Person · CIK 1484394

Stefan A Dyckerhoff

Director at Astera Labs

Earlier: Snowflake, Forty Seven, Pure Storage, Yext, Restoration Robotics, Mattersight, Threshold Pharmaceuticals, Corcept Therapeutics, Cardica and Juniper Networks

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$82.1M

Noticed on Form 144$52.1M

Bought on Form 4$5.9M

Companies11

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

Company	Security	Held	Shares or units	As of
Astera Labs ALAB	Common Stock	Directly	47,019	Oct 7, 2026 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By Limited Partnership (SHV)	16,761,590	Mar 22, 2024 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By Trust	286,400	Oct 7, 2026 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By DIFT-2	3,767	Oct 1, 2026 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By DIFT-AMD	3,765	Oct 1, 2026 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By DIFT-BAD	3,765	Oct 1, 2026 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By DIFT-SHD	3,765	Oct 1, 2026 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By DIFT-IND	3,765	Oct 1, 2026 · Filing · EDGAR
Astera Labs ALAB	Common Stock	By Limited Partnership (TF)	2,648	Oct 7, 2026 · Filing · EDGAR
Forty Seven	Common Stock	By Ltd Partnership (SHV)	2,906,372	Jul 2, 2018 · Filing · EDGAR
Forty Seven	Common Stock	By Trust	41,305	Jul 2, 2018 · Filing · EDGAR
Pure Storage	Class B Common Stock into Class A Common Stock	Directly	14,444	Jan 11, 2018 · Filing · EDGAR
Pure Storage	Class B Common Stock into Class A Common Stock	By Ltd Partnership (SHV)	17,102,128	Jan 11, 2018 · Filing · EDGAR
Pure Storage	Class B Common Stock into Class A Common Stock	By Ltd Liability Company (SHA)	1,024,538	Jan 11, 2018 · Filing · EDGAR
Pure Storage	Class B Common Stock into Class A Common Stock	By Ltd Partnership (SHV As Nominee)	255,000	Jan 11, 2018 · Filing · EDGAR
Pure Storage	Class B Common Stock into Class A Common Stock	By Trust (Trustees)	242,808	Jan 11, 2018 · Filing · EDGAR
Pure Storage	Class B Common Stock into Class A Common Stock	By Ltd Liability Company (SHM)	77,100	Jan 11, 2018 · Filing · EDGAR
Yext	Common Stock	By Ltd Partnership (SHV As Nominee)	258,439	Dec 1, 2017 · Filing · EDGAR
Yext	Common Stock	By Trust	87,383	Dec 1, 2017 · Filing · EDGAR
Yext	Common Stock	By Ltd Liability Company (SHM)	78,140	Dec 1, 2017 · Filing · EDGAR
Restoration Robotics	Common Stock	By Ltd Partnership (SHV)	2,079,590	Oct 16, 2017 · Filing · EDGAR
Restoration Robotics	Common Stock	By Trust	18,686	Oct 16, 2017 · Filing · EDGAR
Mattersight	Common Stock	By Ltd Partnership (SHV)	1,056,194	Jun 1, 2017 · Filing · EDGAR
Mattersight	Common Stock	By Trust (Trustees)	22,053	Jun 1, 2017 · Filing · EDGAR
Mattersight	Series B Preferred Stock into Common Stock	By Ltd Partnership (SHV)	639,253	Nov 19, 2015 · Filing · EDGAR
Mattersight	Series B Preferred Stock into Common Stock	By Trust (Trustees)	5,217	Nov 19, 2015 · Filing · EDGAR
Threshold Pharmaceuticals	Common Stock	By Ltd Partnership (SHV)	4,715,398	Oct 1, 2014 · Filing · EDGAR
Corcept Therapeutics	Common Stock	By Ltd Partnership (SHV)	5,316,967	Nov 1, 2012 · Filing · EDGAR
Corcept Therapeutics	Common Stock	By Ltd Partnership (SHQP)	74,113	Nov 1, 2012 · Filing · EDGAR
Corcept Therapeutics	Common Stock	By Ltd Partnership (SHAI)	29,273	Nov 1, 2012 · Filing · EDGAR
Cardica	Common Stock	Directly	3,412,793	Mar 20, 2013 · Filing · EDGAR
Cardica	Common Stock	By Ltd Partnership (SHV)	3,412,793	Mar 20, 2013 · Filing · EDGAR
Cardica	Common Stock	By Ltd Partnership (SHQP)	24,628	Mar 20, 2013 · Filing · EDGAR
Cardica	Common Stock	By Trust (Trustees)	18,433	Mar 20, 2013 · Filing · EDGAR
Cardica	Common Stock	By Ltd Partnership (SHAI)	9,726	Mar 20, 2013 · Filing · EDGAR

Sold and noticed by quarter

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table

Quarter	Sold (Form 4)	Noticed (Form 144)	Bought (Form 4)
Q4 2026	$4.7M	$4.7M	—
Q3 2026	$13M	$13M	—
Q2 2026	$11.4M	$11.4M	—
Q3 2025	$9.1M	$9.1M	—
Q4 2024	$33M	$13.9M	—
Q3 2018	—	—	$2.2M
Q1 2018	$428K	Not machine-readable	—
Q4 2017	$433K	Not machine-readable	—
Q2 2017	—	—	$746K
Q4 2015	$7.3M	Not machine-readable	—
Q4 2014	$855K	Not machine-readable	—
Q2 2014	$162K	Not machine-readable	—
Q4 2013	—	—	$896K
Q2 2013	$1.5M	Not machine-readable	—
Q1 2013	—	—	$2.1M
Q1 2011	$327K	Not machine-readable	—

Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice date	Noticed	Planned sale	Outcome	Links
Astera Labs ALAB · Stifel Nicolaus & Company · 10b5-1 plan adopted Dec 1, 2025 · 6 notices
Oct 7, 2026	12,499 · ~$4.7M	Oct 7, 2026	Sold as noticed Sold 12,499 in 3 sales, Oct 7 to Oct 7 · $4.7M Form 4	Filing · EDGAR
Sep 2, 2026	12,499 · ~$3.4M	Sep 2, 2026	Partly sold Sold 12,142 in 9 sales, Sep 2 to Sep 2 · $3.3M likely match Form 4	Filing · EDGAR
Aug 6, 2026	12,499 · ~$3.9M	Aug 6, 2026	Sold as noticed Sold 12,559 in 9 sales, Aug 6 to Sep 2 · $3.9M Form 4 (1) · Form 4 (2)	Filing · EDGAR
Jul 1, 2026	12,499 · ~$5.6M	Jul 1, 2026	Sold as noticed Sold 12,602 in 5 sales, Jul 1 to Sep 2 · $5.7M Form 4 (1) · Form 4 (2) · Form 4 (3)	Filing · EDGAR
Jun 3, 2026	12,499 · ~$4.6M	Jun 3, 2026	Sold as noticed Sold 12,612 in 6 sales, Jun 3 to Aug 6 · $4.6M Form 4 (1) · Form 4 (2)	Filing · EDGAR
May 7, 2026	12,499 · ~$2.5M	May 7, 2026	Sold as noticed Sold 12,499 in 6 sales, May 7 to May 7 · $2.5M Form 4	Filing · EDGAR
Astera Labs ALAB · Stifel · 10b5-1 plan adopted Dec 1, 2025 · 1 notice
Apr 17, 2026	24,998 · ~$4.4M	Apr 17, 2026	Sold as noticed Sold 25,079 in 7 sales, Apr 17 to Jun 3 · $4.4M Form 4 (1) · Form 4 (2)	Filing · EDGAR
Astera Labs ALAB · Stifel · No 10b5-1 plan stated · 6 notices
Aug 8, 2025	26,000 · ~$4.6M	Aug 8, 2025	Sold as noticed Sold 26,000 in 2 sales, Aug 8 to Aug 8 · $4.6M Form 4	Filing · EDGAR
Aug 7, 2025	26,000 · ~$4.5M	Aug 7, 2025	Sold as noticed Sold 26,000 in 6 sales, Aug 7 to Aug 7 · $4.5M Form 4	Filing · EDGAR
Nov 26, 2024	15,629 · ~$1.7M	Nov 26, 2024	Partly sold Sold 15,094 in 2 sales, Nov 22 to Nov 26 · $1.6M likely match Form 4	Filing · EDGAR
Nov 22, 2024	30,000 · ~$3.2M	Nov 22, 2024	Partly sold Sold 28,869 in 18 sales, Nov 19 to Nov 22 · $3M likely match Form 4 (1) · Form 4 (2)	Filing · EDGAR
Nov 11, 2024	50,000 · ~$4.6M	Nov 11, 2024	Sold as noticed Sold 50,352 in 3 sales, Nov 6 to Nov 11 · $4.6M Form 4 (1) · Form 4 (2)	Filing · EDGAR
Nov 6, 2024	50,000 · ~$4.5M	Nov 6, 2024	Sold as noticed Sold 50,499 in 4 sales, Nov 6 to Nov 11 · $4.5M Form 4 (1) · Form 4 (2)	Filing · EDGAR
Sales without a matching Form 144 · 15 sales No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
—	—	—	Sold without notice Astera Labs (ALAB): Sold 7,814 at $107.17 on Nov 26, 2024 · $837K	Filing · EDGAR
—	—	—	Sold without notice Astera Labs (ALAB): Sold 197,297 at $90.51 on Nov 18, 2024 · $17.9M	Filing · EDGAR
—	—	—	Sold without notice Astera Labs (ALAB): Sold 3,051 at $96.56 on Nov 11, 2024 · $295K	Filing · EDGAR
—	—	—	Sold without notice Astera Labs (ALAB): Sold 1,541 at $95.54 on Nov 11, 2024 · $147K	Filing · EDGAR
—	—	—	Sold without notice Astera Labs (ALAB): Sold 1,124 at $94.04 on Nov 11, 2024 · $106K	Filing · EDGAR
—	—	—	Notice not machine-readable Pure Storage: Sold 25,520 at $16.76 on Jan 11, 2018 · $428K	Filing · EDGAR
—	—	—	Notice not machine-readable Pure Storage: Sold 25,407 at $17.05 on Dec 7, 2017 · $433K	Filing · EDGAR
—	—	—	Notice not machine-readable Mattersight: Sold 1,000,000 at $7.29 on Nov 9, 2015 · $7.3M	Filing · EDGAR
—	—	—	Notice not machine-readable Threshold Pharmaceuticals: Sold 226,657 at $3.77 on Oct 1, 2014 · $855K	Filing · EDGAR
—	—	—	Notice not machine-readable Threshold Pharmaceuticals: Sold 10,028 at $4.01 on Jun 20, 2014 · $40K	Filing · EDGAR
—	—	—	Notice not machine-readable Threshold Pharmaceuticals: Sold 3,960 at $4.01 on Jun 20, 2014 · $16K	Filing · EDGAR
—	—	—	Notice not machine-readable Mattersight: Sold 14,847 at $5.12 on Jun 12, 2014 · $76K	Filing · EDGAR
—	—	—	Notice not machine-readable Mattersight: Sold 5,853 at $5.12 on Jun 12, 2014 · $30K	Filing · EDGAR
—	—	—	Notice not machine-readable Threshold Pharmaceuticals: Sold 260,592 at $5.72 on May 31, 2013 · $1.5M	Filing · EDGAR
—	—	—	Notice not machine-readable Juniper Networks: Sold 7,500 at $43.57 on Feb 25, 2011 · $327K (10b5-1 plan)	Filing · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Astera Labs ALAB Director · filings 2024 to 2026 · sold $71.1M · $52.1M noticed on Form 144

Date	Transaction	Shares	Price	Value	Held after	Source
Oct 7, 2026	Sale under a 10b5-1 plan	−3,505	$376.06	$1.3M	47,019 direct	Filing · EDGAR
Oct 7, 2026	Sale under a 10b5-1 plan	−8,333	$376.06	$3.1M	286,400 By Trust	Filing · EDGAR
Oct 7, 2026	Sale under a 10b5-1 plan	−661	$376.06	$249K	2,648 By Limited Partnership (TF)	Filing · EDGAR
Oct 1, 2026	Grant or award from the company	+68	$311.57	$21K	50,524 direct	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−273	$273.64	$75K	53,688 direct	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−650	$273.64	$178K	302,416 By Trust	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−52	$273.64	$14K	3,918 By Limited Partnership (TF)	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−2,275	$274.79	$625K	51,413 direct	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−5,409	$274.79	$1.5M	297,007 By Trust	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−429	$274.79	$118K	3,489 By Limited Partnership (TF)	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−785	$275.53	$216K	50,628 direct	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−1,867	$275.53	$514K	295,140 By Trust	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−148	$275.53	$41K	3,341 By Limited Partnership (TF)	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−172	$276.75	$48K	50,456 direct	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−407	$276.75	$113K	294,733 By Trust	Filing · EDGAR
Sep 2, 2026	Sale under a 10b5-1 plan	−32	$276.75	$9K	3,309 By Limited Partnership (TF)	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−1,029	$309.29	$318K	56,437 direct	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−2,447	$309.29	$757K	308,952 By Trust	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−194	$309.29	$60K	4,437 By Limited Partnership (TF)	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−269	$311.37	$84K	56,168 direct	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−640	$311.37	$199K	308,312 By Trust	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−51	$311.37	$16K	4,386 By Limited Partnership (TF)	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−2,207	$313.07	$691K	53,961 direct	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−5,246	$313.07	$1.6M	303,066 By Trust	Filing · EDGAR
Aug 6, 2026	Sale under a 10b5-1 plan	−416	$313.07	$130K	3,970 By Limited Partnership (TF)	Filing · EDGAR
Jul 1, 2026	Sale under a 10b5-1 plan	−3,505	$450.00	$1.6M	57,466 direct	Filing · EDGAR
Jul 1, 2026	Sale under a 10b5-1 plan	−8,333	$450.00	$3.7M	311,399 By Trust	Filing · EDGAR
Jul 1, 2026	Sale under a 10b5-1 plan	−661	$450.00	$297K	4,631 By Limited Partnership (TF)	Filing · EDGAR
Jun 4, 2026	Grant or award from the company	+837			60,971 direct	Filing · EDGAR
Jun 3, 2026	Sale under a 10b5-1 plan	−3,077	$364.25	$1.1M	60,562 direct	Filing · EDGAR
Jun 3, 2026	Sale under a 10b5-1 plan	−7,314	$364.25	$2.7M	320,751 By Trust	Filing · EDGAR
Jun 3, 2026	Sale under a 10b5-1 plan	−580	$364.25	$211K	5,373 By Limited Partnership (TF)	Filing · EDGAR
Jun 3, 2026	Sale under a 10b5-1 plan	−428	$365.09	$156K	60,134 direct	Filing · EDGAR
Jun 3, 2026	Sale under a 10b5-1 plan	−1,019	$365.09	$372K	319,732 By Trust	Filing · EDGAR
Jun 3, 2026	Sale under a 10b5-1 plan	−81	$365.09	$30K	5,292 By Limited Partnership (TF)	Filing · EDGAR
May 7, 2026	Sale under a 10b5-1 plan	−1,783	$199.00	$355K	65,361 direct	Filing · EDGAR
May 7, 2026	Sale under a 10b5-1 plan	−4,238	$199.00	$843K	332,160 By Trust	Filing · EDGAR
May 7, 2026	Sale under a 10b5-1 plan	−336	$199.00	$67K	6,278 By Limited Partnership (TF)	Filing · EDGAR
May 7, 2026	Sale under a 10b5-1 plan	−1,722	$201.10	$346K	63,639 direct	Filing · EDGAR
May 7, 2026	Sale under a 10b5-1 plan	−4,095	$201.10	$824K	328,065 By Trust	Filing · EDGAR
May 7, 2026	Sale under a 10b5-1 plan	−325	$201.10	$65K	5,953 By Limited Partnership (TF)	Filing · EDGAR
Apr 20, 2026	Sale under a 10b5-1 plan	−3,757	$175.12	$658K	67,144 direct	Filing · EDGAR
Apr 20, 2026	Sale under a 10b5-1 plan	−8,933	$175.12	$1.6M	336,398 By Trust	Filing · EDGAR
Apr 20, 2026	Sale under a 10b5-1 plan	−709	$175.12	$124K	6,614 By Limited Partnership (TF)	Filing · EDGAR
Apr 17, 2026	Sale under a 10b5-1 plan	−3,253	$175.00	$569K	70,901 direct	Filing · EDGAR
Apr 17, 2026	Sale under a 10b5-1 plan	−7,733	$175.00	$1.4M	345,331 By Trust	Filing · EDGAR
Apr 17, 2026	Sale under a 10b5-1 plan	−613	$175.00	$107K	7,323 By Limited Partnership (TF)	Filing · EDGAR
Aug 13, 2025	Gift	−11,000			353,064 By Trust	Filing · EDGAR
Aug 8, 2025	Open-market or private sale	−25,000	$175.26	$4.4M	74,154 direct	Filing · EDGAR
Aug 8, 2025	Open-market or private sale	−1,000	$175.26	$175K	7,936 By Limited Partnership (TF)	Filing · EDGAR
Aug 7, 2025	Open-market or private sale	−10,940	$172.86	$1.9M	113,214 direct	Filing · EDGAR
Aug 7, 2025	Open-market or private sale	−438	$172.86	$76K	9,498 By Limited Partnership (TF)	Filing · EDGAR
Aug 7, 2025	Open-market or private sale	−13,963	$173.86	$2.4M	99,251 direct	Filing · EDGAR
Aug 7, 2025	Open-market or private sale	−559	$173.86	$97K	8,939 By Limited Partnership (TF)	Filing · EDGAR
Aug 7, 2025	Open-market or private sale	−97	$174.52	$17K	99,154 direct	Filing · EDGAR
Aug 7, 2025	Open-market or private sale	−3	$174.52	$524	8,936 By Limited Partnership (TF)	Filing · EDGAR
Jun 8, 2025	Grant or award from the company	+2,351			124,154 direct	Filing · EDGAR
Nov 26, 2024	Open-market or private sale	−7,815	$107.17	$838K	364,064 By Trust	Filing · EDGAR
Nov 26, 2024	Open-market or private sale	−7,814	$107.17	$837K	121,803 direct	Filing · EDGAR
Nov 22, 2024	Open-market or private sale	−6,638	$104.91	$696K	390,241 By Trust	Filing · EDGAR

57 earlier transactions are in the filing list below.

Snowflake 10% owner · filings 2020 to 2020

Date	Transaction	Shares	Held after	Source
Sep 18, 2020	Derivative converted Class B Common Stock	+15,800	15,800 direct	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+8,982	24,782 direct	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+2,204	26,986 direct	Filing · EDGAR
Sep 18, 2020	Derivative converted Series C Preferred Stock	−15,800	0 direct	Filing · EDGAR
Sep 18, 2020	Derivative converted Series D Preferred Stock	−8,982	0 direct	Filing · EDGAR
Sep 18, 2020	Derivative converted Series F Preferred Stock	−2,204	0 direct	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+7,822,231	7,866,483 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+7,464,467	15,330,950 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+4,163,543	19,494,493 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+2,726,595	22,221,088 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+2,170,228	24,391,316 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+2,121,351	26,512,667 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+727,185	27,239,852 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+69,370	27,309,222 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+317,522	318,136 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+316,978	635,114 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+168,740	803,854 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+74,980	878,834 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+62,358	941,192 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+46,648	987,840 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+27,838	1,015,678 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Class B Common Stock	+2,772	1,018,450 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series A Preferred Stock	−316,978	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series B Preferred Stock	−168,740	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series C Preferred Stock	−317,522	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series D Preferred Stock	−74,980	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series E Preferred Stock	−2,772	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series F Preferred Stock	−62,358	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series G-1 Preferred Stock	−27,838	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series Seed Preferred Stock	−46,648	0 By Trust	Filing · EDGAR
Sep 18, 2020	Derivative converted Series A Preferred Stock	−7,822,231	0 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Series B Preferred Stock	−4,163,543	0 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Series C Preferred Stock	−7,464,467	0 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Series D Preferred Stock	−2,170,228	0 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Series E Preferred Stock	−69,370	0 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Series F Preferred Stock	−2,726,595	0 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Series G-1 Preferred Stock	−727,185	0 By Ltd Partnership (SHV)	Filing · EDGAR
Sep 18, 2020	Derivative converted Series Seed Preferred Stock	−2,121,351	0 By Ltd Partnership (SHV)	Filing · EDGAR

Forty Seven Other · filings 2018 to 2018 · bought $2.2M

Date	Transaction	Shares	Price	Value	Held after	Source
Jul 2, 2018	Derivative converted	+1,052,146			1,052,146 By Ltd Partnership (SHV)	Filing · EDGAR
Jul 2, 2018	Derivative converted	+945,326			1,997,472 By Ltd Partnership (SHV)	Filing · EDGAR
Jul 2, 2018	Derivative converted	+774,165			2,771,637 By Ltd Partnership (SHV)	Filing · EDGAR
Jul 2, 2018	Open-market or private purchase	+134,735	$16.00	$2.2M	2,906,372 By Ltd Partnership (SHV)	Filing · EDGAR
Jul 2, 2018	Derivative converted	+13,839			13,839 By Trust	Filing · EDGAR
Jul 2, 2018	Derivative converted	+13,435			27,274 By Trust	Filing · EDGAR
Jul 2, 2018	Derivative converted	+12,116			39,390 By Trust	Filing · EDGAR
Jul 2, 2018	Open-market or private purchase	+1,915	$16.00	$31K	41,305 By Trust	Filing · EDGAR
Jul 2, 2018	Derivative converted Series A-1 Preferred Stock	−1,052,146			0 By Ltd Partnership (SHV)	Filing · EDGAR
Jul 2, 2018	Derivative converted Series A-2 Preferred Stock	−774,165			0 By Ltd Partnership (SHV)	Filing · EDGAR
Jul 2, 2018	Derivative converted Series B Preferred Stock	−945,326			0 By Ltd Partnership (SHV)	Filing · EDGAR
Jul 2, 2018	Derivative converted Series A-1 Preferred Stock	−13,839			0 By Trust	Filing · EDGAR
Jul 2, 2018	Derivative converted Series A-2 Preferred Stock	−12,116			0 By Trust	Filing · EDGAR
Jul 2, 2018	Derivative converted Series B Preferred Stock	−13,435			0 By Trust	Filing · EDGAR

Pure Storage 10% owner · filings 2015 to 2018 · sold $861K

Date	Transaction	Shares	Price	Value	Held after	Source
Jan 11, 2018	Derivative converted	+25,520			25,520 By Trust (Trustees)	Filing · EDGAR
Jan 11, 2018	Open-market or private sale	−25,520	$16.76	$428K	0 By Trust (Trustees)	Filing · EDGAR
Jan 11, 2018	Derivative converted Class B Common Stock	−25,520			242,808 By Trust (Trustees)	Filing · EDGAR
Dec 7, 2017	Derivative converted	+25,407			25,407 By Trust (Trustees)	Filing · EDGAR
Dec 7, 2017	Open-market or private sale	−25,407	$17.05	$433K	0 By Trust (Trustees)	Filing · EDGAR
Dec 7, 2017	Derivative converted Class B Common Stock	−25,407			268,328 By Trust (Trustees)	Filing · EDGAR
Nov 30, 2017	Other acquisition or disposition (see the filing) Class B Common Stock	+77,100			77,100 By Ltd Liability Company (SHM)	Filing · EDGAR
Nov 30, 2017	Other acquisition or disposition (see the filing) Class B Common Stock	+255,000			255,000 By Ltd Partnership (SHV As Nominee)	Filing · EDGAR
Nov 30, 2017	Other acquisition or disposition (see the filing) Class B Common Stock	−8,500,000			17,102,128 By Ltd Partnership (SHV)	Filing · EDGAR
Jun 1, 2017	Open-market or private purchase Class B Common Stock	+1,024,538	$11.08	$11.3M	1,024,538 By Ltd Liability Company (SHA)	Filing · EDGAR
Jun 1, 2017	Open-market or private purchase Class B Common Stock	+3,073,613	$11.08	$34M	25,602,128 By Ltd Partnership (SHV)	Filing · EDGAR
May 31, 2017	Other acquisition or disposition (see the filing) Class B Common Stock	−4,098,151			22,528,515 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Class B Common Stock	+25,771,241			26,626,666 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series A Preferred Stock	−11,373,310			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series B Preferred Stock	−5,723,870			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series C Preferred Stock	−2,419,000			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series D Preferred Stock	−1,727,937			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series E Preferred Stock	−3,022,681			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series F Preferred Stock	−1,504,443			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 13, 2015	Derivative converted Class B Common Stock	+286,754			293,735 By Trust (Trustees)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series A Preferred Stock	−92,812			0 By Trust (Trustees)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series B Preferred Stock	−46,710			0 By Trust (Trustees)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series C Preferred Stock	−19,740			0 By Trust (Trustees)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series D Preferred Stock	−14,101			0 By Trust (Trustees)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series E Preferred Stock	−75,707			0 By Trust (Trustees)	Filing · EDGAR
Oct 13, 2015	Derivative converted Series F Preferred Stock	−37,684			0 By Trust (Trustees)	Filing · EDGAR

Yext 10% owner · filings 2017 to 2017

Date	Transaction	Shares	Held after	Source
Dec 1, 2017	Other acquisition or disposition (see the filing)	+78,140	78,140 By Ltd Liability Company (SHM)	Filing · EDGAR
Dec 1, 2017	Other acquisition or disposition (see the filing)	+258,439	258,439 By Ltd Partnership (SHV As Nominee)	Filing · EDGAR
Dec 1, 2017	Other acquisition or disposition (see the filing)	−8,614,633	0 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted	+2,975,941	3,301,985 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted	+2,799,328	6,101,313 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted	+2,654,762	8,756,075 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted	+887,428	9,643,503 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted	+282,842	9,926,345 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted	+255,372	10,181,717 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted	+24,285	26,946 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted	+22,844	49,790 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted	+21,664	71,454 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted	+7,242	78,696 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted	+6,379	85,075 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted	+2,308	87,383 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted Series A Preferred Stock	−2,799,328	0 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted Series B Preferred Stock	−2,654,762	0 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted Series C Preferred Stock	−2,975,941	0 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted Series D Preferred Stock	−887,428	0 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted Series E Preferred Stock	−282,842	0 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted Series F Preferred Stock	−255,372	0 By Ltd Partnership (SHV)	Filing · EDGAR
Apr 19, 2017	Derivative converted Series A Preferred Stock	−22,844	0 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted Series B Preferred Stock	−21,664	0 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted Series C Preferred Stock	−24,285	0 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted Series D Preferred Stock	−7,242	0 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted Series E Preferred Stock	−2,308	0 By Trust	Filing · EDGAR
Apr 19, 2017	Derivative converted Series F Preferred Stock	−6,379	0 By Trust	Filing · EDGAR

Restoration Robotics 10% owner · filings 2017 to 2017

Date	Transaction	Shares	Price	Value	Held after	Source
Oct 16, 2017	Derivative converted	+888,690			888,690 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted	+606,386			1,495,076 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted	+479,145			1,974,221 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted	+105,369	$7.00	$738K	2,079,590 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted	+8,882			8,882 By Trust	Filing · EDGAR
Oct 16, 2017	Derivative converted	+4,948			13,830 By Trust	Filing · EDGAR
Oct 16, 2017	Derivative converted	+3,910			17,740 By Trust	Filing · EDGAR
Oct 16, 2017	Derivative converted	+946	$7.00	$7K	18,686 By Trust	Filing · EDGAR
Oct 16, 2017	Derivative converted Convertible Promissory Note	−105,369			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted Series A Preferred Stock	−479,145			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted Series B Preferred Stock	−606,386			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted Series C Preferred Stock	−888,690			0 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 16, 2017	Derivative converted Convertible Promissory Note	−946			0 By Trust	Filing · EDGAR
Oct 16, 2017	Derivative converted Series A Preferred Stock	−3,910			0 By Trust	Filing · EDGAR
Oct 16, 2017	Derivative converted Series B Preferred Stock	−4,948			0 By Trust	Filing · EDGAR
Oct 16, 2017	Derivative converted Series C Preferred Stock	−8,882			0 By Trust	Filing · EDGAR
Oct 11, 2017	Other acquisition or disposition (see the filing) Convertible Promissory Note		$733,569.00			Filing · EDGAR
Oct 11, 2017	Other acquisition or disposition (see the filing) Convertible Promissory Note		$6,592.00			Filing · EDGAR

Mattersight 10% owner · filings 2012 to 2017 · sold $7.4M · bought $1.6M

Date	Transaction	Shares	Price	Value	Held after	Source
Jun 1, 2017	Open-market or private purchase	+203,543	$3.65	$743K	1,056,194 By Ltd Partnership (SHV)	Filing · EDGAR
Jun 1, 2017	Open-market or private purchase	+902	$3.65	$3K	22,053 By Trust (Trustees)	Filing · EDGAR
May 31, 2017	Other acquisition or disposition (see the filing)	−271,391			852,651 By Ltd Partnership (SHV)	Filing · EDGAR
Nov 19, 2015	Other acquisition or disposition (see the filing)	−319,847			1,124,042 By Ltd Partnership (SHV)	Filing · EDGAR
Nov 19, 2015	Other acquisition or disposition (see the filing)	+17,333			21,151 By Trust (Trustees)	Filing · EDGAR
Nov 19, 2015	Other acquisition or disposition (see the filing) Series B Preferred Stock	−96,261			639,253 By Ltd Partnership (SHV)	Filing · EDGAR
Nov 19, 2015	Other acquisition or disposition (see the filing) Series B Preferred Stock	+5,217			5,217 By Trust (Trustees)	Filing · EDGAR
Nov 9, 2015	Open-market or private sale	−1,000,000	$7.29	$7.3M	1,443,889 By Ltd Partnership (SHV)	Filing · EDGAR
Jun 12, 2014	Open-market or private sale	−5,853	$5.12	$30K	0 By Ltd Partnership (SHAI)	Filing · EDGAR
Jun 12, 2014	Open-market or private sale	−14,847	$5.12	$76K	0 By Ltd Partnership (SHQP)	Filing · EDGAR
Jun 12, 2014	Open-market or private sale Series B Preferred Stock	−8,854	$5.82	$52K	0 By Ltd Partnership (SHAI)	Filing · EDGAR
Jun 12, 2014	Open-market or private sale Series B Preferred Stock	−22,418	$5.82	$130K	0 By Ltd Partnership (SHQP)	Filing · EDGAR
Dec 3, 2013	Open-market or private purchase	+225,846	$3.90	$881K	2,443,889 By Ltd Partnership (SHV)	Filing · EDGAR
Dec 3, 2013	Open-market or private purchase	+3,818	$3.90	$15K	3,818 By Trust (Trustees)	Filing · EDGAR

Threshold Pharmaceuticals 10% owner · filings 2012 to 2014 · sold $2.4M

Date	Transaction	Shares	Price	Value	Held after	Source
Oct 1, 2014	In-the-money option exercised	+417,050	$2.05	$855K	4,942,055 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 1, 2014	Open-market or private sale	−226,657	$3.77	$855K	4,715,398 By Ltd Partnership (SHV)	Filing · EDGAR
Oct 1, 2014	In-the-money option exercised Common Stock Warrant	−417,050			0 By Ltd Partnership (SHV)	Filing · EDGAR
Jun 20, 2014	Open-market or private sale	−3,960	$4.01	$16K	0 By Ltd Partnership (SHAI)	Filing · EDGAR
Jun 20, 2014	Open-market or private sale	−10,028	$4.01	$40K	0 By Ltd Partnership (SHQP)	Filing · EDGAR
May 31, 2013	In-the-money option exercised	+801,952	$1.86	$1.5M	4,785,597 By Ltd Partnership (SHV)	Filing · EDGAR
May 31, 2013	Open-market or private sale	−260,592	$5.72	$1.5M	4,525,005 By Ltd Partnership (SHV)	Filing · EDGAR
May 31, 2013	In-the-money option exercised Common Stock Warrant	−801,952			0 By Ltd Partnership (SHV)	Filing · EDGAR

Corcept Therapeutics 10% owner · filings 2012 to 2013

No transactions in the filings read; Form 144 notices are listed above.

Cardica 10% owner · filings 2012 to 2013 · bought $2.1M

Date	Transaction	Shares	Price	Value	Held after	Source
Mar 20, 2013	Open-market or private purchase	+981,736	$1.05	$1M	3,412,793 By Ltd Partnership (SHV)	Filing · EDGAR
Mar 20, 2013	Open-market or private purchase	+18,433	$1.05	$19K	18,433 By Trust (Trustees)	Filing · EDGAR
Mar 20, 2013	Open-market or private purchase	+981,736	$1.05	$1M	3,412,793 direct	Filing · EDGAR

Juniper Networks EVP Platform Systems Division · filings 2010 to 2012 · sold $327K

Date	Transaction	Shares	Price	Value	Held after	Source
Feb 17, 2012	Grant or award from the company Non-Qualified Stock Option (right to buy)	+195,000			195,000 direct	Filing · EDGAR
Feb 17, 2012	Grant or award from the company Performance Shares	+162,500			212,500 direct	Filing · EDGAR
Feb 17, 2012	Grant or award from the company RSU Award	+125,000			125,000 direct	Filing · EDGAR
Oct 21, 2011	Grant or award from the company Non-Qualified Stock Option (right to buy)	+50,000			50,000 direct	Filing · EDGAR
Oct 21, 2011	Grant or award from the company Performance Shares	+50,000			50,000 direct	Filing · EDGAR
Feb 25, 2011	Option or RSU exercised or converted	+7,500	$25.20	$189K	7,500 direct	Filing · EDGAR
Feb 25, 2011	Sale under a 10b5-1 plan	−7,500	$43.57	$327K	0 direct	Filing · EDGAR
Feb 25, 2011	Option or RSU exercised or converted Non-Qualified Stock Option (right to buy)	−7,500			64,500 direct	Filing · EDGAR
Feb 18, 2011	Grant or award from the company Non-Qualified Stock Option (right to buy)	+89,900			89,900 direct	Filing · EDGAR
Feb 18, 2011	Grant or award from the company Performance Shares	+75,000			75,000 direct	Filing · EDGAR
Feb 19, 2010	Grant or award from the company Non-Qualified Stock Option (right to buy)	+73,000			73,000 direct	Filing · EDGAR
Feb 19, 2010	Grant or award from the company Performance Shares	+60,750			81,750 direct	Filing · EDGAR

All 69 Forms 3, 4, 5 and 144

Filed	Form	Company	Links
Oct 9, 2026	Form 4	Astera Labs ALAB	Filing · EDGAR
Oct 7, 2026	Form 144	Astera Labs ALAB	Filing · EDGAR
Sep 3, 2026	Form 4	Astera Labs ALAB	Filing · EDGAR
Sep 2, 2026	Form 144	Astera Labs ALAB	Filing · EDGAR
Aug 10, 2026	Form 4	Astera Labs ALAB	Filing · EDGAR
Aug 6, 2026	Form 144	Astera Labs ALAB	Filing · EDGAR
Jul 2, 2026	Form 4	Astera Labs ALAB	Filing · EDGAR
Jul 1, 2026	Form 144	Astera Labs ALAB	Filing · EDGAR
Jun 5, 2026	Form 4	Astera Labs ALAB	Filing · EDGAR
Jun 3, 2026	Form 144	Astera Labs ALAB	Filing · EDGAR
May 11, 2026	Form 4	Astera Labs ALAB	Filing · EDGAR
May 7, 2026	Form 144	Astera Labs ALAB	Filing · EDGAR
Apr 21, 2026	Form 4	Astera Labs ALAB	Filing · EDGAR
Apr 17, 2026	Form 144	Astera Labs ALAB	Filing · EDGAR
Aug 15, 2025	Form 4	Astera Labs ALAB	Filing · EDGAR
Aug 11, 2025	Form 4	Astera Labs ALAB	Filing · EDGAR
Aug 8, 2025	Form 144	Astera Labs ALAB	Filing · EDGAR
Aug 7, 2025	Form 144	Astera Labs ALAB	Filing · EDGAR
Jun 10, 2025	Form 4	Astera Labs ALAB	Filing · EDGAR
Nov 26, 2024	Form 144	Astera Labs ALAB	Filing · EDGAR
Nov 26, 2024	Form 4	Astera Labs ALAB	Filing · EDGAR
Nov 22, 2024	Form 144	Astera Labs ALAB	Filing · EDGAR
Nov 20, 2024	Form 4	Astera Labs ALAB	Filing · EDGAR
Nov 13, 2024	Form 4	Astera Labs ALAB	Filing · EDGAR
Nov 12, 2024	Form 144	Astera Labs ALAB	Filing · EDGAR
Nov 8, 2024	Form 4	Astera Labs ALAB	Filing · EDGAR
Nov 6, 2024	Form 144	Astera Labs ALAB	Filing · EDGAR
Oct 8, 2024	Form 4	Astera Labs ALAB	Filing · EDGAR
Oct 2, 2024	Form 4	Astera Labs ALAB	Filing · EDGAR
Mar 22, 2024	Form 4	Astera Labs ALAB	Filing · EDGAR
Mar 19, 2024	Form 3	Astera Labs ALAB	Filing · EDGAR
Sep 22, 2020	Form 4	Snowflake	Filing · EDGAR
Sep 22, 2020	Form 4	Snowflake	Filing · EDGAR
Sep 15, 2020	Form 3	Snowflake	Filing · EDGAR
Jul 3, 2018	Form 4	Forty Seven	Filing · EDGAR
Jun 27, 2018	Form 3	Forty Seven	Filing · EDGAR
Jan 12, 2018	Form 4	Pure Storage	Filing · EDGAR
Dec 11, 2017	Form 4	Pure Storage	Filing · EDGAR
Dec 5, 2017	Form 4	Yext	Filing · EDGAR
Dec 4, 2017	Form 4	Pure Storage	Filing · EDGAR
Oct 18, 2017	Form 4	Restoration Robotics	Filing · EDGAR
Oct 13, 2017	Form 4	Restoration Robotics	Filing · EDGAR
Oct 11, 2017	Form 3	Restoration Robotics	Filing · EDGAR
Jun 2, 2017	Form 4	Pure Storage	Filing · EDGAR
Jun 2, 2017	Form 4	Mattersight	Filing · EDGAR
Apr 21, 2017	Form 4	Yext	Filing · EDGAR
Apr 12, 2017	Form 3	Yext	Filing · EDGAR
Nov 23, 2015	Form 4	Mattersight	Filing · EDGAR
Nov 12, 2015	Form 4	Mattersight	Filing · EDGAR
Oct 13, 2015	Form 4	Pure Storage	Filing · EDGAR
Oct 6, 2015	Form 3	Pure Storage	Filing · EDGAR
Oct 3, 2014	Form 4	Threshold Pharmaceuticals	Filing · EDGAR
Jun 23, 2014	Form 4	Threshold Pharmaceuticals	Filing · EDGAR
Jun 16, 2014	Form 4	Mattersight	Filing · EDGAR
Dec 5, 2013	Form 4	Mattersight	Filing · EDGAR
Jul 10, 2013	Form 3/A	Corcept Therapeutics	Filing · EDGAR
Jun 4, 2013	Form 4	Threshold Pharmaceuticals	Filing · EDGAR
Mar 22, 2013	Form 4	Cardica	Filing · EDGAR
Mar 22, 2013	Form 4	Cardica	Filing · EDGAR
Nov 7, 2012	Form 3	Threshold Pharmaceuticals	Filing · EDGAR
Nov 7, 2012	Form 3	Mattersight	Filing · EDGAR
Nov 7, 2012	Form 3	Corcept Therapeutics	Filing · EDGAR
Nov 7, 2012	Form 3	Cardica	Filing · EDGAR
Feb 21, 2012	Form 4	Juniper Networks	Filing · EDGAR
Oct 25, 2011	Form 4	Juniper Networks	Filing · EDGAR
Mar 1, 2011	Form 4	Juniper Networks	Filing · EDGAR
Feb 23, 2011	Form 4	Juniper Networks	Filing · EDGAR
Feb 22, 2010	Form 4	Juniper Networks	Filing · EDGAR
Feb 22, 2010	Form 3	Juniper Networks	Filing · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.