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Person · CIK 1816970

Annie Armstrong

Chief Risk Officer at LendingClub

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$3.4M
Noticed on Form 144$1.2M
Bought on Form 4$0
Companies1

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
LendingClub LCCommon StockDirectly388,268Feb 25, 2026 · Filing · EDGAR
LendingClub LCRestricted Stock Unit (RSU)
into Common Stock
Directly40,046Feb 25, 2026 · Filing · EDGAR
LendingClub LCRestricted Stock Unit (RSU)
into Common Stock
Directly35,459Feb 25, 2026 · Filing · EDGAR

Sold and noticed by quarter

Annie Armstrong: dollars sold on Form 4 and noticed on Form 144 per quarter, Q3 2021 to Q4 2026$620K$0Q3 2021: notice not machine-readableQ3 2021: $116K sold on Form 4Q4 2021: notice not machine-readableQ4 2021: $392K sold on Form 4Q1 2022: notice not machine-readableQ1 2022: $471K sold on Form 4Q2 2022: notice not machine-readableQ2 2022: $620K sold on Form 4Q3 2022: notice not machine-readableQ3 2022: $561K sold on Form 4Q4 2022: notice not machine-readableQ4 2022: $386K sold on Form 4Q1 2023: $0 noticed on Form 144Q1 2023: $0 sold on Form 4Q2 2023: $0 noticed on Form 144Q2 2023: $0 sold on Form 4Q3 2023: $0 noticed on Form 144Q3 2023: $0 sold on Form 4Q4 2023: $0 noticed on Form 144Q4 2023: $0 sold on Form 4Q1 2024: $0 noticed on Form 144Q1 2024: $0 sold on Form 4Q2 2024: $0 noticed on Form 144Q2 2024: $0 sold on Form 4Q3 2024: $0 noticed on Form 144Q3 2024: $0 sold on Form 4Q4 2024: $0 noticed on Form 144Q4 2024: $0 sold on Form 4Q1 2025: $0 noticed on Form 144Q1 2025: $0 sold on Form 4Q2 2025: $0 noticed on Form 144Q2 2025: $0 sold on Form 4Q3 2025: $451K noticed on Form 144Q3 2025: $182K sold on Form 4Q4 2025: $507K noticed on Form 144Q4 2025: $408K sold on Form 4Q1 2026: $280K noticed on Form 144Q1 2026: $218K sold on Form 4Q2 2026: $0 noticed on Form 144Q2 2026: $0 sold on Form 4Q3 2026: $0 noticed on Form 144Q3 2026: $0 sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q3 2021Q4 2022Q1 2024Q2 2025Q3 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)
Q1 2026$218K$280K
Q4 2025$408K$507K
Q3 2025$182K$451K
Q4 2022$386KNot machine-readable
Q3 2022$561KNot machine-readable
Q2 2022$620KNot machine-readable
Q1 2022$471KNot machine-readable
Q4 2021$392KNot machine-readable
Q3 2021$116KNot machine-readable

Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
LendingClub LC · Charles Schwab · 10b5-1 plan adopted May 29, 2025 · 3 notices
Mar 17, 202619,998 · ~$280KMar 17, 2026Not sold within 90 daysFiling · EDGAR
Dec 11, 202525,330 · ~$507KDec 11, 2025Partly sold Sold 23,997 in 5 sales, Dec 11 to Feb 17 · $452K likely match Form 4 (1) · Form 4 (2) · Form 4 (3) · Form 4 (4) · Form 4 (5)Filing · EDGAR
Aug 28, 202526,664 · ~$451KAug 28, 2025Partly sold Sold 21,332 in 4 sales, Aug 28 to Nov 17 · $356K likely match Form 4 (1) · Form 4 (2) · Form 4 (3) · Form 4 (4)Filing · EDGAR
Sales without a matching Form 144 · 19 sales
No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
———Notice not machine-readable LendingClub (LC): Sold 38,322 at $10.08 on Nov 28, 2022 · $386KFiling · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 37,046 at $13.86 on Aug 26, 2022 · $513KFiling · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 2,027 at $15.00 on Jul 22, 2022 · $30K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 1,290 at $13.00 on Jul 7, 2022 · $17K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,317 at $15.57 on Jun 7, 2022 · $52K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 2,027 at $15.00 on May 27, 2022 · $30K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 33,108 at $14.07 on May 26, 2022 · $466KFiling · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 1,290 at $14.49 on May 9, 2022 · $19K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 2,027 at $17.00 on Apr 28, 2022 · $34K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 1,290 at $14.50 on Apr 7, 2022 · $19K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,317 at $15.47 on Mar 7, 2022 · $51K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 14,974 at $18.60 on Feb 28, 2022 · $279KFiling · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,317 at $17.37 on Feb 7, 2022 · $58K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 369 at $25.37 on Jan 12, 2022 · $9K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,317 at $22.35 on Jan 7, 2022 · $74K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,686 at $31.31 on Dec 7, 2021 · $115K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,686 at $45.96 on Nov 8, 2021 · $169K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,686 at $29.19 on Oct 7, 2021 · $108K (10b5-1 plan)Filing · EDGAR
———Notice not machine-readable LendingClub (LC): Sold 3,686 at $31.37 on Sep 7, 2021 · $116K (10b5-1 plan)Filing · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

LendingClub LC Chief Risk Officer · filings 2020 to 2026 · sold $3.4M · $1.2M noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Feb 25, 2026Option or RSU exercised or converted+7,749385,944 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted+8,864394,808 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted+5,006399,814 directFiling · EDGAR
Feb 25, 2026Shares withheld for tax or exercise price−11,546$15.02$173K388,268 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,7490 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−8,86435,459 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−5,00640,046 directFiling · EDGAR
Feb 17, 2026Sale under a 10b5-1 plan−5,333$15.47$83K378,195 directFiling · EDGAR
Jan 16, 2026Grant or award from the company+50,641417,667 directFiling · EDGAR
Jan 16, 2026Shares withheld for tax or exercise price−27,473$20.36$559K390,194 directFiling · EDGAR
Jan 16, 2026Sale under a 10b5-1 plan−6,666$20.38$136K383,528 directFiling · EDGAR
Dec 22, 2025Sale under a 10b5-1 plan−1,333$20.02$27K367,026 directFiling · EDGAR
Dec 17, 2025Sale under a 10b5-1 plan−5,333$18.83$100K368,359 directFiling · EDGAR
Dec 11, 2025Sale under a 10b5-1 plan−5,332$20.00$107K373,692 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted+7,749376,667 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted+8,865385,532 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted+5,006390,538 directFiling · EDGAR
Nov 25, 2025Shares withheld for tax or exercise price−11,514$16.80$193K379,024 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,7497,749 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−8,86544,323 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−5,00645,052 directFiling · EDGAR
Nov 17, 2025Sale under a 10b5-1 plan−5,333$17.10$91K368,918 directFiling · EDGAR
Oct 17, 2025Sale under a 10b5-1 plan−5,333$15.51$83K374,251 directFiling · EDGAR
Sep 17, 2025Sale under a 10b5-1 plan−5,333$17.19$92K379,584 directFiling · EDGAR
Aug 28, 2025Sale under a 10b5-1 plan−5,333$16.91$90K384,917 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted+7,749387,893 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted+8,865396,758 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted+5,006401,764 directFiling · EDGAR
Aug 25, 2025Shares withheld for tax or exercise price−11,514$16.31$188K390,250 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,74915,498 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−8,86553,188 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−5,00650,058 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted+7,749377,789 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted+8,864386,653 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted+5,005391,658 directFiling · EDGAR
May 25, 2025Shares withheld for tax or exercise price−11,514$9.86$114K380,144 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,74923,247 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−8,86462,053 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−5,00555,064 directFiling · EDGAR
Mar 5, 2025Grant or award from the company
Restricted Stock Unit (RSU)
+60,06960,069 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted+4,280365,085 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted+7,749372,834 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted+8,865381,699 directFiling · EDGAR
Feb 25, 2025Shares withheld for tax or exercise price−11,659$12.47$145K370,040 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−4,2800 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,74930,996 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−8,86570,917 directFiling · EDGAR
Nov 25, 2024Option or RSU exercised or converted+4,279355,423 directFiling · EDGAR
Nov 25, 2024Option or RSU exercised or converted+7,749363,172 directFiling · EDGAR
Nov 25, 2024Option or RSU exercised or converted+8,864372,036 directFiling · EDGAR
Nov 25, 2024Shares withheld for tax or exercise price−11,231$16.73$188K360,805 directFiling · EDGAR
Nov 25, 2024Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−4,2794,280 directFiling · EDGAR
Nov 25, 2024Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,74938,745 directFiling · EDGAR
Nov 25, 2024Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−8,86479,782 directFiling · EDGAR
Aug 25, 2024Option or RSU exercised or converted+4,279345,761 directFiling · EDGAR
Aug 25, 2024Option or RSU exercised or converted+7,749353,510 directFiling · EDGAR
Aug 25, 2024Option or RSU exercised or converted+8,865362,375 directFiling · EDGAR
Aug 25, 2024Shares withheld for tax or exercise price−11,231$12.33$138K351,144 directFiling · EDGAR
Aug 25, 2024Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−4,2798,559 directFiling · EDGAR
Aug 25, 2024Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,74946,494 directFiling · EDGAR

129 earlier transactions are in the filing list below.

All 54 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Mar 17, 2026Form 144LendingClub LCFiling · EDGAR
Feb 27, 2026Form 4LendingClub LCFiling · EDGAR
Feb 19, 2026Form 4LendingClub LCFiling · EDGAR
Jan 21, 2026Form 4LendingClub LCFiling · EDGAR
Dec 23, 2025Form 4LendingClub LCFiling · EDGAR
Dec 19, 2025Form 4LendingClub LCFiling · EDGAR
Dec 15, 2025Form 4LendingClub LCFiling · EDGAR
Dec 11, 2025Form 144LendingClub LCFiling · EDGAR
Nov 26, 2025Form 4LendingClub LCFiling · EDGAR
Nov 19, 2025Form 4LendingClub LCFiling · EDGAR
Oct 21, 2025Form 4LendingClub LCFiling · EDGAR
Sep 17, 2025Form 4LendingClub LCFiling · EDGAR
Sep 2, 2025Form 4LendingClub LCFiling · EDGAR
Aug 28, 2025Form 144LendingClub LCFiling · EDGAR
Aug 27, 2025Form 4LendingClub LCFiling · EDGAR
May 28, 2025Form 4LendingClub LCFiling · EDGAR
Mar 14, 2025Form 4LendingClub LCFiling · EDGAR
Feb 27, 2025Form 4LendingClub LCFiling · EDGAR
Nov 27, 2024Form 4LendingClub LCFiling · EDGAR
Aug 28, 2024Form 4LendingClub LCFiling · EDGAR
May 29, 2024Form 4LendingClub LCFiling · EDGAR
Mar 25, 2024Form 4LendingClub LCFiling · EDGAR
Feb 27, 2024Form 4LendingClub LCFiling · EDGAR
Nov 28, 2023Form 4LendingClub LCFiling · EDGAR
Aug 29, 2023Form 4LendingClub LCFiling · EDGAR
Jun 20, 2023Form 4LendingClub LCFiling · EDGAR
May 30, 2023Form 4LendingClub LCFiling · EDGAR
Mar 14, 2023Form 4LendingClub LCFiling · EDGAR
Feb 28, 2023Form 4LendingClub LCFiling · EDGAR
Nov 29, 2022Form 4LendingClub LCFiling · EDGAR
Aug 29, 2022Form 4LendingClub LCFiling · EDGAR
Jul 26, 2022Form 4LendingClub LCFiling · EDGAR
Jul 11, 2022Form 4LendingClub LCFiling · EDGAR
Jun 10, 2022Form 4LendingClub LCFiling · EDGAR
May 27, 2022Form 4LendingClub LCFiling · EDGAR
May 11, 2022Form 4LendingClub LCFiling · EDGAR
May 2, 2022Form 4LendingClub LCFiling · EDGAR
Apr 11, 2022Form 4LendingClub LCFiling · EDGAR
Mar 15, 2022Form 4LendingClub LCFiling · EDGAR
Mar 9, 2022Form 4LendingClub LCFiling · EDGAR
Mar 1, 2022Form 4LendingClub LCFiling · EDGAR
Feb 9, 2022Form 4LendingClub LCFiling · EDGAR
Jan 24, 2022Form 4LendingClub LCFiling · EDGAR
Jan 14, 2022Form 4LendingClub LCFiling · EDGAR
Jan 11, 2022Form 4LendingClub LCFiling · EDGAR
Dec 9, 2021Form 4LendingClub LCFiling · EDGAR
Nov 29, 2021Form 4LendingClub LCFiling · EDGAR
Nov 10, 2021Form 4LendingClub LCFiling · EDGAR
Oct 12, 2021Form 4LendingClub LCFiling · EDGAR
Sep 9, 2021Form 4LendingClub LCFiling · EDGAR
Aug 27, 2021Form 4LendingClub LCFiling · EDGAR
May 27, 2021Form 4LendingClub LCFiling · EDGAR
Mar 11, 2021Form 4LendingClub LCFiling · EDGAR
Jul 10, 2020Form 3LendingClub LCFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.