Person · CIK 1753413
Scott Morgan
Chief Legal Officer at Okta
Earlier: Splunk
Sold on Form 4$10.1M
Noticed on Form 144$3.2M
Bought on Form 4$0
Companies2
Holdings now
As reported after the latest Form 3, 4 or 5 at each company.
How these figures work
Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.
Sold and noticed by quarter
Sold (Form 4) Noticed (Form 144) Bought (Form 4)
Quarterly totals as a table
| Quarter | Sold (Form 4) | Noticed (Form 144) |
|---|---|---|
| Q1 2024 | $764K | $764K |
| Q4 2023 | $1.3M | $1.3M |
| Q3 2023 | $1.1M | $1.1M |
| Q1 2023 | $202K | Not machine-readable |
| Q4 2022 | $88K | Not machine-readable |
| Q3 2022 | $88K | Not machine-readable |
| Q2 2022 | $78K | Not machine-readable |
| Q1 2022 | $178K | Not machine-readable |
| Q4 2021 | $94K | Not machine-readable |
| Q3 2021 | $126K | Not machine-readable |
| Q4 2020 | $405K | Not machine-readable |
| Q3 2020 | $1.5M | Not machine-readable |
| Q2 2020 | $2M | Not machine-readable |
| Q1 2020 | $550K | Not machine-readable |
| Q4 2019 | $702K | Not machine-readable |
| Q3 2019 | $212K | Not machine-readable |
| Q2 2019 | $153K | Not machine-readable |
| Q1 2019 | $170K | Not machine-readable |
| Q4 2018 | $372K | Not machine-readable |
Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.
Planned sales (Form 144) and the sales that followed
Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.
How we match
A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.
| Notice date | Noticed | Planned sale | Outcome | Links |
|---|---|---|---|---|
| Splunk · Morgan Stanley Smith Barney · 10b5-1 plan adopted Apr 5, 2023 · 4 notices | ||||
| Jan 9, 2024 | 5,017 · ~$764K | Jan 9, 2024 | Sold as noticed Sold 5,017 at $152.28 on Jan 9 · $764K Form 4 | Filing · EDGAR |
| Nov 14, 2023 | 4,000 · ~$604K | Nov 14, 2023 | Sold as noticed Sold 4,000 at $151.10 on Nov 14 · $604K Form 4 | Filing · EDGAR |
| Oct 10, 2023 | 5,000 · ~$734K | Oct 9, 2023 | Sold as noticed Sold 5,000 at $146.78 on Oct 9 · $734K Form 4 | Filing · EDGAR |
| Sep 21, 2023 | 4,000 · ~$578K | Sep 21, 2023 | Sold as noticed Sold 4,000 at $144.50 on Sep 21 · $578K Form 4 | Filing · EDGAR |
| Splunk · E*Trade Financial · 10b5-1 plan adopted Apr 5, 2023 · 1 notice | ||||
| Jul 10, 2023 | 4,996 · ~$521K | Jul 10, 2023 | Sold as noticed Sold 4,996 in 2 sales, Jul 10 to Jul 10 · $521K Form 4 | Filing · EDGAR |
| Sales without a matching Form 144 · 34 sales No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt. | ||||
| — | — | — | Notice not machine-readable Splunk: Sold 2,000 at $101.04 on Mar 6, 2023 · $202K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,000 at $88.13 on Dec 5, 2022 · $88K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,000 at $87.57 on Sep 6, 2022 · $88K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 883 at $88.08 on Jun 16, 2022 · $78K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,588 at $112.25 on Mar 16, 2022 · $178K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 838 at $112.05 on Dec 16, 2021 · $94K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 837 at $151.02 on Sep 16, 2021 · $126K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 606 at $165.00 on Dec 17, 2020 · $100K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,211 at $155.40 on Dec 14, 2020 · $188K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 582 at $200.00 on Oct 6, 2020 · $116K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 300 at $186.68 on Sep 15, 2020 · $56K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,509 at $185.68 on Sep 15, 2020 · $280K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 503 at $184.69 on Sep 15, 2020 · $93K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 3,116 at $186.92 on Sep 14, 2020 · $582K | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 2,296 at $200.02 on Jul 1, 2020 · $459K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 142 at $177.34 on Jun 15, 2020 · $25K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 300 at $176.61 on Jun 15, 2020 · $53K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 580 at $175.00 on Jun 15, 2020 · $102K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 300 at $174.20 on Jun 15, 2020 · $52K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 970 at $172.98 on Jun 15, 2020 · $168K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 133 at $179.61 on Jun 12, 2020 · $24K | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 3,021 at $177.27 on Jun 11, 2020 · $536K | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,724 at $175.00 on May 22, 2020 · $302K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,724 at $165.00 on May 21, 2020 · $284K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 3,451 at $125.99 on Apr 9, 2020 · $435K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 4,332 at $126.87 on Mar 30, 2020 · $550K | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 306 at $150.00 on Dec 19, 2019 · $46K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,226 at $145.35 on Dec 12, 2019 · $178K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 2,105 at $146.49 on Dec 11, 2019 · $308K | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,131 at $150.00 on Nov 27, 2019 · $170K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,824 at $116.30 on Sep 12, 2019 · $212K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,328 at $115.23 on Jun 12, 2019 · $153K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 1,366 at $124.49 on Mar 13, 2019 · $170K (10b5-1 plan) | Filing · EDGAR |
| — | — | — | Notice not machine-readable Splunk: Sold 3,480 at $106.94 on Dec 12, 2018 · $372K (10b5-1 plan) | Filing · EDGAR |
Every transaction, by company
Each Form 3, 4 and 5 transaction in plain words, newest first.
How these figures work
Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.
Splunk SVP, CLO, global affairs & SEC · filings 2018 to 2024 · sold $10.1M · $3.2M noticed on Form 144
| Date | Transaction | Shares | Price | Value | Held after | Source |
|---|---|---|---|---|---|---|
| Mar 18, 2024 | Returned to the company | −72,509 | $157.00 | $11.4M | 127,644 direct | Filing · EDGAR |
| Mar 18, 2024 | Returned to the company | −89,602 | 38,042 direct | Filing · EDGAR | ||
| Mar 18, 2024 | Returned to the company | −9,380 | 28,662 direct | Filing · EDGAR | ||
| Mar 18, 2024 | Returned to the company | −28,662 | 0 direct | Filing · EDGAR | ||
| Mar 15, 2024 | Grant or award from the company | +85,141 | 200,153 direct | Filing · EDGAR | ||
| Mar 6, 2024 | Gift | −3,200 | 114,727 direct | Filing · EDGAR | ||
| Feb 27, 2024 | Grant or award from the company | +28,662 | 117,927 direct | Filing · EDGAR | ||
| Jan 9, 2024 | Sale under a 10b5-1 plan | −5,017 | $152.28 | $764K | 89,265 direct | Filing · EDGAR |
| Dec 19, 2023 | Grant or award from the company | +10,223 | 111,406 direct | Filing · EDGAR | ||
| Dec 19, 2023 | Grant or award from the company | +8,849 | 120,255 direct | Filing · EDGAR | ||
| Dec 19, 2023 | Shares withheld for tax or exercise price | −25,973 | $151.97 | $3.9M | 94,282 direct | Filing · EDGAR |
| Dec 10, 2023 | Shares withheld for tax or exercise price | −4,352 | $151.49 | $659K | 101,183 direct | Filing · EDGAR |
| Nov 14, 2023 | Sale under a 10b5-1 plan | −4,000 | $151.10 | $604K | 105,535 direct | Filing · EDGAR |
| Oct 9, 2023 | Sale under a 10b5-1 plan | −5,000 | $146.78 | $734K | 109,535 direct | Filing · EDGAR |
| Sep 21, 2023 | Sale under a 10b5-1 plan | −4,000 | $144.50 | $578K | 114,535 direct | Filing · EDGAR |
| Sep 10, 2023 | Shares withheld for tax or exercise price | −4,354 | $124.14 | $541K | 118,535 direct | Filing · EDGAR |
| Jul 10, 2023 | Sale under a 10b5-1 plan | −4,090 | $104.08 | $426K | 123,795 direct | Filing · EDGAR |
| Jul 10, 2023 | Sale under a 10b5-1 plan | −906 | $104.70 | $95K | 122,889 direct | Filing · EDGAR |
| Jun 10, 2023 | Shares withheld for tax or exercise price | −4,351 | $101.68 | $442K | 127,600 direct | Filing · EDGAR |
| Mar 16, 2023 | Grant or award from the company | +17,699 | 131,951 direct | Filing · EDGAR | ||
| Mar 15, 2023 | Grant or award from the company | +10,223 | 119,321 direct | Filing · EDGAR | ||
| Mar 15, 2023 | Shares withheld for tax or exercise price | −5,069 | $87.86 | $445K | 114,252 direct | Filing · EDGAR |
| Mar 10, 2023 | Shares withheld for tax or exercise price | −6,809 | $90.62 | $617K | 109,098 direct | Filing · EDGAR |
| Mar 6, 2023 | Sale under a 10b5-1 plan | −2,000 | $101.04 | $202K | 115,907 direct | Filing · EDGAR |
| Dec 10, 2022 | Shares withheld for tax or exercise price | −5,047 | $92.16 | $465K | 117,906 direct | Filing · EDGAR |
| Dec 5, 2022 | Sale under a 10b5-1 plan | −1,000 | $88.13 | $88K | 122,953 direct | Filing · EDGAR |
| Sep 10, 2022 | Shares withheld for tax or exercise price | −5,358 | $99.64 | $534K | 123,953 direct | Filing · EDGAR |
| Sep 6, 2022 | Sale under a 10b5-1 plan | −1,000 | $87.57 | $88K | 129,311 direct | Filing · EDGAR |
| Jun 16, 2022 | Sale under a 10b5-1 plan | −883 | $88.08 | $78K | 130,311 direct | Filing · EDGAR |
| Jun 10, 2022 | Shares withheld for tax or exercise price | −5,355 | $98.46 | $527K | 130,973 direct | Filing · EDGAR |
| Mar 24, 2022 | Grant or award from the company | +35,621 | 142,214 direct | Filing · EDGAR | ||
| Mar 24, 2022 | Shares withheld for tax or exercise price | −5,886 | $142.98 | $842K | 136,328 direct | Filing · EDGAR |
| Mar 16, 2022 | Sale under a 10b5-1 plan | −1,588 | $112.25 | $178K | 106,595 direct | Filing · EDGAR |
| Mar 10, 2022 | Shares withheld for tax or exercise price | −4,480 | $126.92 | $569K | 108,183 direct | Filing · EDGAR |
| Mar 9, 2022 | Grant or award from the company | +20,446 | 112,663 direct | Filing · EDGAR | ||
| Dec 20, 2021 | Gift | −1,000 | 92,217 direct | Filing · EDGAR | ||
| Dec 16, 2021 | Sale under a 10b5-1 plan | −838 | $112.05 | $94K | 93,217 direct | Filing · EDGAR |
| Dec 10, 2021 | Shares withheld for tax or exercise price | −3,704 | $110.84 | $411K | 94,054 direct | Filing · EDGAR |
| Sep 16, 2021 | Sale under a 10b5-1 plan | −837 | $151.02 | $126K | 97,758 direct | Filing · EDGAR |
| Sep 10, 2021 | Shares withheld for tax or exercise price | −3,703 | $153.85 | $570K | 98,595 direct | Filing · EDGAR |
| Jun 10, 2021 | Shares withheld for tax or exercise price | −4,012 | $120.54 | $484K | 102,144 direct | Filing · EDGAR |
| Mar 31, 2021 | Grant or award from the company | +31,274 | 110,033 direct | Filing · EDGAR | ||
| Mar 31, 2021 | Shares withheld for tax or exercise price | −3,877 | $135.48 | $525K | 106,156 direct | Filing · EDGAR |
| Mar 11, 2021 | Grant or award from the company | +14,138 | 78,759 direct | Filing · EDGAR | ||
| Mar 10, 2021 | Shares withheld for tax or exercise price | −3,388 | $133.91 | $454K | 64,621 direct | Filing · EDGAR |
| Dec 17, 2020 | Sale under a 10b5-1 plan | −606 | $165.00 | $100K | 68,009 direct | Filing · EDGAR |
| Dec 14, 2020 | Sale under a 10b5-1 plan | −1,211 | $155.40 | $188K | 68,615 direct | Filing · EDGAR |
| Dec 10, 2020 | Shares withheld for tax or exercise price | −2,983 | $153.49 | $458K | 69,826 direct | Filing · EDGAR |
| Oct 6, 2020 | Sale under a 10b5-1 plan | −582 | $200.00 | $116K | 72,809 direct | Filing · EDGAR |
| Sep 15, 2020 | Sale under a 10b5-1 plan | −503 | $184.69 | $93K | 75,200 direct | Filing · EDGAR |
| Sep 15, 2020 | Sale under a 10b5-1 plan | −1,509 | $185.68 | $280K | 73,691 direct | Filing · EDGAR |
| Sep 15, 2020 | Sale under a 10b5-1 plan | −300 | $186.68 | $56K | 73,391 direct | Filing · EDGAR |
| Sep 14, 2020 | Open-market or private sale | −3,116 | $186.92 | $582K | 75,703 direct | Filing · EDGAR |
| Jul 1, 2020 | Sale under a 10b5-1 plan | −2,296 | $200.02 | $459K | 78,819 direct | Filing · EDGAR |
| Jun 15, 2020 | Sale under a 10b5-1 plan | −970 | $172.98 | $168K | 82,437 direct | Filing · EDGAR |
| Jun 15, 2020 | Sale under a 10b5-1 plan | −300 | $174.20 | $52K | 82,137 direct | Filing · EDGAR |
| Jun 15, 2020 | Sale under a 10b5-1 plan | −580 | $175.00 | $102K | 81,557 direct | Filing · EDGAR |
| Jun 15, 2020 | Sale under a 10b5-1 plan | −300 | $176.61 | $53K | 81,257 direct | Filing · EDGAR |
| Jun 15, 2020 | Sale under a 10b5-1 plan | −142 | $177.34 | $25K | 81,115 direct | Filing · EDGAR |
| Jun 12, 2020 | Open-market or private sale | −133 | $179.61 | $24K | 83,236 direct | Filing · EDGAR |
21 earlier transactions are in the filing list below.
All 64 Forms 3, 4, 5 and 144
| Filed | Form | Company | Links |
|---|---|---|---|
| Sep 16, 2026 | Form 4 | Okta OKTA | Filing · EDGAR |
| Aug 13, 2026 | Form 3 | Okta OKTA | Filing · EDGAR |
| Mar 19, 2024 | Form 4 | Splunk | Filing · EDGAR |
| Mar 8, 2024 | Form 4 | Splunk | Filing · EDGAR |
| Feb 29, 2024 | Form 4 | Splunk | Filing · EDGAR |
| Jan 11, 2024 | Form 4 | Splunk | Filing · EDGAR |
| Jan 9, 2024 | Form 144 | Splunk | Filing · EDGAR |
| Dec 21, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Dec 12, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Nov 16, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Nov 14, 2023 | Form 144 | Splunk | Filing · EDGAR |
| Oct 11, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Oct 10, 2023 | Form 144 | Splunk | Filing · EDGAR |
| Sep 25, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Sep 21, 2023 | Form 144 | Splunk | Filing · EDGAR |
| Sep 12, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Jul 11, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Jul 10, 2023 | Form 144 | Splunk | Filing · EDGAR |
| Jun 13, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Mar 20, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Mar 17, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Mar 14, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Mar 8, 2023 | Form 4 | Splunk | Filing · EDGAR |
| Dec 13, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Dec 7, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Sep 13, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Sep 8, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Jun 21, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Jun 14, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Mar 28, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Mar 18, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Mar 11, 2022 | Form 4 | Splunk | Filing · EDGAR |
| Dec 20, 2021 | Form 4 | Splunk | Filing · EDGAR |
| Dec 14, 2021 | Form 4 | Splunk | Filing · EDGAR |
| Sep 20, 2021 | Form 4 | Splunk | Filing · EDGAR |
| Sep 14, 2021 | Form 4 | Splunk | Filing · EDGAR |
| Jun 14, 2021 | Form 4 | Splunk | Filing · EDGAR |
| Apr 2, 2021 | Form 4 | Splunk | Filing · EDGAR |
| Mar 12, 2021 | Form 4 | Splunk | Filing · EDGAR |
| Dec 18, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Dec 14, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Oct 8, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Sep 17, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Sep 14, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Jul 6, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Jun 17, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Jun 12, 2020 | Form 4 | Splunk | Filing · EDGAR |
| May 27, 2020 | Form 4 | Splunk | Filing · EDGAR |
| May 21, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Apr 10, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Mar 30, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Mar 16, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Mar 12, 2020 | Form 4 | Splunk | Filing · EDGAR |
| Dec 20, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Dec 13, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Dec 2, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Sep 12, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Jun 17, 2019 | Form 4/A | Splunk | Filing · EDGAR |
| Jun 12, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Mar 25, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Mar 15, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Mar 12, 2019 | Form 4 | Splunk | Filing · EDGAR |
| Dec 12, 2018 | Form 4 | Splunk | Filing · EDGAR |
| Sep 21, 2018 | Form 3 | Splunk | Filing · EDGAR |
Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.
Data on this page was fetched . The filing on SEC.gov is the record.