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Person · CIK 1596915

Kanwardev Raja Singh Bal

SVP Chief Accounting Officer at indie Semiconductor

Earlier: GT Advanced Technologies

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$603K
Noticed on Form 144$420K
Bought on Form 4$0
Companies2

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
indie Semiconductor INDIClass A Common StockDirectly77,694Mar 10, 2025 · Filing · EDGAR
indie Semiconductor INDIPerformance-based Restricted Stock Units
into Class A Common Stock
Directly6,250Mar 6, 2025 · Filing · EDGAR
indie Semiconductor INDIRestricted Stock Units
into Class A Common Stock
Directly1,443Mar 9, 2025 · Filing · EDGAR
GT Advanced TechnologiesRestricted Stock Unit
into Common Stock, par value $.01
Directly45,000Jan 13, 2014 · Filing · EDGAR

Sold and noticed by quarter

Kanwardev Raja Singh Bal: dollars sold on Form 4 and noticed on Form 144 per quarter, Q1 2023 to Q4 2026$427K$0Q1 2023: notice not machine-readableQ1 2023: $166K sold on Form 4Q2 2023: $0 noticed on Form 144Q2 2023: $0 sold on Form 4Q3 2023: $0 noticed on Form 144Q3 2023: $0 sold on Form 4Q4 2023: $420K noticed on Form 144Q4 2023: $427K sold on Form 4Q1 2024: $0 noticed on Form 144Q1 2024: $0 sold on Form 4Q2 2024: $0 noticed on Form 144Q2 2024: $0 sold on Form 4Q3 2024: $0 noticed on Form 144Q3 2024: $0 sold on Form 4Q4 2024: $0 noticed on Form 144Q4 2024: $0 sold on Form 4Q1 2025: $0 noticed on Form 144Q1 2025: $10K sold on Form 4Q2 2025: $0 noticed on Form 144Q2 2025: $0 sold on Form 4Q3 2025: $0 noticed on Form 144Q3 2025: $0 sold on Form 4Q4 2025: $0 noticed on Form 144Q4 2025: $0 sold on Form 4Q1 2026: $0 noticed on Form 144Q1 2026: $0 sold on Form 4Q2 2026: $0 noticed on Form 144Q2 2026: $0 sold on Form 4Q3 2026: $0 noticed on Form 144Q3 2026: $0 sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q1 2023Q1 2024Q1 2025Q1 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)
Q1 2025$10K—
Q4 2023$427K$420K
Q1 2023$166KNot machine-readable

Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
indie Semiconductor INDI · Morgan Stanley Smith Barney · No 10b5-1 plan stated · 1 notice
Dec 15, 20238,429 · ~$69KDec 15, 2023Sold as noticed Sold 8,429 at $8.13 on Dec 15 · $69K Form 4Filing · EDGAR
indie Semiconductor INDI · Morgan Stanley Smith Barney · 10b5-1 plan adopted Jun 16, 2023 · 1 notice
Dec 14, 202344,718 · ~$352KDec 14, 2023Sold as noticed Sold 44,718 at $8.01 on Dec 14 · $358K Form 4Filing · EDGAR
Sales without a matching Form 144 · 3 sales
No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
———Sold without notice indie Semiconductor (INDI): Sold 661 at $2.85 on Mar 10, 2025 · $2KFiling · EDGAR
———Sold without notice indie Semiconductor (INDI): Sold 2,812 at $2.90 on Mar 7, 2025 · $8KFiling · EDGAR
———Notice not machine-readable indie Semiconductor (INDI): Sold 19,507 at $8.53 on Feb 3, 2023 · $166K (10b5-1 plan)Filing · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

indie Semiconductor INDI SVP Chief Accounting Officer · filings 2022 to 2025 · sold $603K · $420K noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Mar 10, 2025Open-market or private sale−661$2.85$2K77,694 directFiling · EDGAR
Mar 9, 2025Option or RSU exercised or converted+1,44278,355 directFiling · EDGAR
Mar 9, 2025Option or RSU exercised or converted
Restricted Stock Units
−1,4421,443 directFiling · EDGAR
Mar 7, 2025Open-market or private sale−2,812$2.90$8K76,913 directFiling · EDGAR
Mar 6, 2025Option or RSU exercised or converted+6,25079,725 directFiling · EDGAR
Mar 6, 2025Grant or award from the company
Performance-based Restricted Stock Units
+12,50012,500 directFiling · EDGAR
Mar 6, 2025Option or RSU exercised or converted
Performance-based Restricted Stock Units
−6,2506,250 directFiling · EDGAR
Mar 3, 2025Shares withheld for tax or exercise price−5,631$2.95$17K73,475 directFiling · EDGAR
Mar 1, 2025Option or RSU exercised or converted+12,50079,106 directFiling · EDGAR
Mar 1, 2025Option or RSU exercised or converted
Restricted Stock Units
−12,50012,500 directFiling · EDGAR
Jan 14, 2025Shares withheld for tax or exercise price−12,689$4.01$51K66,606 directFiling · EDGAR
Jan 13, 2025Option or RSU exercised or converted+25,00079,295 directFiling · EDGAR
Jan 13, 2025Option or RSU exercised or converted
Restricted Stock Units
−25,00075,000 directFiling · EDGAR
Jan 6, 2025Shares withheld for tax or exercise price−4,760$4.69$22K54,295 directFiling · EDGAR
Jan 3, 2025Option or RSU exercised or converted+9,37559,055 directFiling · EDGAR
Jan 3, 2025Option or RSU exercised or converted
Restricted Stock Units
−9,37518,750 directFiling · EDGAR
Oct 14, 2024Shares withheld for tax or exercise price−31,553$3.68$116K49,680 directFiling · EDGAR
Oct 12, 2024Option or RSU exercised or converted+69,50081,233 directFiling · EDGAR
Oct 12, 2024Option or RSU exercised or converted
Phantom Awards
−69,5000 directFiling · EDGAR
Sep 3, 2024Shares withheld for tax or exercise price−5,943$3.87$23K11,733 directFiling · EDGAR
Aug 31, 2024Option or RSU exercised or converted+12,50017,676 directFiling · EDGAR
Aug 31, 2024Option or RSU exercised or converted
Restricted Stock Units
−12,50025,000 directFiling · EDGAR
Jun 28, 2024Grant or award from the company
Restricted Stock Units
+200,000200,000 directFiling · EDGAR
Jun 19, 2024Grant or award from the company
Restricted Stock Units
+25,00025,000 directFiling · EDGAR
Mar 11, 2024Shares withheld for tax or exercise price−734$6.88$5K5,176 directFiling · EDGAR
Mar 9, 2024Option or RSU exercised or converted+1,4425,910 directFiling · EDGAR
Mar 9, 2024Option or RSU exercised or converted
Restricted Stock Units
−1,4422,885 directFiling · EDGAR
Jan 13, 2024Grant or award from the company
Restricted Stock Units
+100,000100,000 directFiling · EDGAR
Jan 13, 2024Grant or award from the company
Performance-based Restricted Stock Units
+200,000200,000 directFiling · EDGAR
Jan 4, 2024Shares withheld for tax or exercise price−4,907$7.04$35K4,468 directFiling · EDGAR
Jan 3, 2024Option or RSU exercised or converted+9,3759,375 directFiling · EDGAR
Jan 3, 2024Option or RSU exercised or converted
Restricted Stock Units
−9,37528,125 directFiling · EDGAR
Dec 15, 2023Open-market or private sale−8,429$8.13$69K0 directFiling · EDGAR
Dec 14, 2023Sale under a 10b5-1 plan−44,718$8.01$358K8,429 directFiling · EDGAR
Dec 4, 2023Shares withheld for tax or exercise price−3,799$7.34$28K53,147 directFiling · EDGAR
Dec 1, 2023Option or RSU exercised or converted+8,40856,946 directFiling · EDGAR
Dec 1, 2023Grant or award from the company
Restricted Stock Units
+8,4088,408 directFiling · EDGAR
Dec 1, 2023Option or RSU exercised or converted
Restricted Stock Units
−8,4080 directFiling · EDGAR
Oct 13, 2023Shares withheld for tax or exercise price−31,667$4.97$157K48,538 directFiling · EDGAR
Oct 12, 2023Option or RSU exercised or converted+69,50180,205 directFiling · EDGAR
Oct 12, 2023Option or RSU exercised or converted
Phantom Awards
−69,50169,500 directFiling · EDGAR
Sep 1, 2023Shares withheld for tax or exercise price−5,616$6.71$38K10,704 directFiling · EDGAR
Aug 31, 2023Option or RSU exercised or converted+12,50016,320 directFiling · EDGAR
Aug 31, 2023Option or RSU exercised or converted
Restricted Stock Units
−12,50037,500 directFiling · EDGAR
Apr 10, 2023Shares withheld for tax or exercise price−3,183$8.95$28K3,820 directFiling · EDGAR
Apr 7, 2023Option or RSU exercised or converted+6,2877,003 directFiling · EDGAR
Apr 7, 2023Grant or award from the company
Restricted Stock Units
+6,2876,287 directFiling · EDGAR
Apr 7, 2023Option or RSU exercised or converted
Restricted Stock Units
−6,2870 directFiling · EDGAR
Mar 10, 2023Shares withheld for tax or exercise price−726$10.43$8K716 directFiling · EDGAR
Mar 9, 2023Option or RSU exercised or converted+1,4421,442 directFiling · EDGAR
Mar 9, 2023Option or RSU exercised or converted
Restricted Stock Units
−1,4424,327 directFiling · EDGAR
Feb 3, 2023Sale under a 10b5-1 plan−19,507$8.53$166K0 directFiling · EDGAR
Jan 3, 2023Grant or award from the company
Restricted Stock Units
+37,50037,500 directFiling · EDGAR
Jan 3, 2023Grant or award from the company
Performance-based Restricted Stock Units
+50,00050,000 directFiling · EDGAR

GT Advanced Technologies VP, Controller, PAO · filings 2014 to 2014

DateTransactionSharesPriceValueHeld afterSource
Jan 13, 2014Grant or award from the company
Restricted Stock Unit
+45,00045,000 directFiling · EDGAR
All 24 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Mar 10, 2025Form 4indie Semiconductor INDIFiling · EDGAR
Mar 4, 2025Form 4indie Semiconductor INDIFiling · EDGAR
Jan 15, 2025Form 4indie Semiconductor INDIFiling · EDGAR
Jan 7, 2025Form 4indie Semiconductor INDIFiling · EDGAR
Oct 16, 2024Form 4indie Semiconductor INDIFiling · EDGAR
Sep 4, 2024Form 4indie Semiconductor INDIFiling · EDGAR
Jul 2, 2024Form 4indie Semiconductor INDIFiling · EDGAR
Jun 21, 2024Form 4indie Semiconductor INDIFiling · EDGAR
Mar 12, 2024Form 4indie Semiconductor INDIFiling · EDGAR
Jan 16, 2024Form 4indie Semiconductor INDIFiling · EDGAR
Jan 5, 2024Form 4indie Semiconductor INDIFiling · EDGAR
Dec 18, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Dec 15, 2023Form 144indie Semiconductor INDIFiling · EDGAR
Dec 14, 2023Form 144indie Semiconductor INDIFiling · EDGAR
Dec 5, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Oct 16, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Sep 5, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Apr 11, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Mar 13, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Feb 7, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Jan 5, 2023Form 4indie Semiconductor INDIFiling · EDGAR
Dec 9, 2022Form 3indie Semiconductor INDIFiling · EDGAR
Jan 15, 2014Form 4GT Advanced TechnologiesFiling · EDGAR
Jan 15, 2014Form 3GT Advanced TechnologiesFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.

Data on this page was fetched . The filing on SEC.gov is the record.