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Person · CIK 1966598

Neil J Fernandes

Senior Vice President at Lam Research

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$15.2M
Noticed on Form 144$10.5M
Bought on Form 4$0
Companies1

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
Lam Research LRCXCommon StockDirectly58,470Jun 1, 2026 · Filing · EDGAR
Lam Research LRCXCommon StockBy 401(k)1,015.4Jun 1, 2026 · Filing · EDGAR
Lam Research LRCXMarket-based Performance Restricted Stock Unit
into Common Stock
Directly10,113Feb 27, 2026 · Filing · EDGAR

Sold and noticed by quarter

Neil J Fernandes: dollars sold on Form 4 and noticed on Form 144 per quarter, Q1 2024 to Q4 2026$7M$0Q1 2024: $1.8M noticed on Form 144Q1 2024: $1.8M sold on Form 4Q2 2024: $0 noticed on Form 144Q2 2024: $4.7M sold on Form 4Q3 2024: $1.7M noticed on Form 144Q3 2024: $1.7M sold on Form 4Q4 2024: $0 noticed on Form 144Q4 2024: $0 sold on Form 4Q1 2025: $0 noticed on Form 144Q1 2025: $0 sold on Form 4Q2 2025: $0 noticed on Form 144Q2 2025: $0 sold on Form 4Q3 2025: $0 noticed on Form 144Q3 2025: $0 sold on Form 4Q4 2025: $0 noticed on Form 144Q4 2025: $0 sold on Form 4Q1 2026: $0 noticed on Form 144Q1 2026: $0 sold on Form 4Q2 2026: $7M noticed on Form 144Q2 2026: $7M sold on Form 4Q3 2026: $0 noticed on Form 144Q3 2026: $0 sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q1 2024Q4 2024Q3 2025Q2 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)
Q2 2026$7M$7M
Q3 2024$1.7M$1.7M
Q2 2024$4.7M—
Q1 2024$1.8M$1.8M

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
Lam Research LRCX · Fidelity Brokerage Services · 10b5-1 plan adopted Nov 17, 2025 · 2 notices
Jun 1, 20267,659 · ~$2.4MJun 1, 2026Sold as noticed Sold 7,659 at $309.60 on Jun 1 · $2.4M Form 4Filing · EDGAR
May 1, 202618,170 · ~$4.6MMay 1, 2026Sold as noticed Sold 18,170 at $255.14 on May 1 · $4.6M Form 4Filing · EDGAR
Lam Research LRCX · Fidelity Brokerage Services · 10b5-1 plan adopted Feb 23, 2024 · 1 notice
Jul 12, 20241,620 · ~$1.7MJul 12, 2024Sold as noticed Sold 1,620 at $1,056.99 on Jul 12 · $1.7M Form 4Filing · EDGAR
Lam Research LRCX · Fidelity Brokerage Services · No 10b5-1 plan stated · 1 notice
Feb 1, 20242,161 · ~$1.8MFeb 1, 2024Sold as noticed Sold 2,161 at $828.33 on Feb 1 · $1.8M Form 4Filing · EDGAR
Sales without a matching Form 144 · 1 sale
No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
———Sold without notice Lam Research (LRCX): Sold 4,409 at $1,055.76 on Jun 27, 2024 · $4.7M (10b5-1 plan)Filing · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Lam Research LRCX Senior Vice President · filings 2023 to 2026 · sold $15.2M · $10.5M noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Jun 1, 2026Sale under a 10b5-1 plan−7,659$309.60$2.4M58,470 directFiling · EDGAR
May 1, 2026Sale under a 10b5-1 plan−18,170$255.14$4.6M66,129 directFiling · EDGAR
Feb 27, 2026Grant or award from the company+8,274101,042 directFiling · EDGAR
Feb 27, 2026Shares withheld for tax or exercise price−10,694$233.89$2.5M90,348 directFiling · EDGAR
Feb 27, 2026Shares withheld for tax or exercise price−1,298$233.89$304K89,050 directFiling · EDGAR
Feb 27, 2026Shares withheld for tax or exercise price−1,809$233.89$423K87,241 directFiling · EDGAR
Feb 27, 2026Shares withheld for tax or exercise price−3,290$233.89$769K83,951 directFiling · EDGAR
Feb 27, 2026Grant or award from the company
Market-based Performance Restricted Stock Unit
+10,11310,113 directFiling · EDGAR
Feb 3, 2026Option or RSU exercised or converted+21,57092,768 directFiling · EDGAR
Feb 3, 2026Option or RSU exercised or converted
Market-based Performance Restricted Stock Unit
−14,3800 directFiling · EDGAR
Feb 28, 2025Grant or award from the company+19,91377,090 directFiling · EDGAR
Feb 28, 2025Shares withheld for tax or exercise price−1,725$76.74$132K75,365 directFiling · EDGAR
Feb 28, 2025Shares withheld for tax or exercise price−1,398$76.74$107K73,967 directFiling · EDGAR
Feb 28, 2025Shares withheld for tax or exercise price−1,294$76.74$99K72,673 directFiling · EDGAR
Feb 28, 2025Shares withheld for tax or exercise price−1,809$76.74$139K70,864 directFiling · EDGAR
Feb 28, 2025Grant or award from the company
Market-based Performance Restricted Stock Unit
+24,33924,339 directFiling · EDGAR
Feb 4, 2025Option or RSU exercised or converted+4,80557,177 directFiling · EDGAR
Feb 4, 2025Option or RSU exercised or converted
Market-based Performance Restricted Stock Unit
−8,4400 directFiling · EDGAR
Jul 12, 2024Sale under a 10b5-1 plan−1,620$1,056.99$1.7M5,237 directFiling · EDGAR
Jun 27, 2024Sale under a 10b5-1 plan−4,409$1,055.76$4.7M6,857 directFiling · EDGAR
Mar 1, 2024Grant or award from the company+1,09512,091 directFiling · EDGAR
Mar 1, 2024Shares withheld for tax or exercise price−448$981.53$440K11,643 directFiling · EDGAR
Mar 1, 2024Shares withheld for tax or exercise price−150$981.53$147K11,493 directFiling · EDGAR
Mar 1, 2024Shares withheld for tax or exercise price−139$981.53$136K11,354 directFiling · EDGAR
Mar 1, 2024Shares withheld for tax or exercise price−129$981.53$127K11,225 directFiling · EDGAR
Mar 1, 2024Grant or award from the company
Market-based Performance Restricted Stock Unit
+2,0092,009 directFiling · EDGAR
Mar 1, 2024Grant or award from the company
Employee Stock Option (Right to Buy)
+1,6411,641 directFiling · EDGAR
Feb 6, 2024Option or RSU exercised or converted+1,08810,996 directFiling · EDGAR
Feb 6, 2024Option or RSU exercised or converted
Market-based Performance Restricted Stock Unit
−9080 directFiling · EDGAR
Feb 1, 2024Open-market or private sale−2,161$828.33$1.8M9,908 directFiling · EDGAR
Mar 2, 2023Shares withheld for tax or exercise price−535$489.98$262K12,200 directFiling · EDGAR
Mar 2, 2023Shares withheld for tax or exercise price−191$489.98$94K12,009 directFiling · EDGAR
Mar 1, 2023Grant or award from the company+78412,936 directFiling · EDGAR
Mar 1, 2023Shares withheld for tax or exercise price−104$490.92$51K12,832 directFiling · EDGAR
Mar 1, 2023Shares withheld for tax or exercise price−97$490.92$48K12,735 directFiling · EDGAR
Mar 1, 2023Grant or award from the company
Market-based Performance Restricted Stock Unit
+1,4381,438 directFiling · EDGAR
Mar 1, 2023Grant or award from the company
Employee Stock Option (Right to Buy)
+1,1761,176 directFiling · EDGAR
All 17 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Jun 2, 2026Form 4Lam Research LRCXFiling · EDGAR
Jun 1, 2026Form 144Lam Research LRCXFiling · EDGAR
May 4, 2026Form 4Lam Research LRCXFiling · EDGAR
May 1, 2026Form 144Lam Research LRCXFiling · EDGAR
Mar 2, 2026Form 4Lam Research LRCXFiling · EDGAR
Feb 5, 2026Form 4Lam Research LRCXFiling · EDGAR
Mar 4, 2025Form 4Lam Research LRCXFiling · EDGAR
Feb 6, 2025Form 4Lam Research LRCXFiling · EDGAR
Jul 15, 2024Form 4Lam Research LRCXFiling · EDGAR
Jul 12, 2024Form 144Lam Research LRCXFiling · EDGAR
Jul 1, 2024Form 4Lam Research LRCXFiling · EDGAR
Mar 5, 2024Form 4Lam Research LRCXFiling · EDGAR
Feb 8, 2024Form 4Lam Research LRCXFiling · EDGAR
Feb 2, 2024Form 4Lam Research LRCXFiling · EDGAR
Feb 1, 2024Form 144Lam Research LRCXFiling · EDGAR
Mar 3, 2023Form 4Lam Research LRCXFiling · EDGAR
Mar 2, 2023Form 3Lam Research LRCXFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.

Data on this page was fetched . The filing on SEC.gov is the record.