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Person · CIK 1386987

J Kevin McCarthy

SEVP & General Counsel at Bank of New York Mellon

Earlier: Cowen Holdings

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$21.5M
Noticed on Form 144$14.1M
Bought on Form 4$27K
Companies2

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
Bank of New York Mellon BKCommon StockDirectly49,988.61Aug 5, 2026 · Filing · EDGAR

Sold and noticed by quarter

J Kevin McCarthy: dollars sold on Form 4 and noticed on Form 144 per quarter, Q1 2021 to Q4 2026$4.1M$0Q1 2021: notice not machine-readableQ1 2021: $1.3M sold on Form 4Q2 2021: notice not machine-readableQ2 2021: $2.3M sold on Form 4Q3 2021: $0 noticed on Form 144Q3 2021: $0 sold on Form 4Q4 2021: $0 noticed on Form 144Q4 2021: $0 sold on Form 4Q1 2022: $0 noticed on Form 144Q1 2022: $0 sold on Form 4Q2 2022: $0 noticed on Form 144Q2 2022: $0 sold on Form 4Q3 2022: $0 noticed on Form 144Q3 2022: $0 sold on Form 4Q4 2022: notice not machine-readableQ4 2022: $787K sold on Form 4Q1 2023: $0 noticed on Form 144Q1 2023: $0 sold on Form 4Q2 2023: $0 noticed on Form 144Q2 2023: $0 sold on Form 4Q3 2023: $1.6M noticed on Form 144Q3 2023: $1.6M sold on Form 4Q4 2023: $0 noticed on Form 144Q4 2023: $0 sold on Form 4Q1 2024: $0 noticed on Form 144Q1 2024: $0 sold on Form 4Q2 2024: $2.2M noticed on Form 144Q2 2024: $2.2M sold on Form 4Q3 2024: $0 noticed on Form 144Q3 2024: $0 sold on Form 4Q4 2024: $1.9M noticed on Form 144Q4 2024: $1.9M sold on Form 4Q1 2025: $0 noticed on Form 144Q1 2025: $0 sold on Form 4Q2 2025: $2.4M noticed on Form 144Q2 2025: $2.4M sold on Form 4Q3 2025: $2M noticed on Form 144Q3 2025: $2M sold on Form 4Q4 2025: $0 noticed on Form 144Q4 2025: $0 sold on Form 4Q1 2026: $0 noticed on Form 144Q1 2026: $0 sold on Form 4Q2 2026: $4M noticed on Form 144Q2 2026: $4.1M sold on Form 4Q3 2026: $0 noticed on Form 144Q3 2026: $0 sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q1 2021Q2 2022Q3 2023Q4 2024Q1 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)Bought (Form 4)
Q2 2026$4.1M$4M—
Q3 2025$2M$2M—
Q2 2025$2.4M$2.4M—
Q4 2024$1.9M$1.9M—
Q2 2024$2.2M$2.2M—
Q3 2023$1.6M$1.6M—
Q4 2022$787KNot machine-readable—
Q2 2021$2.3MNot machine-readable—
Q1 2021$1.3MNot machine-readable—
Q2 2020$351KNot machine-readable—
Q2 2019$1.2MNot machine-readable—
Q2 2018$838KNot machine-readable—
Q2 2017$476KNot machine-readable—
Q2 2008——$8K
Q1 2008——$7K
Q4 2007——$5K
Q3 2007——$6K

Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
Bank of New York Mellon BK · UBS Financial Services · No 10b5-1 plan stated · 6 notices
Apr 17, 202630,000 · ~$4MApr 17, 2026Sold as noticed Sold 30,000 at $136.50 on Apr 17 · $4.1M Form 4Filing · EDGAR
Jul 22, 202520,000 · ~$2MJul 22, 2025Sold as noticed Sold 20,000 at $98.45 on Jul 22 · $2M Form 4Filing · EDGAR
Apr 29, 202530,000 · ~$2.4MApr 29, 2025Sold as noticed Sold 30,000 at $79.03 on Apr 29 · $2.4M Form 4Filing · EDGAR
Oct 15, 202425,000 · ~$1.9MOct 15, 2024Sold as noticed Sold 25,000 at $76.31 on Oct 15 · $1.9M Form 4Filing · EDGAR
Apr 19, 202440,000 · ~$2.2MApr 19, 2024Sold as noticed Sold 40,000 at $56.15 on Apr 19 · $2.2M Form 4Filing · EDGAR
Jul 19, 202335,000 · ~$1.6MJul 19, 2023Sold as noticed Sold 35,000 at $46.33 on Jul 19 · $1.6M Form 4Filing · EDGAR
Sales without a matching Form 144 · 9 sales
No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
———Notice not machine-readable Bank of New York Mellon (BK): Sold 20,000 at $39.37 on Oct 19, 2022 · $787KFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 12,500 at $51.65 on May 6, 2021 · $646KFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 35,000 at $46.79 on Apr 19, 2021 · $1.6MFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 16,290 at $42.15 on Feb 10, 2021 · $687KFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 14,188 at $42.16 on Feb 10, 2021 · $598KFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 10,000 at $35.12 on May 8, 2020 · $351KFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 25,000 at $49.43 on Apr 30, 2019 · $1.2MFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 15,000 at $55.89 on Apr 23, 2018 · $838KFiling · EDGAR
———Notice not machine-readable Bank of New York Mellon (BK): Sold 10,000 at $47.64 on Apr 24, 2017 · $476KFiling · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Bank of New York Mellon BK Sevp & General Counsel · filings 2014 to 2026 · sold $21.5M · $14.1M noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Aug 5, 2026Gift−24949,988.61 directFiling · EDGAR
Apr 17, 2026Open-market or private sale−30,000$136.50$4.1M50,237.61 directFiling · EDGAR
Feb 23, 2026Grant or award from the company+52,501109,271.61 directFiling · EDGAR
Feb 23, 2026Shares withheld for tax or exercise price−29,034$115.54$3.4M80,237.61 directFiling · EDGAR
Feb 15, 2026Shares withheld for tax or exercise price−5,413$117.74$637K65,502.61 directFiling · EDGAR
Feb 15, 2026Shares withheld for tax or exercise price−5,202$117.74$612K60,300.61 directFiling · EDGAR
Feb 15, 2026Shares withheld for tax or exercise price−3,530$117.74$416K56,770.61 directFiling · EDGAR
Feb 2, 2026Grant or award from the company+16,65270,915.61 directFiling · EDGAR
Jul 22, 2025Open-market or private sale−20,000$98.45$2M35,114.61 directFiling · EDGAR
Apr 29, 2025Open-market or private sale−30,000$79.03$2.4M55,114.61 directFiling · EDGAR
Feb 26, 2025Grant or award from the company+43,781.8106,436.61 directFiling · EDGAR
Feb 26, 2025Shares withheld for tax or exercise price−21,322$86.34$1.8M85,114.61 directFiling · EDGAR
Feb 15, 2025Shares withheld for tax or exercise price−3,308$87.84$291K72,453.81 directFiling · EDGAR
Feb 15, 2025Shares withheld for tax or exercise price−4,997$87.84$439K67,456.81 directFiling · EDGAR
Feb 15, 2025Shares withheld for tax or exercise price−4,802$87.84$422K62,654.81 directFiling · EDGAR
Feb 3, 2025Grant or award from the company+19,14975,764.81 directFiling · EDGAR
Oct 15, 2024Open-market or private sale−25,000$76.31$1.9M75,403.81 directFiling · EDGAR
Apr 19, 2024Open-market or private sale−40,000$56.15$2.2M100,403.81 directFiling · EDGAR
Feb 23, 2024Grant or award from the company+53,960.8167,951.81 directFiling · EDGAR
Feb 23, 2024Shares withheld for tax or exercise price−27,548$55.64$1.5M140,403.81 directFiling · EDGAR
Feb 15, 2024Shares withheld for tax or exercise price−3,308$55.29$183K118,989.01 directFiling · EDGAR
Feb 15, 2024Shares withheld for tax or exercise price−4,998$55.29$276K113,991.01 directFiling · EDGAR
Feb 8, 2024Shares withheld for tax or exercise price−4,022$55.11$222K122,297.01 directFiling · EDGAR
Feb 1, 2024Grant or award from the company+28,217126,319.01 directFiling · EDGAR
Jul 19, 2023Open-market or private sale−35,000$46.33$1.6M98,102.01 directFiling · EDGAR
Feb 24, 2023Grant or award from the company+24,848.45145,788.01 directFiling · EDGAR
Feb 24, 2023Shares withheld for tax or exercise price−12,686$50.46$640K133,102.01 directFiling · EDGAR
Feb 15, 2023Shares withheld for tax or exercise price−3,309$51.77$171K120,939.57 directFiling · EDGAR
Feb 13, 2023Grant or award from the company+29,365124,248.57 directFiling · EDGAR
Feb 10, 2023Shares withheld for tax or exercise price−1,600$51.40$82K104,134.57 directFiling · EDGAR
Feb 10, 2023Shares withheld for tax or exercise price−9,251$51.40$476K94,883.57 directFiling · EDGAR
Feb 8, 2023Shares withheld for tax or exercise price−2,951$51.78$153K105,734.57 directFiling · EDGAR
Oct 19, 2022Open-market or private sale−20,000$39.37$787K108,685.57 directFiling · EDGAR
Feb 18, 2022Grant or award from the company+13,571.43128,685.57 directFiling · EDGAR
Feb 11, 2022Shares withheld for tax or exercise price−2,125$62.33$132K115,010.14 directFiling · EDGAR
Feb 10, 2022Shares withheld for tax or exercise price−1,600$63.47$102K117,135.14 directFiling · EDGAR
Feb 8, 2022Shares withheld for tax or exercise price−2,917$63.62$186K118,735.14 directFiling · EDGAR
Feb 7, 2022Grant or award from the company+19,438121,652.14 directFiling · EDGAR
May 6, 2021Open-market or private sale−12,500$51.65$646K102,214.14 directFiling · EDGAR
Apr 19, 2021Open-market or private sale−35,000$46.79$1.6M114,714.14 directFiling · EDGAR
Feb 26, 2021Grant or award from the company+11,667.96151,969.14 directFiling · EDGAR
Feb 26, 2021Shares withheld for tax or exercise price−2,255$42.16$95K149,714.14 directFiling · EDGAR
Feb 11, 2021Shares withheld for tax or exercise price−1,693$42.13$71K140,301.17 directFiling · EDGAR
Feb 10, 2021Option or RSU exercised or converted+14,188$30.13$427K157,689.17 directFiling · EDGAR
Feb 10, 2021Open-market or private sale−14,188$42.16$598K143,501.17 directFiling · EDGAR
Feb 10, 2021Option or RSU exercised or converted+16,290$22.03$359K159,791.17 directFiling · EDGAR
Feb 10, 2021Open-market or private sale−16,290$42.15$687K143,501.17 directFiling · EDGAR
Feb 10, 2021Shares withheld for tax or exercise price−1,507$41.74$63K141,994.17 directFiling · EDGAR
Feb 10, 2021Option or RSU exercised or converted
2/24/2011 Stock Options
−14,1880 directFiling · EDGAR
Feb 10, 2021Option or RSU exercised or converted
2/23/2012 Stock Options
−16,2900 directFiling · EDGAR
Feb 8, 2021Grant or award from the company+23,631143,501.17 directFiling · EDGAR
May 8, 2020Open-market or private sale−10,000$35.12$351K119,870.17 directFiling · EDGAR
Feb 26, 2020Shares withheld for tax or exercise price−2,255$41.37$93K129,870.17 directFiling · EDGAR
Feb 20, 2020Grant or award from the company+10,473.09132,125.17 directFiling · EDGAR
Feb 16, 2020Shares withheld for tax or exercise price−3,521$45.90$162K121,652.08 directFiling · EDGAR
Feb 11, 2020Shares withheld for tax or exercise price−1,755$46.42$81K125,173.08 directFiling · EDGAR
Feb 10, 2020Grant or award from the company+13,308106,726.08 directFiling · EDGAR
Feb 10, 2020Grant or award from the company+20,202126,928.08 directFiling · EDGAR
Apr 30, 2019Open-market or private sale−25,000$49.43$1.2M93,418.08 directFiling · EDGAR
Feb 26, 2019Shares withheld for tax or exercise price−2,255$53.04$120K118,418.08 directFiling · EDGAR

23 earlier transactions are in the filing list below.

Cowen Holdings General Counsel · filings 2007 to 2009 · bought $27K

DateTransactionSharesPriceValueHeld afterSource
Nov 2, 2009Returned to the company−26,328$0.01$2630 directFiling · EDGAR
Feb 2, 2009Grant or award from the company+9,303$6.45$60K26,328 directFiling · EDGAR
May 20, 2008Open-market or private purchase+300$8.12$2K16,325 directFiling · EDGAR
May 20, 2008Open-market or private purchase+100$8.15$81516,425 directFiling · EDGAR
May 20, 2008Open-market or private purchase+100$8.18$81816,525 directFiling · EDGAR
May 20, 2008Open-market or private purchase+100$8.20$82016,625 directFiling · EDGAR
May 20, 2008Open-market or private purchase+400$8.21$3K17,025 directFiling · EDGAR
Mar 6, 2008Open-market or private purchase+200$7.31$1K15,225 directFiling · EDGAR
Mar 6, 2008Open-market or private purchase+300$7.32$2K15,525 directFiling · EDGAR
Mar 6, 2008Open-market or private purchase+200$7.34$1K15,725 directFiling · EDGAR
Mar 6, 2008Open-market or private purchase+100$7.35$73515,825 directFiling · EDGAR
Mar 6, 2008Open-market or private purchase+200$7.36$1K16,025 directFiling · EDGAR
Jan 25, 2008Grant or award from the company+10,703$9.11$98K15,025 directFiling · EDGAR
Nov 26, 2007Open-market or private purchase+400$10.08$4K4,222 directFiling · EDGAR
Nov 26, 2007Open-market or private purchase+100$10.09$1K4,322 directFiling · EDGAR
Aug 6, 2007Open-market or private purchase+500$12.40$6K3,822 directFiling · EDGAR
All 70 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Aug 6, 2026Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 21, 2026Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 17, 2026Form 144Bank of New York Mellon BKFiling · EDGAR
Feb 25, 2026Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 18, 2026Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 4, 2026Form 4Bank of New York Mellon BKFiling · EDGAR
Jul 24, 2025Form 4Bank of New York Mellon BKFiling · EDGAR
Jul 22, 2025Form 144Bank of New York Mellon BKFiling · EDGAR
May 1, 2025Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 29, 2025Form 144Bank of New York Mellon BKFiling · EDGAR
Feb 28, 2025Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 19, 2025Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 5, 2025Form 4Bank of New York Mellon BKFiling · EDGAR
Oct 17, 2024Form 4Bank of New York Mellon BKFiling · EDGAR
Oct 15, 2024Form 144Bank of New York Mellon BKFiling · EDGAR
Apr 23, 2024Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 19, 2024Form 144Bank of New York Mellon BKFiling · EDGAR
Feb 27, 2024Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 20, 2024Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 12, 2024Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 2, 2024Form 4Bank of New York Mellon BKFiling · EDGAR
Jul 21, 2023Form 4Bank of New York Mellon BKFiling · EDGAR
Jul 19, 2023Form 144Bank of New York Mellon BKFiling · EDGAR
Feb 28, 2023Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 17, 2023Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 15, 2023Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 14, 2023Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 10, 2023Form 4Bank of New York Mellon BKFiling · EDGAR
Oct 21, 2022Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 23, 2022Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 15, 2022Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 14, 2022Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 10, 2022Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 9, 2022Form 4Bank of New York Mellon BKFiling · EDGAR
May 7, 2021Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 21, 2021Form 4Bank of New York Mellon BKFiling · EDGAR
Mar 2, 2021Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 16, 2021Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 12, 2021Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 10, 2021Form 4Bank of New York Mellon BKFiling · EDGAR
May 12, 2020Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 28, 2020Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 24, 2020Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 19, 2020Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 13, 2020Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 12, 2020Form 4Bank of New York Mellon BKFiling · EDGAR
May 2, 2019Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 28, 2019Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 21, 2019Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 13, 2019Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 25, 2018Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 28, 2018Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 22, 2018Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 21, 2018Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 26, 2017Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 22, 2017Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 21, 2017Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 23, 2016Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 25, 2015Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 24, 2015Form 4Bank of New York Mellon BKFiling · EDGAR
Feb 23, 2015Form 4Bank of New York Mellon BKFiling · EDGAR
Apr 25, 2014Form 3Bank of New York Mellon BKFiling · EDGAR
Nov 3, 2009Form 4Cowen HoldingsFiling · EDGAR
Feb 4, 2009Form 4Cowen HoldingsFiling · EDGAR
May 20, 2008Form 4Cowen HoldingsFiling · EDGAR
Mar 7, 2008Form 4Cowen HoldingsFiling · EDGAR
Jan 29, 2008Form 4Cowen HoldingsFiling · EDGAR
Nov 26, 2007Form 4Cowen HoldingsFiling · EDGAR
Aug 6, 2007Form 4Cowen HoldingsFiling · EDGAR
Jan 18, 2007Form 3Cowen HoldingsFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.