Person · CIK 1847231

Andrew LaBenne

Chief Financial Officer at Happen

Earlier: Bakkt Holdings and Amalgamated Financial

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$1.3M

Noticed on Form 144$1.2M

Bought on Form 4$169K

Companies3

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

Company	Security	Held	Shares or units	As of
Happen LC	Common Stock	Directly	233,617	Aug 25, 2026 · Filing · EDGAR
Happen LC	Common Stock	UTMAs for Children	12,000	Aug 25, 2026 · Filing · EDGAR
Happen LC	Restricted Stock Unit (RSU) into Common Stock	Directly	61,795	Aug 25, 2026 · Filing · EDGAR
Happen LC	Restricted Stock Unit (RSU) into Common Stock	Directly	45,052	Aug 25, 2026 · Filing · EDGAR
Happen LC	Restricted Stock Unit (RSU) into Common Stock	Directly	24,549	Aug 25, 2026 · Filing · EDGAR
Bakkt Holdings	Class A Common Stock	Directly	320,414	Apr 15, 2022 · Filing · EDGAR
Amalgamated Financial	Common Stock	Directly	26,254	Mar 9, 2021 · Filing · EDGAR

Sold and noticed by quarter

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table

Quarter	Sold (Form 4)	Noticed (Form 144)	Bought (Form 4)
Q3 2026	$270K	—	—
Q2 2026	$340K	$577K	—
Q3 2025	$655K	$655K	—
Q4 2023	—	—	$52K
Q4 2022	—	—	$117K

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice date	Noticed	Planned sale	Outcome	Links
Happen LC · Charles Schwab · 10b5-1 plan adopted Feb 17, 2026 · 1 notice
May 28, 2026	33,929 · ~$577K	May 28, 2026	Sold as noticed Sold 33,929 in 2 sales, May 28 to Aug 10 · $610K Form 4 (1) · Form 4 (2)	Filing · EDGAR
Happen LC · Charles Schwab · 10b5-1 plan adopted Mar 6, 2025 · 2 notices
Sep 15, 2025	20,903 · ~$356K	Sep 15, 2025	Sold as noticed Sold 20,903 at $17.04 on Sep 15 · $356K Form 4	Filing · EDGAR
Jul 30, 2025	17,955 · ~$299K	Jul 30, 2025	Sold as noticed Sold 17,955 at $16.65 on Jul 30 · $299K Form 4	Filing · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Happen LC Chief Financial Officer · filings 2022 to 2026 · sold $1.3M · bought $169K · $1.2M noticed on Form 144

Date	Transaction	Shares	Price	Value	Held after	Source
Aug 25, 2026	Option or RSU exercised or converted	+12,274			233,300 direct	Filing · EDGAR
Aug 25, 2026	Option or RSU exercised or converted	+7,509			240,809 direct	Filing · EDGAR
Aug 25, 2026	Option or RSU exercised or converted	+6,179			246,988 direct	Filing · EDGAR
Aug 25, 2026	Shares withheld for tax or exercise price	−13,371	$18.25	$244K	233,617 direct	Filing · EDGAR
Aug 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−12,274			24,549 direct	Filing · EDGAR
Aug 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−7,509			45,052 direct	Filing · EDGAR
Aug 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−6,179			61,795 direct	Filing · EDGAR
Aug 10, 2026	Sale under a 10b5-1 plan	−13,929	$19.37	$270K	221,026 direct	Filing · EDGAR
May 28, 2026	Sale under a 10b5-1 plan	−20,000	$17.00	$340K	234,955 direct	Filing · EDGAR
May 25, 2026	Option or RSU exercised or converted	+12,274			254,641 direct	Filing · EDGAR
May 25, 2026	Option or RSU exercised or converted	+7,508			262,149 direct	Filing · EDGAR
May 25, 2026	Option or RSU exercised or converted	+6,179			268,328 direct	Filing · EDGAR
May 25, 2026	Shares withheld for tax or exercise price	−13,373	$15.63	$209K	254,955 direct	Filing · EDGAR
May 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−12,274			36,823 direct	Filing · EDGAR
May 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−7,508			52,561 direct	Filing · EDGAR
May 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−6,179			67,974 direct	Filing · EDGAR
Mar 5, 2026	Grant or award from the company Restricted Stock Unit (RSU)	+74,153			74,153 direct	Filing · EDGAR
Feb 25, 2026	Option or RSU exercised or converted	+10,849			238,370 direct	Filing · EDGAR
Feb 25, 2026	Option or RSU exercised or converted	+12,274			250,644 direct	Filing · EDGAR
Feb 25, 2026	Option or RSU exercised or converted	+7,509			258,153 direct	Filing · EDGAR
Feb 25, 2026	Shares withheld for tax or exercise price	−15,786	$15.02	$237K	242,367 direct	Filing · EDGAR
Feb 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−10,849			0 direct	Filing · EDGAR
Feb 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−12,274			49,097 direct	Filing · EDGAR
Feb 25, 2026	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−7,509			60,069 direct	Filing · EDGAR
Feb 17, 2026	Gift	−2,000			228,521 direct	Filing · EDGAR
Feb 17, 2026	Gift	−1,000			227,521 direct	Filing · EDGAR
Feb 17, 2026	Gift	+2,000			12,000 UTMAs for Children	Filing · EDGAR
Jan 16, 2026	Grant or award from the company	+70,897			267,489 direct	Filing · EDGAR
Jan 16, 2026	Shares withheld for tax or exercise price	−36,968	$20.36	$753K	230,521 direct	Filing · EDGAR
Nov 25, 2025	Option or RSU exercised or converted	+10,848			192,598 direct	Filing · EDGAR
Nov 25, 2025	Option or RSU exercised or converted	+12,274			204,872 direct	Filing · EDGAR
Nov 25, 2025	Option or RSU exercised or converted	+7,508			212,380 direct	Filing · EDGAR
Nov 25, 2025	Shares withheld for tax or exercise price	−15,788	$16.80	$265K	196,592 direct	Filing · EDGAR
Nov 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−10,848			10,849 direct	Filing · EDGAR
Nov 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−12,274			61,371 direct	Filing · EDGAR
Nov 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−7,508			67,578 direct	Filing · EDGAR
Sep 15, 2025	Sale under a 10b5-1 plan	−20,903	$17.04	$356K	181,750 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted	+20,005			198,116 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted	+10,849			208,965 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted	+12,274			221,239 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted	+7,509			228,748 direct	Filing · EDGAR
Aug 25, 2025	Shares withheld for tax or exercise price	−26,095	$16.31	$426K	202,653 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−20,005			0 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−10,849			21,697 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−12,274			73,645 direct	Filing · EDGAR
Aug 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−7,509			75,086 direct	Filing · EDGAR
Jul 30, 2025	Sale under a 10b5-1 plan	−17,955	$16.65	$299K	178,111 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted	+20,005			191,527 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted	+10,848			202,375 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted	+12,274			214,649 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted	+7,508			222,157 direct	Filing · EDGAR
May 25, 2025	Shares withheld for tax or exercise price	−26,091	$9.86	$257K	196,066 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−20,005			20,005 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−10,848			32,546 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−12,274			85,919 direct	Filing · EDGAR
May 25, 2025	Option or RSU exercised or converted Restricted Stock Unit (RSU)	−7,508			82,595 direct	Filing · EDGAR
Mar 5, 2025	Grant or award from the company Restricted Stock Unit (RSU)	+90,103			90,103 direct	Filing · EDGAR
Feb 25, 2025	Option or RSU exercised or converted	+20,004			171,132 direct	Filing · EDGAR
Feb 25, 2025	Option or RSU exercised or converted	+10,849			181,981 direct	Filing · EDGAR
Feb 25, 2025	Option or RSU exercised or converted	+12,274			194,255 direct	Filing · EDGAR

54 earlier transactions are in the filing list below.

Bakkt Holdings Chief Financial Officer · filings 2021 to 2022

Date	Transaction	Shares	Price	Value	Held after	Source
Apr 15, 2022	Shares withheld for tax or exercise price	−33,744	$4.64	$157K	320,414 direct	Filing · EDGAR
Feb 15, 2022	Grant or award from the company	+87,491			354,158 direct	Filing · EDGAR
Jan 21, 2022	Grant or award from the company	+200,000			266,667 direct	Filing · EDGAR
Dec 21, 2021	Grant or award from the company	+66,667			66,677 direct	Filing · EDGAR

Amalgamated Financial Sevp & CFO · filings 2021 to 2021

Date	Transaction	Shares	Price	Value	Held after	Source
Mar 9, 2021	Option or RSU exercised or converted	−784	$18.05	$14K	26,254 direct	Filing · EDGAR

All 39 Forms 3, 4, 5 and 144

Filed	Form	Company	Links
Aug 27, 2026	Form 4	Happen LC	Filing · EDGAR
Aug 12, 2026	Form 4	Happen LC	Filing · EDGAR
May 29, 2026	Form 4	Happen LC	Filing · EDGAR
May 28, 2026	Form 144	Happen LC	Filing · EDGAR
May 27, 2026	Form 4	Happen LC	Filing · EDGAR
Mar 9, 2026	Form 4	Happen LC	Filing · EDGAR
Feb 27, 2026	Form 4	Happen LC	Filing · EDGAR
Feb 19, 2026	Form 4	Happen LC	Filing · EDGAR
Jan 21, 2026	Form 4	Happen LC	Filing · EDGAR
Nov 26, 2025	Form 4	Happen LC	Filing · EDGAR
Sep 17, 2025	Form 4	Happen LC	Filing · EDGAR
Sep 15, 2025	Form 144	Happen LC	Filing · EDGAR
Aug 27, 2025	Form 4	Happen LC	Filing · EDGAR
Aug 1, 2025	Form 4	Happen LC	Filing · EDGAR
Jul 30, 2025	Form 144	Happen LC	Filing · EDGAR
May 28, 2025	Form 4	Happen LC	Filing · EDGAR
Mar 14, 2025	Form 4	Happen LC	Filing · EDGAR
Feb 27, 2025	Form 4	Happen LC	Filing · EDGAR
Feb 5, 2025	Form 4	Happen LC	Filing · EDGAR
Nov 27, 2024	Form 4	Happen LC	Filing · EDGAR
Aug 28, 2024	Form 4	Happen LC	Filing · EDGAR
May 29, 2024	Form 4	Happen LC	Filing · EDGAR
Mar 25, 2024	Form 4	Happen LC	Filing · EDGAR
Feb 27, 2024	Form 4	Happen LC	Filing · EDGAR
Feb 7, 2024	Form 4	Happen LC	Filing · EDGAR
Dec 4, 2023	Form 4	Happen LC	Filing · EDGAR
Nov 28, 2023	Form 4	Happen LC	Filing · EDGAR
Nov 2, 2023	Form 4	Happen LC	Filing · EDGAR
Aug 29, 2023	Form 4	Happen LC	Filing · EDGAR
May 30, 2023	Form 4	Happen LC	Filing · EDGAR
Mar 14, 2023	Form 4	Happen LC	Filing · EDGAR
Nov 8, 2022	Form 4	Happen LC	Filing · EDGAR
Sep 8, 2022	Form 3	Happen LC	Filing · EDGAR
Apr 19, 2022	Form 4	Bakkt Holdings	Filing · EDGAR
Feb 17, 2022	Form 4	Bakkt Holdings	Filing · EDGAR
Jan 25, 2022	Form 4	Bakkt Holdings	Filing · EDGAR
Dec 23, 2021	Form 4	Bakkt Holdings	Filing · EDGAR
Oct 15, 2021	Form 3	Bakkt Holdings	Filing · EDGAR
Mar 11, 2021	Form 4	Amalgamated Financial	Filing · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.

Data on this page was fetched Nov 8, 2026, 7:04 AM ET. The filing on SEC.gov is the record.