Levine Allan | Director | 2025-10-29 | 3,100 | $306.08 | $949K | 4 0001628280-25-047518 |
| SONOCO PRODUCTS CO (SON) | Joachimczyk Paul | CFO | 2025-10-29 | 20,500 | $39.50 | $810K | 4 0001225208-25-008805 |
| UNIVERSAL HEALTH REALTY INCOME TRUST (UHT) | MILLER ALAN B | President, and CEO | 2025-10-29 | 12,247 | $37.02 | $453K | 4 0000798783-25-000005 |
| Eastern Bankshares, Inc. (EBC) | Rosato R David | Chief Financial Officer | 2025-10-29 | 10,000 | $16.88 | $169K | 4 0001193125-25-256839 |
| Millrose Properties, Inc. (MRP) | Gorson Matthew B. | Director | 2025-10-29 | 2,500 | $32.69 | $82K | 4 0001193125-25-258495 |
| Origin Bancorp, Inc. (OBK) | Hall Martin Lance | OBK COO, Origin Bank Pres&CEO | 2025-10-29 | 1,500 | $34.50 | $52K | 4 0001738157-25-000005 |
| Origin Bancorp, Inc. (OBK) | Brolly Stephen H | Chief Accounting Officer | 2025-10-29 | 700 | $34.94 | $24K | 4 0001443080-25-000008 |
| Origin Bancorp, Inc. (OBK) | Luffey Gary E. | Director | 2025-10-29 | 500 | $34.78 | $17K | 4 0001737357-25-000006 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-29 | 1,500 | $0.11 | $161 | 4 0001632909-25-000034 |
| Annovis Bio, Inc. (ANVS) | Hoffman Michael B | Director | 2025-10-28 | 975,610 | $2.05 | $2.00M | 4 0001104659-25-109905 |
| Eastern Bankshares, Inc. (EBC) | Rivers Robert Francis | Executive Chair | 2025-10-28 | 50,000 | $17.21 | $861K | 4 0001193125-25-253421 |
| Iridium Communications Inc. (IRDM) | NIEHAUS ROBERT H | Director | 2025-10-28 | 30,000 | $17.49 | $525K | 4 0001123292-25-000595 |
| Millrose Properties, Inc. (MRP) | BARTELS PATRICK J JR | Director | 2025-10-28 | 7,500 | $32.52 | $244K | 4 0001193125-25-256840 |
| Eastern Bankshares, Inc. (EBC) | Rosato R David | Chief Financial Officer | 2025-10-28 | 10,000 | $17.08 | $171K | 4 0001193125-25-256839 |
| TEXAS CAPITAL BANCSHARES INC/TX (TCBI) | STALLINGS ROBERT W | Director | 2025-10-28 | 5,000 | $20.83 | $104K | 4 0000900764-25-000007 |
| SONOCO PRODUCTS CO (SON) | Haley John R | Director | 2025-10-28 | 2,506 | $39.87 | $100K | 4 0001225208-25-008806 |
| NB Bancorp, Inc. (NBBK) | Pascucci Hope | Director | 2025-10-28 | 4,688 | $18.07 | $85K | 4 0001437749-25-032116 |
| WD 40 CO (WDFC) | Brass Steven A | President and CEO | 2025-10-28 | 362 | $200.46 | $73K | 4 0000105132-25-000086 |
| Burke & Herbert Financial Services Corp. (BHRB) | McLaughlin Shawn Patrick | Director | 2025-10-28 | 1,000 | $61.00 | $61K | 4 0001964493-25-000004 |
| WD 40 CO (WDFC) | HYZER SARA KATHLEEN | VP, Finance & CFO | 2025-10-28 | 200 | $200.46 | $40K | 4 0000105132-25-000085 |
| Business First Bancshares, Inc. (BFST) | Day Rick D. | Director | 2025-10-28 | 1,600 | $24.21 | $39K | 4 0001437749-25-032025 |
| First Internet Bancorp (INBK) | KEACH JOHN K JR | Director | 2025-10-28 | 2,000 | $19.34 | $39K | 4 0001198733-25-000004 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-10-28 | 35,000 | $0.92 | $32K | 4 0001174567-25-000011 |
| Primis Financial Corp. (FRST) | Johnson Eric Alan | Director | 2025-10-28 | 2,320 | $10.70 | $25K | 4 0001193125-25-276504 |
| WD 40 CO (WDFC) | KIAMILEV PHENIX Q. | VP, GC & Chief Compliance Ofcr | 2025-10-28 | 55 | $200.46 | $11K | 4 0000105132-25-000087 |
| BYLINE BANCORP, INC. (BY) | KISTNER WILLIAM G | Director | 2025-10-28 | 65 | $27.56 | $2K | 4 0001739310-25-000004 |
| KINDER MORGAN, INC. (KMI) | KINDER RICHARD D | Executive Chairman | 2025-10-27 | 1,000,000 | $25.96 | $25.96M | 4 0001506307-25-000067 |
| Vivani Medical, Inc. (EYES) | Williams Gregg | Director, 10% owner | 2025-10-27 | 3,703,703 | $1.62 | $6.00M | 4 0001753926-25-001658 |
| Neumora Therapeutics, Inc. (NMRA) | Burow Kristina | Director, 10% owner | 2025-10-27 | 1,915,700 | $2.61 | $5.00M | 4 0001012975-25-000681 |
| NORFOLK SOUTHERN CORP (NSC) | ANDERSON RICHARD H | Director | 2025-10-27 | 2,600 | $281.86 | $733K | 4 0001225208-25-008748 |
| Origin Bancorp, Inc. (OBK) | Moore Preston | Chief Credit & Banking Officer | 2025-10-27 | 7,500 | $34.27 | $257K | 4 0001469331-25-000005 |
| Bridgewater Bancshares Inc (BWB) | Volk David J. | Director | 2025-10-27 | 13,470 | $17.46 | $235K | 4 0001733127-25-000005 |
| WD 40 CO (WDFC) | CARTER DANIEL T | Director | 2025-10-27 | 1,000 | $199.37 | $199K | 4 0000105132-25-000068 |
| TEXAS CAPITAL BANCSHARES INC/TX (TCBI) | STALLINGS ROBERT W | Director | 2025-10-27 | 5,000 | $20.68 | $103K | 4 0000900764-25-000004 |
| Origin Bancorp, Inc. (OBK) | Crotwell Jim | Chief Risk Officer | 2025-10-27 | 3,000 | $34.32 | $103K | 4 0001839920-25-000005 |
| NORWOOD FINANCIAL CORP (NWFL) | Shook James | Director | 2025-10-27 | 3,800 | $26.71 | $101K | 4 0001193125-25-252900 |
| Goosehead Insurance, Inc. (GSHD) | Jones Mark E. Jr. | CFO & COO | 2025-10-27 | 873 | $74.44 | $65K | 4 0001726978-25-000143 |
| MID PENN BANCORP INC (MPB) | Noone John E | Director | 2025-10-27 | 2,000 | $29.51 | $59K | 4 0001557321-25-000004 |
| Origin Bancorp, Inc. (OBK) | Mills Drake | Chairman, President and CEO | 2025-10-27 | 1,200 | $34.06 | $41K | 4 0001737362-25-000005 |
| Origin Bancorp, Inc. (OBK) | D'Agostino James Samuel Jr. | Director | 2025-10-27 | 1,000 | $33.93 | $34K | 4 0001345810-25-000006 |
| Origin Bancorp, Inc. (OBK) | McGee Derek | Chief Legal Counsel | 2025-10-27 | 968 | $34.19 | $33K | 4 0001899399-25-000004 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-10-27 | 34,506 | $0.94 | $33K | 4 0001174567-25-000010 |
| Origin Bancorp, Inc. (OBK) | Brolly Stephen H | Chief Accounting Officer | 2025-10-27 | 300 | $34.11 | $10K | 4 0001443080-25-000008 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-10-27 | 3,000 | $1.64 | $5K | 4 0001079973-25-001652 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-27 | 1,500 | $0.10 | $156 | 4 0001632909-25-000033 |
| FTI CONSULTING, INC (FCN) | Gunby Steven Henry | CEO, Chairman and President | 2025-10-24 | 7,500 | $151.12 | $1.13M | 4 0000887936-25-000111 |
| COCA COLA CO (KO) | Levchin Max R | Director | 2025-10-24 | 7,206 | $69.87 | $503K | 4 0000021344-25-000075 |
| Bridgewater Bancshares Inc (BWB) | Volk David J. | Director | 2025-10-24 | 16,530 | $17.44 | $288K | 4 0001733127-25-000005 |
| Rise Gold Corp. (RYES) | Oliver Daniel Jr | Director, 10% owner | 2025-10-24 | 1,000,000 | $0.25 | $250K | 4 0002064835-25-000023 |
| TEXAS CAPITAL BANCSHARES INC/TX (TCBI) | STALLINGS ROBERT W | Director | 2025-10-24 | 10,000 | $20.61 | $206K | 4 0000900764-25-000004 |
| SELECTIVE INSURANCE GROUP INC (SIGI) | Brennan Patrick Sean | EVP, Chief Financial Officer | 2025-10-24 | 2,700 | $76.17 | $206K | 4 0001225208-25-008736 |
| WINNEBAGO INDUSTRIES INC (WGO) | Armbruster Sara E | Director | 2025-10-24 | 2,700 | $40.27 | $109K | 4 0001360597-25-000006 |
| Rise Gold Corp. (RYES) | Mullin Joseph E III | President and CEO | 2025-10-24 | 80,000 | $0.25 | $20K | 4 0002064835-25-000021 |
| PennyMac Mortgage Investment Trust (PMT) | Lynch Catherine A. | Director | 2025-10-24 | 1,470 | $12.67 | $19K | 4 0001464423-25-000008 |
| Rocky Mountain Chocolate Factory, Inc. (RMCF) | GEYGAN JEFFREY RICHART | Interim CEO | 2025-10-24 | 6,720 | $1.82 | $12K | 4 0001193125-25-253600 |
| COLONY BANKCORP INC (CBAN) | Canup Edward G | CHIEF BANKING OFFICER | 2025-10-24 | 500 | $16.59 | $8K | 4 0002051327-25-000003 |
| NORTHPOINTE BANCSHARES INC (NPB) | Lawrence David F. | Director | 2025-10-24 | 500 | $16.58 | $8K | 4 0001104659-25-103765 |
| HANMI FINANCIAL CORP (HAFC) | Medici Daniel John | Director | 2025-10-24 | 200 | $27.11 | $5K | 4 0001193125-25-250025 |
| CSB Bancorp, Inc. (CSBB) | Schillig Stephen E | Director | 2025-10-24 | 98 | $53.00 | $5K | 4 0001193125-25-252801 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-24 | 500 | $0.11 | $54 | 4 0001632909-25-000033 |
| Viridian Therapeutics, Inc.\DE (VRDN) | Fairmount Funds Management LLC | Director, 10% owner | 2025-10-23 | 454,545 | $22.00 | $10.00M | 4 0001104659-25-102606 |
| COCA COLA CO (KO) | Levchin Max R | Director | 2025-10-23 | 7,061 | $70.13 | $495K | 4 0000021344-25-000075 |
| X4 Pharmaceuticals, Inc (XFOR) | Craig Adam R | Executive Chairman | 2025-10-23 | 86,206 | $2.90 | $250K | 4 0001501697-25-000035 |
| Turn Therapeutics Inc. (TTRX) | GOLDEN ARTHUR F | Director | 2025-10-23 | 20,202 | $4.95 | $100K | 4 0001104659-25-101923 |
| Interactive Brokers Group, Inc. (IBKR) | Bright Jill | Director | 2025-10-23 | 400 | $65.95 | $26K | 4 0001381197-25-000151 |
| Turn Therapeutics Inc. (TTRX) | Chaudhary Zuraiz | Officer | 2025-10-23 | 5,050 | $4.95 | $25K | 4 0001104659-25-101924 |
| PEOPLES BANCORP INC (PEBO) | Smith Dwight Eric | Director | 2025-10-23 | 500 | $29.76 | $15K | 4 0000318300-25-000287 |
| MUNCY COLUMBIA FINANCIAL Corp (CCFN) | Glunk Robert J | Director | 2025-10-23 | 81 | $54.89 | $4K | 4 0001174947-25-001290 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-10-23 | 356 | $0.95 | $339 | 4 0001174567-25-000009 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-23 | 1,000 | $0.10 | $105 | 4 0001632909-25-000033 |
| Rocky Mountain Chocolate Factory, Inc. (RMCF) | GEYGAN JEFFREY RICHART | Interim CEO | 2025-10-22 | 8,775 | $1.78 | $16K | 4 0001193125-25-248825 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-10-22 | 4,000 | $3.75 | $15K | 4 0001072613-25-000744 |
| CONSUMERS BANCORP INC /OH/ (CBKM) | Lober Ralph J II | CEO & President | 2025-10-22 | 500 | $23.45 | $12K | 4 0001437749-25-031644 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-10-22 | 10,000 | $0.96 | $10K | 4 0001174567-25-000008 |
| Lion Copper Corp. (LCGMD) | Alford Tony L | Director, 10% owner | 2025-10-22 | 69,935 | $0.10 | $7K | 4 0002064835-25-000020 |
| WILSON BANK HOLDING CO (WBHC) | COMER JAMES F | Director | 2025-10-22 | 64 | $79.00 | $5K | 4 0001899338-25-000007 |
| WILSON BANK HOLDING CO (WBHC) | Oakley Clark | EVP | 2025-10-22 | 4 | $79.00 | $316 | 4 0001899338-25-000008 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-22 | 2,000 | $0.10 | $195 | 4 0001632909-25-000032 |
| Livento Group, Inc. (LIVG) | Henriksen Michael Gregory Max | Chief Investment Officer | 2025-10-22 | 2,000,000,000 | Not stated | Not stated | 4 0001493152-25-018891 |
| ANGIODYNAMICS INC (ANGO) | Weiss Lawrence T | SVP, Chief Legal Officer | 2025-10-21 | 10,000 | $11.81 | $118K | 4 0001140361-25-038873 |
| HEICO CORP (HEI) | Hildebrandt Mark H | Director | 2025-10-21 | 400 | $248.76 | $100K | 4 0001445233-25-000006 |
| UPBOUND GROUP, INC. (UPBD) | BROWN JEFFREY J | Director | 2025-10-21 | 1,951 | $22.27 | $43K | 4 0001245377-25-000008 |
| Rocky Mountain Chocolate Factory, Inc. (RMCF) | GEYGAN JEFFREY RICHART | Interim CEO | 2025-10-21 | 14,562 | $1.65 | $24K | 4 0001193125-25-248825 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-21 | 39,000 | $0.10 | $4K | 4 0001632909-25-000032 |
| CSX CORP (CSX) | ANGEL STEPHEN F | President & CEO | 2025-10-20 | 55,000 | $36.87 | $2.03M | 4 0001193125-25-245241 |
| MBX Biosciences, Inc. (MBX) | Hawryluk P. Kent | President & CEO | 2025-10-20 | 20,000 | $13.64 | $273K | 4 0001193125-25-245411 |
| FIFTH THIRD BANCORP (FITB) | Bayh Evan | Director | 2025-10-20 | 3,000 | $41.22 | $124K | 4 0000035527-25-000202 |
| BRT Apartments Corp. (BRT) | GOULD JEFFREY | PRESIDENT AND CEO | 2025-10-20 | 7,000 | $14.96 | $105K | 4 0001214659-25-015163 |
| BRT Apartments Corp. (BRT) | GOULD MATTHEW J | SENIOR VICE PRESIDENT | 2025-10-20 | 7,000 | $14.96 | $105K | 4 0001214659-25-015165 |
| COMMERCIAL METALS Co (CMC) | McPherson John R | Director | 2025-10-20 | 1,722 | $58.09 | $100K | 4 0001531183-25-000007 |
| SYNOVUS FINANCIAL CORP (SNV) | Montana Gregory G | Director | 2025-10-20 | 1,000 | $45.37 | $45K | 4 0001571561-25-000003 |
| CS Disco, Inc. (LAW) | BOGAN THOMAS F | Director | 2025-10-20 | 6,929 | $5.98 | $41K | 4 0001625641-25-000163 |
| EMPIRE PETROLEUM CORP (EP) | Mulacek Phil E | Director, 10% owner | 2025-10-20 | 8,190 | $3.58 | $29K | 4 0001072613-25-000744 |
| Rocky Mountain Chocolate Factory, Inc. (RMCF) | GEYGAN JEFFREY RICHART | Interim CEO | 2025-10-20 | 13,753 | $1.61 | $22K | 4 0001193125-25-245563 |
| Sintx Technologies, Inc. (SINT) | Olson Eric K. | President and CEO | 2025-10-20 | 5,800 | $3.40 | $20K | 4 0001493152-25-018717 |
| AMERICAN TOWER CORP /MA/ (AMT) | Clarke Teresa Hillary | Director | 2025-10-20 | 29 | $189.12 | $5K | 4 0001053507-26-000151 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-10-20 | 3,300 | $1.48 | $5K | 4 0001079973-25-001621 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-20 | 19,000 | $0.11 | $2K | 4 0001632909-25-000032 |
| Strategy Inc (MSTR) | Patten Jarrod M | Director | 2025-10-17 | 12,000 | $96.88 | $1.16M | 4 0001193125-25-243613 |
| MBX Biosciences, Inc. (MBX) | Hoerter Steven L. | Director | 2025-10-17 | 20,000 | $13.25 | $265K | 4 0001193125-25-243653 |
| CS Disco, Inc. (LAW) | BOGAN THOMAS F | Director | 2025-10-17 | 17,902 | $5.94 | $106K | 4 0001625641-25-000163 |
| Rocky Mountain Chocolate Factory, Inc. (RMCF) | GEYGAN JEFFREY RICHART | Interim CEO | 2025-10-17 | 61,670 | $1.59 | $98K | 4 0001193125-25-245563 |
| VIRCO MFG CORPORATION (VIRC) | VIRTUE DOUGLAS A | Executive Vice President | 2025-10-17 | 13,022 | $7.34 | $96K | 4 0001238435-25-000006 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-17 | 110,435,624 | $0.00 | $44K | 4 0001493152-25-018764 |
| EQUITY BANCSHARES INC (EQBK) | Borck Leon | Director | 2025-10-17 | 250 | $40.32 | $10K | 4 0001886793-25-000002 |
| GeoVax Labs, Inc. (GOVX) | SPENCER JOHN N JR | Director | 2025-10-17 | 10,000 | $0.55 | $5K | 4 0001437749-25-031314 |
| Lion Copper Corp. (LCGMD) | Alford Tony L | Director, 10% owner | 2025-10-17 | 37,000 | $0.10 | $4K | 4 0002064835-25-000018 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-17 | 17,000 | $0.11 | $2K | 4 0001632909-25-000031 |
| Strategy Inc (MSTR) | Patten Jarrod M | Director | 2025-10-16 | 11,780 | $97.95 | $1.15M | 4 0001193125-25-243613 |
| FB Financial Corp (FBK) | Jubran Raja J. | Director | 2025-10-16 | 9,147 | $54.67 | $500K | 4 0001765722-25-000002 |
| Chicago Atlantic Real Estate Finance, Inc. (REFI) | Mazarakis John | Executive Chairman | 2025-10-16 | 8,000 | $12.75 | $102K | 4 0001193125-25-241563 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-16 | 193,835,235 | $0.00 | $78K | 4 0001493152-25-018764 |
| FASTENAL CO (FAST) | HSU Hsenghung Sam | Director | 2025-10-16 | 1,000 | $42.45 | $42K | 4 0001821543-25-000006 |
| CITY HOLDING CO (CHCO) | FISHER ROBERT D | Director | 2025-10-16 | 183 | $117.23 | $21K | 4 0000726854-25-000168 |
| CITY HOLDING CO (CHCO) | STRONG-TREISTER DIANE W | Director | 2025-10-16 | 128 | $117.23 | $15K | 4 0000726854-25-000170 |
| CITY HOLDING CO (CHCO) | Reyes Javier A | Director | 2025-10-16 | 105 | $117.23 | $12K | 4 0000726854-25-000169 |
| YORK WATER CO (YORW) | Hand Joseph Thomas | President & CEO | 2025-10-16 | 338 | $28.83 | $10K | 4 0000108985-25-000084 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-16 | 16,850 | $0.10 | $2K | 4 0001632909-25-000031 |
| YORK WATER CO (YORW) | Chiaruttini Alexandra C | CAO & General Counsel | 2025-10-16 | 45 | $28.83 | $1K | 4 0000108985-25-000082 |
| YORK WATER CO (YORW) | Scarpato Matthew J | Chief Operating Officer | 2025-10-16 | 34 | $28.83 | $975 | 4 0000108985-25-000086 |
| YORK WATER CO (YORW) | Becker Suzanne M | VP- Customer Service | 2025-10-16 | 31 | $28.83 | $900 | 4 0000108985-25-000081 |
| YORK WATER CO (YORW) | Grimm Ashley M | VP- Human Resources | 2025-10-16 | 14 | $28.83 | $390 | 4 0000108985-25-000083 |
| YORK WATER CO (YORW) | Snyder Mark S | VP- Engineering | 2025-10-16 | 11 | $28.83 | $325 | 4 0000108985-25-000087 |
| YORK WATER CO (YORW) | Poff Matthew E | Chief Financial Officer | 2025-10-16 | 5 | $28.83 | $130 | 4 0000108985-25-000085 |
| Vivani Medical, Inc. (EYES) | Williams Gregg | Director, 10% owner | 2025-10-15 | 1,737,764 | $1.14 | $1.98M | 4 0001753926-25-001616 |
| RESOURCES CONNECTION, INC. (RGP) | DUCHENE KATE W | President & CEO | 2025-10-15 | 23,015 | $4.36 | $100K | 4 0001218774-25-000006 |
| Fidelity National Information Services, Inc. (FIS) | Goldstein Jeffrey A | Director | 2025-10-15 | 889 | $67.66 | $60K | 4 0001628280-25-045339 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-15 | 105,344,098 | $0.00 | $42K | 4 0001493152-25-018764 |
| Chicago Atlantic Real Estate Finance, Inc. (REFI) | Kite David | Chief Operating Officer | 2025-10-15 | 2,500 | $12.70 | $32K | 4 0001193125-25-241575 |
| EDUCATIONAL DEVELOPMENT CORP (EDUC) | Emerson Amy | Director | 2025-10-15 | 4,000 | $1.26 | $5K | 4 0001185185-25-001482 |
| EDUCATIONAL DEVELOPMENT CORP (EDUC) | Hooser Steven G | Director | 2025-10-15 | 4,000 | $1.26 | $5K | 4 0001185185-25-001467 |
| EDUCATIONAL DEVELOPMENT CORP (EDUC) | Stoots Bradely Von | Director | 2025-10-15 | 4,000 | $1.26 | $5K | 4 0001185185-25-001463 |
| EDUCATIONAL DEVELOPMENT CORP (EDUC) | NEAL KARA GAE | Director | 2025-10-15 | 4,000 | $1.26 | $5K | 4 0001185185-25-001461 |
| KINGSWAY Corp (KFS) | Fitzgerald John Taylor Maloney | President and CEO | 2025-10-15 | 157 | $15.92 | $2K | 4 0001072627-25-000026 |
| UMH PROPERTIES, INC. (UMH) | Carus Jeffrey A | Director | 2025-10-15 | 144 | $13.88 | $2K | 4 0000752642-25-000114 |
| Primoris Services Corp (PRIM) | MCCALLISTER TERRY D | Director | 2025-10-15 | 12 | $140.69 | $2K | 4 0001216725-25-000004 |
| KINGSWAY Corp (KFS) | Hansen Kent A | CFO & EVP | 2025-10-15 | 98 | $15.92 | $2K | 4 0001072627-25-000028 |
| UMH PROPERTIES, INC. (UMH) | Clark Todd J. | Director | 2025-10-15 | 72 | $13.88 | $1000 | 4 0000752642-25-000115 |
| Ladder Capital Corp (LADR) | Esposito Anthony Vincent | Chief Accounting Officer | 2025-10-15 | 59 | $10.79 | $637 | 4 0001104659-25-100415 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-15 | 3,150 | $0.10 | $330 | 4 0001632909-25-000031 |
| Quoin Pharmaceuticals Ltd. (QNRX) | LANGER DENNIS | Director | 2025-10-14 | 15,152 | $8.49 | $129K | 4 0001104659-25-099782 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-14 | 231,871,580 | $0.00 | $93K | 4 0001493152-25-018764 |
| Chicago Atlantic Real Estate Finance, Inc. (REFI) | Kite David | Chief Operating Officer | 2025-10-14 | 2,500 | $12.31 | $31K | 4 0001193125-25-241575 |
| Lovesac Co (LOVE) | Nelson Shawn David | Chief Executive Officer | 2025-10-14 | 1,000 | $14.41 | $14K | 4 0001628280-25-044986 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-10-14 | 14,204 | $0.93 | $13K | 4 0001174567-25-000007 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-14 | 5,000 | $0.12 | $625 | 4 0001632909-25-000030 |
| Uber Technologies, Inc (UBER) | Mahendra-Rajah Prashanth | CFO | 2025-10-14 | 5 | $93.00 | $465 | 4 0001609983-25-000009 |
| Lion Copper Corp. (LCGMD) | Alford Tony L | Director, 10% owner | 2025-10-14 | 2,000 | $0.10 | $200 | 4 0002064835-25-000018 |
| Planet Green Holdings Corp. (PLAG) | Zhou Bin | Chief Executive Officer | 2025-10-14 | 1,100,000 | Not stated | Not stated | 4 0001213900-25-098738 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-13 | 185,578,836 | $0.00 | $56K | 4 0001493152-25-018764 |
| ANGIODYNAMICS INC (ANGO) | Trowbridge Stephen A | EVP and CFO | 2025-10-13 | 890 | $11.16 | $10K | 4 0001140361-25-038018 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-10-13 | 3,400 | $1.44 | $5K | 4 0001079973-25-001598 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-13 | 14,000 | $0.12 | $2K | 4 0001632909-25-000030 |
| HEICO CORP (HEI) | MENDELSON ERIC A | Co-COB and Co-CEO | 2025-10-10 | 676 | $243.93 | $165K | 4 0001031083-25-000004 |
| HEICO CORP (HEI) | Neitzel Julie | Director | 2025-10-10 | 676 | $243.93 | $165K | 4 0001620811-25-000004 |
| HEICO CORP (HEI) | MENDELSON VICTOR H | Co-COB and Co-CEO | 2025-10-10 | 676 | $243.93 | $165K | 4 0001031082-25-000007 |
| HEICO CORP (HEI) | HENRIQUES ADOLFO | Director | 2025-10-10 | 676 | $243.93 | $165K | 4 0001181803-25-000003 |
| HEICO CORP (HEI) | CULLIGAN THOMAS M | Director | 2025-10-10 | 676 | $243.93 | $165K | 4 0001217585-25-000003 |
| HEICO CORP (HEI) | Hildebrandt Mark H | Director | 2025-10-10 | 676 | $243.93 | $165K | 4 0001445233-25-000004 |
| HEICO CORP (HEI) | SCHRIESHEIM ALAN | Director | 2025-10-10 | 672 | $243.93 | $164K | 4 0001200631-25-000003 |
| HEICO CORP (HEI) | Fine Carol F. | Director | 2025-10-10 | 672 | $243.93 | $164K | 4 0001960016-25-000003 |
| Concentrix Corp (CNXC) | Caldwell Christopher A | President and CEO | 2025-10-10 | 1,000 | $45.35 | $45K | 4 0001803599-25-000150 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-10 | 130,026,450 | $0.00 | $39K | 4 0001493152-25-018764 |
| CrossAmerica Partners LP (CAPL) | Reilly John B. III | Director, 10% owner | 2025-10-10 | 1,871 | $19.74 | $37K | 4 0001538849-25-000006 |
| CrossAmerica Partners LP (CAPL) | Topper Joseph V. Jr. | Director, 10% owner | 2025-10-10 | 1,801 | $19.74 | $36K | 4 0001538849-25-000004 |
| Zivo Bioscience, Inc. (ZIVO) | YALDOO LAITH L | Director, 10% owner | 2025-10-10 | 1,659 | $12.05 | $20K | 4 0001654954-25-011774 |
| TREX CO INC (TREX) | Rudolph Jacob T. | SVP, CHRO | 2025-10-10 | 59 | $43.92 | $3K | 4 0001069878-25-000014 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-10 | 11,000 | $0.13 | $1K | 4 0001632909-25-000030 |
| Grindr Inc. (GRND) | Zage George Raymond III | Director, 10% owner | 2025-10-09 | 1,000,000 | $13.15 | $13.15M | 4 0001833678-25-000005 |
| Zenas BioPharma, Inc. (ZBIO) | ENRIGHT PATRICK G | Director | 2025-10-09 | 117,255 | $19.19 | $2.25M | 4 0001193125-25-238326 |
| Zenas BioPharma, Inc. (ZBIO) | Nunn Jason Raleigh | Director | 2025-10-09 | 63,158 | $19.00 | $1.20M | 4 0001193125-25-239158 |
| aTYR PHARMA INC (ATYR) | SCHIMMEL PAUL | Director | 2025-10-09 | 317,999 | $0.94 | $299K | 4 0001193125-25-236131 |
| AA Mission Acquisition Corp. II (YCY) | Sun Qing Bill | Chief Executive Officer | 2025-10-09 | 26,250 | $10.00 | $263K | 4 0001213900-25-098874 |
| ANGIODYNAMICS INC (ANGO) | Clemmer James C | President and CEO | 2025-10-09 | 10,000 | $11.15 | $112K | 4 0001140361-25-037836 |
| Alliance Laundry Holdings Inc. (ALH) | Nayak Narasimha K. | Director | 2025-10-09 | 4,545 | $22.00 | $100K | 4 0001628280-25-045002 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-09 | 100,519,879 | $0.00 | $30K | 4 0001493152-25-018764 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-09 | 4,976 | $0.14 | $672 | 4 0001632909-25-000030 |
| Planet Labs PBC (PL) | SMITH GARY B | Director | 2025-10-09 | 20 | $15.66 | $313 | 4 0001836833-26-000027 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-09 | 24 | $0.10 | $2 | 4 0001632909-25-000029 |
| T3 Defense Inc. (DFNS) | Kotaieva Anastasiia | Director, 10% owner | 2025-10-09 | 1,259,853 | Not stated | Not stated | 4 0001213900-25-098218 |
| aTYR PHARMA INC (ATYR) | SCHIMMEL PAUL | Director | 2025-10-08 | 682,001 | $0.90 | $612K | 4 0001193125-25-236131 |
| Zivo Bioscience, Inc. (ZIVO) | Maggiore Christopher D. | Director, 10% owner | 2025-10-08 | 23,682 | $12.01 | $284K | 4 0001654954-25-011614 |
| MoonLake Immunotherapeutics (MLTX) | Bodenstedt Matthias | Chief Financial Officer | 2025-10-08 | 10,870 | $9.09 | $99K | 4 0001213900-25-097594 |
| CPS TECHNOLOGIES CORP/DE/ (CPSH) | Cavoli Ivo James | Director | 2025-10-08 | 25,000 | $3.00 | $75K | 4 0001775557-25-000006 |
| CPS TECHNOLOGIES CORP/DE/ (CPSH) | HUGHES FRANCIS J JR | Director | 2025-10-08 | 18,333 | $3.00 | $55K | 4 0001775557-25-000007 |
| Childrens Place, Inc. (PLCE) | Umair Muhammad | PRESIDENT AND INTERIM CEO | 2025-10-08 | 7,143 | $7.00 | $50K | 4 0001104659-25-098373 |
| CPS TECHNOLOGIES CORP/DE/ (CPSH) | Mackey Brian T | President & CEO | 2025-10-08 | 16,500 | $3.00 | $50K | 4 0001775557-25-000005 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-08 | 138,982,800 | $0.00 | $42K | 4 0001493152-25-018764 |
| RETRACTABLE TECHNOLOGIES INC (RVP) | SHAW THOMAS J | PRESIDENT AND CEO | 2025-10-08 | 30,000 | $0.92 | $28K | 4 0001174567-25-000006 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-08 | 20,000 | $1.00 | $20K | 4 0001632909-25-000029 |
| CPS TECHNOLOGIES CORP/DE/ (CPSH) | Griffith Charles Kellogg Jr | CFO | 2025-10-08 | 4,000 | $3.00 | $12K | 4 0001775557-25-000003 |
| CPS TECHNOLOGIES CORP/DE/ (CPSH) | Snow Daniel C | Director | 2025-10-08 | 3,333 | $3.00 | $10K | 4 0001775557-25-000008 |
| AUBURN NATIONAL BANCORPORATION, INC (AUBN) | Barrett J Tutt | Director | 2025-10-08 | 70 | $27.46 | $2K | 4 0001193125-25-235442 |
| AUBURN NATIONAL BANCORPORATION, INC (AUBN) | HAM WILLIAM F JR | Director | 2025-10-08 | 54 | $27.47 | $1K | 4 0001193125-25-235508 |
| AUBURN NATIONAL BANCORPORATION, INC (AUBN) | HOUSEL DAVID E | Director | 2025-10-08 | 49 | $27.47 | $1K | 4 0001193125-25-235450 |
| AUBURN NATIONAL BANCORPORATION, INC (AUBN) | O'DONNELL SHANNON | Senior Vice President | 2025-10-08 | 25 | $27.46 | $686 | 4 0001193125-25-235462 |
| T3 Defense Inc. (DFNS) | Kotaieva Anastasiia | Director, 10% owner | 2025-10-08 | 117,568 | Not stated | Not stated | 4 0001213900-25-098218 |
| Zenas BioPharma, Inc. (ZBIO) | Fairmount Funds Management LLC | Director | 2025-10-07 | 316,219 | $19.00 | $6.01M | 4 0001104659-25-098362 |
| Zenas BioPharma, Inc. (ZBIO) | Lu Hongbo | Director | 2025-10-07 | 263,160 | $19.00 | $5.00M | 4 0000919574-25-006031 |
| AGREE REALTY CORP (ADC) | RAKOLTA JOHN JR | Director | 2025-10-07 | 25,154 | $70.41 | $1.77M | 4 0001528153-25-000004 |
| Scholar Rock Holding Corp (SRRK) | AKKARAJU SRINIVAS | Director | 2025-10-07 | 29,599 | $39.92 | $1.18M | 4 0001253170-25-000025 |
| Zenas BioPharma, Inc. (ZBIO) | MOULDER LEON O JR | Director, Officer | 2025-10-07 | 36,928 | $20.85 | $770K | 4 0001104659-25-098413 |
| CONAGRA BRANDS INC. (CAG) | BROWN THOMAS K | Director | 2025-10-07 | 10,000 | $18.72 | $187K | 4 0001190838-25-000005 |
| CS Disco, Inc. (LAW) | BOGAN THOMAS F | Director | 2025-10-07 | 13,680 | $5.95 | $81K | 4 0001625641-25-000161 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-07 | 166,870,537 | $0.00 | $50K | 4 0001493152-25-018764 |
| VAIL RESORTS INC (MTN) | Korch Angela A | EVP & Chief Financial Officer | 2025-10-07 | 210 | $155.00 | $33K | 4 0000812011-25-000205 |
| Mueller Water Products, Inc. (MWA) | Healy Brian C. | Director | 2025-10-07 | 1,070 | $25.78 | $28K | 4 0001225208-25-008536 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-07 | 9,355 | $0.95 | $9K | 4 0001632909-25-000029 |
| UMH PROPERTIES, INC. (UMH) | Clark Todd J. | Director | 2025-10-07 | 527 | $14.23 | $8K | 4 0000752642-25-000112 |
| BGC Group, Inc. (BGC) | Lutnick Brandon | Director, 10% owner | 2025-10-06 | 109,833,809 | $0.76 | $83.64M | 4 0001437749-25-030565 |
| BGC Group, Inc. (BGC) | CANTOR FITZGERALD, L. P. | Director, 10% owner | 2025-10-06 | 8,973,721 | $9.21 | $82.63M | 4 0001437749-25-030573 |
| BGC Group, Inc. (BGC) | CF GROUP MANAGEMENT INC | Director, 10% owner, Other | 2025-10-06 | 8,973,721 | $9.21 | $82.63M | 4 0001437749-25-030575 |
| Scholar Rock Holding Corp (SRRK) | AKKARAJU SRINIVAS | Director | 2025-10-06 | 113,025 | $38.65 | $4.37M | 4 0001253170-25-000006 |
| Range Capital Acquisition Corp II (RNGT) | Rotolo Tim | Chief Executive Officer | 2025-10-06 | 430,000 | $10.00 | $4.30M | 4 0001193125-25-232550 |
| FACTSET RESEARCH SYSTEMS INC (FDS) | Shan Helen L. | EVP, Chief Financial Officer | 2025-10-06 | 370 | $275.48 | $102K | 4 0001628280-25-044609 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-06 | 199,989,292 | $0.00 | $60K | 4 0001493152-25-018764 |
| BUTLER NATIONAL CORP (BUKS) | Daly Joseph Patrick | Director, 10% owner | 2025-10-06 | 4,308 | $2.30 | $10K | 4 0001332596-25-000024 |
| MDB Capital Holdings, LLC (MDBH) | MARLETT CHRISTOPHER A | Co-Founder | 2025-10-06 | 1,725 | $3.41 | $6K | 4 0001493152-25-017232 |
| Dolphin Entertainment, Inc. (DLPN) | O'Dowd William IV | Chief Executive Officer | 2025-10-06 | 3,214 | $1.55 | $5K | 4 0001079973-25-001561 |
| Cantor Equity Partners IV, Inc. (CEPF) | Lutnick Brandon | Chairman and CEO | 2025-10-06 | 900,000 | $0.00 | $90 | 4 0001213900-25-096787 |
| Cantor Equity Partners IV, Inc. (CEPF) | Cantor EP Holdings I, LLC | Chairman and CEO | 2025-10-06 | 900,000 | $0.00 | $90 | 4 0001213900-25-096708 |
| Cantor Equity Partners II, Inc. (CEPT) | Lutnick Brandon | Chairman and CEO | 2025-10-06 | 580,000 | $0.00 | $58 | 4 0001213900-25-096687 |
| Cantor Equity Partners III, Inc. (CAEP) | Lutnick Brandon | Chairman and CEO | 2025-10-06 | 580,000 | $0.00 | $58 | 4 0001213900-25-096692 |
| Cantor Equity Partners I, Inc. (CEPO) | Lutnick Brandon | Chairman and CEO | 2025-10-06 | 500,000 | $0.00 | $50 | 4 0001213900-25-096701 |
| OLD MARKET CAPITAL Corp (OMCC) | Peterson Adam K | Director, 10% owner | 2025-10-06 | 5,493 | $0.00 | $5 | 4 0001398344-25-019020 |
| Scholar Rock Holding Corp (SRRK) | AKKARAJU SRINIVAS | Director | 2025-10-03 | 387,414 | $37.27 | $14.44M | 4 0001253170-25-000006 |
| Commercial Bancgroup, Inc. (CBK) | SHOFFNER JAMES J | Director | 2025-10-03 | 14,583 | $24.00 | $350K | 4 0000898432-25-000836 |
| Commercial Bancgroup, Inc. (CBK) | Yates Charles L. | Director | 2025-10-03 | 8,333 | $24.00 | $200K | 4 0000898432-25-000838 |
| SPAR Group, Inc. (SGRP) | Linnane William | President | 2025-10-03 | 173,000 | $1.02 | $176K | 4 0001437749-25-032997 |
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC. (SPWH) | Stone Paul | PRESIDENT AND CEO | 2025-10-03 | 59,979 | $2.80 | $168K | 4 0001734268-25-000009 |
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC. (SPWH) | TUCCI MICHAEL D | Director | 2025-10-03 | 50,000 | $2.81 | $141K | 4 0001238534-25-000009 |
| Commercial Bancgroup, Inc. (CBK) | Metheny Philip J. | EVP, Chief Financial Officer | 2025-10-03 | 4,166 | $24.00 | $100K | 4 0000898432-25-000824 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-10-03 | 10,000 | $4.79 | $48K | 4 0001214659-25-014628 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-03 | 89,841,141 | $0.00 | $27K | 4 0001493152-25-018764 |
| AGREE REALTY CORP (ADC) | Erlich Craig | CHIEF GROWTH OFFICER | 2025-10-03 | 360 | $70.84 | $26K | 4 0001747962-25-000003 |
| MDB Capital Holdings, LLC (MDBH) | MARLETT CHRISTOPHER A | Co-Founder | 2025-10-03 | 2,275 | $3.35 | $8K | 4 0001493152-25-017232 |
| YORK WATER CO (YORW) | Hand Joseph Thomas | President & CEO | 2025-10-03 | 15 | $30.07 | $451 | 4 0000108985-25-000079 |
| MIAMI INTERNATIONAL HOLDINGS, INC. (MIAX) | STAHL MURRAY | Director | 2025-10-03 | 2 | $41.97 | $84 | 4 0001437749-25-030534 |
| AA Mission Acquisition Corp. II (YCY) | Sun Qing Bill | Chief Executive Officer | 2025-10-02 | 334,000 | $10.00 | $3.34M | 4 0001213900-25-096740 |
| Neptune Insurance Holdings Inc. (NP) | Burgess Trevor R | CEO & Chairman of the Board | 2025-10-02 | 50,000 | $20.00 | $1.00M | 4 0001193125-25-283512 |
| CARMAX INC (KMX) | ONeil Mark F | Director | 2025-10-02 | 10,816 | $46.21 | $500K | 4 0001170010-25-000123 |
| W&T OFFSHORE INC (WTI) | KROHN TRACY W | Chairman, CEO & President | 2025-10-02 | 250,000 | $1.84 | $459K | 4 0001104659-25-096677 |
| CAL-MAINE FOODS INC (CALM) | Lombardo Keira L | Chief Strategy Officer | 2025-10-02 | 2,800 | $92.36 | $259K | 4 0002082606-25-000003 |
| AGREE REALTY CORP (ADC) | Agree Joey | PRESIDENT & CEO | 2025-10-02 | 3,528 | $70.63 | $249K | 4 0001348490-25-000004 |
| Kinetik Holdings Inc. (KNTK) | Welch Jamie | Director, Officer | 2025-10-02 | 5,000 | $39.13 | $196K | 4 0001692787-25-000054 |
| CARMAX INC (KMX) | STEENROD MITCHELL D | Director | 2025-10-02 | 2,000 | $45.57 | $91K | 4 0001170010-25-000121 |
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC. (SPWH) | MCBEE RICHARD D | Director | 2025-10-02 | 25,000 | $2.47 | $62K | 4 0001214422-25-000006 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-02 | 165,865,179 | $0.00 | $50K | 4 0001493152-25-018764 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-10-02 | 4,697 | $4.56 | $21K | 4 0001214659-25-014628 |
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC. (SPWH) | Stone Paul | PRESIDENT AND CEO | 2025-10-02 | 8,300 | $2.46 | $20K | 4 0001734268-25-000009 |
| SOLIGENIX, INC. (SNGX) | SCHABER CHRISTOPHER J | CHAIRMAN, CEO AND PRESIDENT | 2025-10-02 | 15,132 | $1.32 | $20K | 4 0001068029-25-000003 |
| CASS INFORMATION SYSTEMS INC (CASS) | Resch Martin H. | President & CEO | 2025-10-02 | 500 | $38.69 | $19K | 4 0001214659-25-014678 |
| AH Realty Trust, Inc. (AHH) | Wimbush Frederick Blair | Director | 2025-10-02 | 520 | $6.97 | $4K | 4 0001569187-25-000171 |
| Atlassian Corp (TEAM) | Belsky Scott | Director | 2025-10-01 | 1,566 | $153.10 | $240K | 4 0001674730-25-000003 |
| Golden Growers Cooperative (GGROU) | Johnson Glenn Harold | Director | 2025-10-01 | 45,000 | $5.00 | $225K | 4 0000914190-25-000007 |
| Chicago Atlantic Real Estate Finance, Inc. (REFI) | Mazarakis John | Executive Chairman | 2025-10-01 | 7,500 | $12.43 | $93K | 4 0001193125-25-227618 |
| Golden Growers Cooperative (GGROU) | Johnson Chris A | Director | 2025-10-01 | 16,000 | $5.00 | $80K | 4 0000914190-25-000006 |
| W&T OFFSHORE INC (WTI) | KROHN TRACY W | Chairman, CEO & President | 2025-10-01 | 36,842 | $1.84 | $68K | 4 0001104659-25-096677 |
| Vocodia Holdings Corp (VHAI) | Taylor Paul Richard | Chairman and COO | 2025-10-01 | 232,584,327 | $0.00 | $47K | 4 0001493152-25-018764 |
| MAIA Biotechnology, Inc. (MAIA) | Smith Stan | Director | 2025-10-01 | 19,230 | $1.30 | $25K | 4 0001878313-25-000019 |
| UNIVERSAL SAFETY PRODUCTS, INC. (UUU) | AULT MILTON C III | Director | 2025-10-01 | 3,000 | $4.98 | $15K | 4 0001214659-25-014551 |
| Mentor Capital, Inc. (MNTR) | Billingsley Chester | Chief Executive Officer | 2025-10-01 | 15,645 | $0.10 | $2K | 4 0001632909-25-000028 |
| RGC RESOURCES INC (RGCO) | Furcron Thomas Patrick | VP, Field Operations | 2025-10-01 | 19 | $22.50 | $430 | 4 0001437749-25-030431 |
| RGC RESOURCES INC (RGCO) | Oliver Lawrence T. | Senior VP and Secretary | 2025-10-01 | 9 | $22.50 | $200 | 4 0001437749-25-030428 |
| RGC RESOURCES INC (RGCO) | Miles Christen Brooke | VP, Human Resources | 2025-10-01 | 4 | $22.50 | $100 | 4 0001437749-25-030430 |
How this is counted
- Source: Form 4 filings on SEC EDGAR, read by SEC Tracker as they are filed.
- Counted: transaction code P (open-market or private purchase) by an officer, director or 10% owner, traded in the quarter. Buys at the offering price within days of the company's own offering are left out, as are funds and trusts.
- Value is shares times price as the Form 4 states it. Prices and values are not checked against market data.
- Public float is the figure on the company's latest 10-K cover page; companies that state none are counted as not reported.
Computed by SEC Tracker from SEC EDGAR filings; each row links to its filing. Not investment advice. Not affiliated with the U.S. SEC. The same data is available to AI assistants through the SEC Tracker MCP (tool get_report).
Data on this page was fetched . The filing on SEC.gov is the record.