SEC Tracker › Insiders › Frank Klein Holdings now As reported after the latest Form 3, 4 or 5 at each company.
How these figures work Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.
Company Security Held Shares or units As of Rocket Lab RKLB Common Stock Directly 925,737 Aug 27, 2026 · Filing · EDGAR
Sold and noticed by quarter Frank Klein: dollars sold on Form 4 and noticed on Form 144 per quarter, Q4 2024 to Q4 2026 $13M $0 Q4 2024: $868K noticed on Form 144 Q4 2024: $868K sold on Form 4 Q1 2025: $845K noticed on Form 144 Q1 2025: $847K sold on Form 4 Q2 2025: $1.4M noticed on Form 144 Q2 2025: $1.4M sold on Form 4 Q3 2025: $2.4M noticed on Form 144 Q3 2025: $2.4M sold on Form 4 Q4 2025: $1.9M noticed on Form 144 Q4 2025: $1.9M sold on Form 4 Q1 2026: $12.7M noticed on Form 144 Q1 2026: $13M sold on Form 4 Q2 2026: $11.9M noticed on Form 144 Q2 2026: $11.8M sold on Form 4 Q3 2026: $5.5M noticed on Form 144 Q3 2026: $5.5M sold on Form 4 Q4 2026: $0 noticed on Form 144 Q4 2026: $0 sold on Form 4 Q4 2024 Q2 2025 Q4 2025 Q2 2026 Q4 2026
Quarterly totals as a table Quarter Sold (Form 4) Noticed (Form 144) Q3 2026 $5.5M $5.5M Q2 2026 $11.8M $11.9M Q1 2026 $13M $12.7M Q4 2025 $1.9M $1.9M Q3 2025 $2.4M $2.4M Q2 2025 $1.4M $1.4M Q1 2025 $847K $845K Q4 2024 $868K $868K
Planned sales (Form 144) and the sales that followed Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.
How we match A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.
Notice date Noticed Planned sale Outcome Links Rocket Lab RKLB · Morgan Stanley Smith Barney · 10b5-1 plan adopted Sep 19, 2025 · 6 noticesAug 27, 2026 35,558 · ~$2.4M Aug 27, 2026 Sold as noticed Sold 35,558 in 3 sales, Aug 27 to Aug 27 · $2.4M Form 4 Filing · EDGAR Aug 24, 2026 45,692 · ~$3.2M Aug 24, 2026 Sold as noticed Sold 45,692 in 3 sales, Aug 24 to Aug 24 · $3.2M Form 4 Filing · EDGAR May 28, 2026 36,860 · ~$5.5M May 28, 2026 Sold as noticed Sold 36,860 in 8 sales, May 28 to May 28 · $5.4M Form 4 Filing · EDGAR May 26, 2026 44,390 · ~$6.3M May 26, 2026 Sold as noticed Sold 44,390 in 6 sales, May 26 to May 26 · $6.3M Form 4 Filing · EDGAR Mar 4, 2026 36,768 · ~$2.6M Mar 4, 2026 Sold as noticed Sold 36,768 in 5 sales, Mar 4 to Mar 4 · $2.6M Form 4 Filing · EDGAR Jan 2, 2026 100,000 · ~$7M Jan 2, 2026 Sold as noticed Sold 100,000 in 9 sales, Jan 2 to Jan 2 · $7.3M Form 4 Filing · EDGAR Rocket Lab RKLB · Morgan Stanley Smith Barney · No 10b5-1 plan stated · 6 noticesMar 2, 2026 44,482 · ~$3.1M Mar 2, 2026 Sold as noticed Sold 44,482 in 5 sales, Mar 2 to Mar 2 · $3.1M Form 4 Filing · EDGAR Nov 24, 2025 41,782 · ~$1.7M Nov 24, 2025 Sold as noticed Sold 42,111 in 3 sales, Nov 24 to Nov 26 · $1.7M Form 4 (1) · Form 4 (2) Filing · EDGAR Sep 16, 2025 45,535 · ~$2.2M Sep 16, 2025 Sold as noticed Sold 45,706 in 6 sales, Sep 16 to Nov 24 · $2.2M Form 4 (1) · Form 4 (2) Filing · EDGAR May 30, 2025 44,885 · ~$1.2M May 30, 2025 Sold as noticed Sold 44,885 at $26.66 on May 30 · $1.2M Form 4 Filing · EDGAR Mar 14, 2025 44,553 · ~$810K Mar 14, 2025 Sold as noticed Sold 44,553 at $18.18 on Mar 14 · $810K Form 4 Filing · EDGAR Nov 25, 2024 35,968 · ~$868K Nov 25, 2024 Sold as noticed Sold 35,968 at $24.15 on Nov 25 · $868K Form 4 Filing · EDGAR Rocket Lab RKLB · Morgan Stanley Smith Barney · 10b5-1 plan adopted Dec 13, 2024 · 6 noticesNov 26, 2025 4,736 · ~$202K Nov 26, 2025 Partly sold Sold 4,236 at $41.96 on Nov 26 · $178K likely match Form 4 Filing · EDGAR Sep 17, 2025 4,286 · ~$202K Sep 17, 2025 Sold as noticed Sold 4,286 in 2 sales, Sep 17 to Sep 17 · $205K Form 4 Filing · EDGAR Jun 9, 2025 2,546 · ~$74K Jun 9, 2025 Sold as noticed Sold 2,546 at $30.00 on Jun 9 · $76K Form 4 Filing · EDGAR Jun 2, 2025 1,818 · ~$49K Jun 2, 2025 Sold as noticed Sold 1,818 at $26.51 on Jun 2 · $48K Form 4 Filing · EDGAR May 28, 2025 2,569 · ~$74K May 28, 2025 Sold as noticed Sold 2,569 at $29.97 on May 28 · $77K Form 4 Filing · EDGAR Mar 17, 2025 1,835 · ~$35K Mar 17, 2025 Sold as noticed Sold 1,835 at $19.93 on Mar 17 · $37K Form 4 Filing · EDGAR
Every transaction, by company Each Form 3, 4 and 5 transaction in plain words, newest first.
How these figures work Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.
Rocket Lab RKLB Chief Operations Officer · filings 2024 to 2026 · sold $37.8M · $37.5M noticed on Form 144 Date Transaction Shares Price Value Held after Source Aug 27, 2026 Sale under a 10b5-1 plan −15,300 $66.25 $1M 945,995 direct Filing · EDGAR Aug 27, 2026 Sale under a 10b5-1 plan −19,800 $66.86 $1.3M 926,195 direct Filing · EDGAR Aug 27, 2026 Sale under a 10b5-1 plan −458 $67.54 $31K 925,737 direct Filing · EDGAR Aug 24, 2026 Sale under a 10b5-1 plan −42,270 $69.53 $2.9M 964,717 direct Filing · EDGAR Aug 24, 2026 Sale under a 10b5-1 plan −1,368 $70.20 $96K 963,349 direct Filing · EDGAR Aug 24, 2026 Sale under a 10b5-1 plan −2,054 $71.17 $146K 961,295 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −700 $143.05 $100K 1,043,147 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −2,700 $144.15 $389K 1,040,447 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −1,600 $145.23 $232K 1,038,847 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −4,000 $146.27 $585K 1,034,847 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −9,909 $147.13 $1.5M 1,024,938 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −8,694 $148.13 $1.3M 1,016,244 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −7,848 $149.09 $1.2M 1,008,396 direct Filing · EDGAR May 28, 2026 Sale under a 10b5-1 plan −1,409 $149.99 $211K 1,006,987 direct Filing · EDGAR May 26, 2026 Sale under a 10b5-1 plan −1,172 $139.41 $163K 1,087,065 direct Filing · EDGAR May 26, 2026 Sale under a 10b5-1 plan −3,490 $140.20 $489K 1,083,575 direct Filing · EDGAR May 26, 2026 Sale under a 10b5-1 plan −4,336 $141.46 $613K 1,079,239 direct Filing · EDGAR May 26, 2026 Sale under a 10b5-1 plan −12,915 $142.36 $1.8M 1,066,324 direct Filing · EDGAR May 26, 2026 Sale under a 10b5-1 plan −17,288 $143.24 $2.5M 1,049,036 direct Filing · EDGAR May 26, 2026 Sale under a 10b5-1 plan −5,189 $144.13 $748K 1,043,847 direct Filing · EDGAR Mar 4, 2026 Sale under a 10b5-1 plan −2,000 $70.26 $141K 1,123,005 direct Filing · EDGAR Mar 4, 2026 Sale under a 10b5-1 plan −10,296 $71.32 $734K 1,112,709 direct Filing · EDGAR Mar 4, 2026 Sale under a 10b5-1 plan −17,675 $72.02 $1.3M 1,095,034 direct Filing · EDGAR Mar 4, 2026 Sale under a 10b5-1 plan −5,597 $73.08 $409K 1,089,437 direct Filing · EDGAR Mar 4, 2026 Sale under a 10b5-1 plan −1,200 $73.82 $89K 1,088,237 direct Filing · EDGAR Mar 2, 2026 Sale under a 10b5-1 plan −3,182 $66.83 $213K 1,166,305 direct Filing · EDGAR Mar 2, 2026 Sale under a 10b5-1 plan −2,244 $67.92 $152K 1,164,061 direct Filing · EDGAR Mar 2, 2026 Sale under a 10b5-1 plan −8,173 $69.10 $565K 1,155,888 direct Filing · EDGAR Mar 2, 2026 Sale under a 10b5-1 plan −25,971 $70.03 $1.8M 1,129,917 direct Filing · EDGAR Mar 2, 2026 Sale under a 10b5-1 plan −4,912 $70.62 $347K 1,125,005 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −2,700 $67.61 $183K 1,266,787 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −3,100 $68.91 $214K 1,263,687 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −5,800 $69.79 $405K 1,257,887 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −17,920 $71.00 $1.3M 1,239,967 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −10,989 $71.79 $789K 1,228,978 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −18,200 $72.82 $1.3M 1,210,778 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −4,391 $73.88 $324K 1,206,387 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −14,187 $74.81 $1.1M 1,192,200 direct Filing · EDGAR Jan 2, 2026 Sale under a 10b5-1 plan −22,713 $75.80 $1.7M 1,169,487 direct Filing · EDGAR Nov 26, 2025 Sale under a 10b5-1 plan −4,236 $41.96 $178K 1,269,987 direct Filing · EDGAR Nov 26, 2025 Sale under a 10b5-1 plan −500 $43.16 $22K 1,269,487 direct Filing · EDGAR Nov 24, 2025 Open-market or private sale −10,430 $40.02 $417K 1,305,575 direct Filing · EDGAR Nov 24, 2025 Open-market or private sale −31,181 $40.86 $1.3M 1,274,394 direct Filing · EDGAR Nov 24, 2025 Open-market or private sale −171 $41.35 $7K 1,274,223 direct Filing · EDGAR Sep 17, 2025 Sale under a 10b5-1 plan −1,849 $47.31 $87K 1,318,442 direct Filing · EDGAR Sep 17, 2025 Sale under a 10b5-1 plan −2,437 $48.03 $117K 1,316,005 direct Filing · EDGAR Sep 16, 2025 Sale under a 10b5-1 plan −8,244 $47.79 $394K 1,357,582 direct Filing · EDGAR Sep 16, 2025 Sale under a 10b5-1 plan −21,244 $48.60 $1M 1,336,338 direct Filing · EDGAR Sep 16, 2025 Sale under a 10b5-1 plan −9,169 $49.41 $453K 1,327,169 direct Filing · EDGAR Sep 16, 2025 Sale under a 10b5-1 plan −4,461 $50.52 $225K 1,322,708 direct Filing · EDGAR Sep 16, 2025 Sale under a 10b5-1 plan −2,417 $51.63 $125K 1,320,291 direct Filing · EDGAR Jun 9, 2025 Sale under a 10b5-1 plan −2,546 $30.00 $76K 1,365,826 direct Filing · EDGAR Jun 2, 2025 Sale under a 10b5-1 plan −1,818 $26.51 $48K 1,368,372 direct Filing · EDGAR May 30, 2025 Sale under a 10b5-1 plan −44,885 $26.66 $1.2M 1,370,190 direct Filing · EDGAR May 28, 2025 Sale under a 10b5-1 plan −2,569 $29.97 $77K 1,415,075 direct Filing · EDGAR Mar 17, 2025 Sale under a 10b5-1 plan −1,835 $19.93 $37K 1,417,644 direct Filing · EDGAR Mar 14, 2025 Sale under a 10b5-1 plan −44,553 $18.18 $810K 1,419,479 direct Filing · EDGAR Nov 25, 2024 Open-market or private sale −35,968 $24.15 $868K 1,464,032 direct Filing · EDGAR Sep 19, 2024 Grant or award from the company +1,300,000 1,500,000 direct Filing · EDGAR
All 34 Forms 3, 4, 5 and 144 Filed Form Company Links Aug 28, 2026 Form 4 Rocket Lab RKLB Filing · EDGAR Aug 27, 2026 Form 144 Rocket Lab RKLB Filing · EDGAR Aug 26, 2026 Form 4 Rocket Lab RKLB Filing · EDGAR Aug 24, 2026 Form 144 Rocket Lab RKLB Filing · EDGAR Jun 1, 2026 Form 4 Rocket Lab RKLB Filing · EDGAR May 28, 2026 Form 4 Rocket Lab RKLB Filing · EDGAR May 28, 2026 Form 144 Rocket Lab RKLB Filing · EDGAR May 26, 2026 Form 144 Rocket Lab RKLB Filing · EDGAR Mar 4, 2026 Form 4 Rocket Lab RKLB Filing · EDGAR Mar 4, 2026 Form 144 Rocket Lab RKLB Filing · EDGAR Mar 2, 2026 Form 144 Rocket Lab RKLB Filing · EDGAR Jan 6, 2026 Form 4 Rocket Lab RKLB Filing · EDGAR Jan 2, 2026 Form 144 Rocket Lab RKLB Filing · EDGAR Nov 26, 2025 Form 4 Rocket Lab RKLB Filing · EDGAR Nov 26, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Nov 25, 2025 Form 4 Rocket Lab RKLB Filing · EDGAR Nov 24, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Sep 18, 2025 Form 4 Rocket Lab RKLB Filing · EDGAR Sep 17, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Sep 16, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Jun 10, 2025 Form 4 Rocket Lab RKLB Filing · EDGAR Jun 9, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Jun 3, 2025 Form 4 Rocket Lab RKLB Filing · EDGAR Jun 2, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR May 30, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR May 30, 2025 Form 4 Rocket Lab RKLB Filing · EDGAR May 28, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Mar 18, 2025 Form 4 Rocket Lab RKLB Filing · EDGAR Mar 17, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Mar 14, 2025 Form 144 Rocket Lab RKLB Filing · EDGAR Nov 27, 2024 Form 4 Rocket Lab RKLB Filing · EDGAR Nov 25, 2024 Form 144 Rocket Lab RKLB Filing · EDGAR Sep 20, 2024 Form 4 Rocket Lab RKLB Filing · EDGAR Sep 20, 2024 Form 3 Rocket Lab RKLB Filing · EDGAR
Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.
Data on this page was fetched Nov 6, 2026, 7:42 PM ET . The filing on SEC.gov is the record.
