Paul Lundstrom
Director at Lumentum Holdings
Earlier: Flex, Nextracker and Aerojet Rocketdyne Holdings
Holdings now
As reported after the latest Form 3, 4 or 5 at each company.
How these figures work
Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.
| Company | Security | Held | Shares or units | As of |
|---|---|---|---|---|
| Lumentum Holdings LITE | Common Stock | Directly | 4,904 | Nov 19, 2025 · Filing · EDGAR |
| Flex | Ordinary Shares | Directly | 346,943 | Jun 17, 2024 · Filing · EDGAR |
| Nextracker | Common Stock | Directly | 55,009 | Jan 2, 2024 · Filing · EDGAR |
| Aerojet Rocketdyne Holdings | Common Stock | Directly | 110,160 | Mar 2, 2020 · Filing · EDGAR |
| Aerojet Rocketdyne Holdings | Restricted Stock Unit into Common Stock | Directly | 4,885 | Mar 2, 2020 · Filing · EDGAR |
Sold and noticed by quarter
Sold (Form 4) Noticed (Form 144) Bought (Form 4)
Quarterly totals as a table
| Quarter | Sold (Form 4) | Noticed (Form 144) |
|---|---|---|
| Q2 2024 | $9.5M | $9.5M |
| Q1 2024 | — | $2.5M |
| Q3 2023 | $1.4M | $1.4M |
| Q2 2023 | $4.2M | $4.2M |
| Q3 2022 | $1M | Not machine-readable |
| Q2 2022 | $179K | Not machine-readable |
| Q3 2021 | $1.1M | Not machine-readable |
Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.
Planned sales (Form 144) and the sales that followed
Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.
How we match
A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.
| Notice date | Noticed | Planned sale | Outcome | Links |
|---|---|---|---|---|
| Flex · Fidelity Brokerage Services · No 10b5-1 plan stated · 11 notices | ||||
| Jun 17, 2024 | 7,895 · ~$247K | Jun 17, 2024 | Sold as noticed Sold 7,895 at $31.30 on Jun 17 · $247K Form 4 | Filing · EDGAR |
| Jun 12, 2024 | 29,041 · ~$933K | Jun 12, 2024 | Sold as noticed Sold 29,041 at $32.13 on Jun 12 · $933K Form 4 | Filing · EDGAR |
| Jun 11, 2024 | 12,149 · ~$391K | Jun 11, 2024 | Sold as noticed Sold 12,149 at $32.20 on Jun 11 · $391K Form 4 | Filing · EDGAR |
| Jun 4, 2024 | 13,725 · ~$447K | Jun 4, 2024 | Sold as noticed Sold 13,725 at $32.53 on Jun 4 · $447K Form 4 | Filing · EDGAR |
| May 9, 2024 | 35,733 · ~$1M | May 9, 2024 | Sold as noticed Sold 35,933 in 2 sales, May 9 to Jun 10 · $1M Form 4 (1) · Form 4 (2) | Filing · EDGAR |
| Sep 18, 2023 | 53,517 · ~$1.4M | Sep 18, 2023 | Sold as noticed Sold 53,517 at $25.72 on Sep 18 · $1.4M Form 4 | Filing · EDGAR |
| Jun 12, 2023 | 10,387 · ~$276K | Jun 12, 2023 | Sold as noticed Sold 10,387 at $26.59 on Jun 12 · $276K Form 4 | Filing · EDGAR |
| Jun 9, 2023 | 45,740 · ~$1.2M | Jun 9, 2023 | Sold as noticed Sold 45,740 at $26.33 on Jun 9 · $1.2M Form 4 | Filing · EDGAR |
| Jun 8, 2023 | 45,552 · ~$1.2M | Jun 8, 2023 | Sold as noticed Sold 45,552 at $26.44 on Jun 8 · $1.2M Form 4 | Filing · EDGAR |
| Jun 7, 2023 | 45,445 · ~$1.2M | Jun 7, 2023 | Sold as noticed Sold 45,445 at $26.51 on Jun 7 · $1.2M Form 4 | Filing · EDGAR |
| Jun 2, 2023 | 12,503 · ~$326K | Jun 2, 2023 | Sold as noticed Sold 12,503 at $26.07 on Jun 2 · $326K Form 4 | Filing · EDGAR |
| Flex · Fidelity Brokerage Services · 10b5-1 plan adopted Mar 5, 2024 · 1 notice | ||||
| Jun 10, 2024 | 200,000 · ~$6.5M | Jun 10, 2024 | Sold as noticed Sold 199,800 at $32.46 on Jun 10 · $6.5M Form 4 | Filing · EDGAR |
| Nextracker · Fidelity Brokerage Services · No 10b5-1 plan stated · 1 notice | ||||
| Feb 8, 2024 | 55,009 · ~$2.5M | Feb 8, 2024 | Not sold within 90 days | Filing · EDGAR |
| Sales without a matching Form 144 · 3 sales No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt. | ||||
| — | — | — | Notice not machine-readable Flex: Sold 56,868 at $17.64 on Sep 16, 2022 · $1M | Filing · EDGAR |
| — | — | — | Notice not machine-readable Flex: Sold 10,932 at $16.33 on Jun 10, 2022 · $179K | Filing · EDGAR |
| — | — | — | Notice not machine-readable Flex: Sold 55,672 at $18.99 on Sep 16, 2021 · $1.1M | Filing · EDGAR |
Every transaction, by company
Each Form 3, 4 and 5 transaction in plain words, newest first.
How these figures work
Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.
Flex Chief Financial Officer · filings 2020 to 2024 · sold $17.4M · $15.1M noticed on Form 144
| Date | Transaction | Shares | Price | Value | Held after | Source |
|---|---|---|---|---|---|---|
| Jun 17, 2024 | Open-market or private sale | −7,895 | $31.30 | $247K | 346,943 direct | Filing · EDGAR |
| Jun 12, 2024 | Open-market or private sale | −29,041 | $32.13 | $933K | 316,130 direct | Filing · EDGAR |
| Jun 12, 2024 | Grant or award from the company | +38,708 | 354,838 direct | Filing · EDGAR | ||
| Jun 11, 2024 | Grant or award from the company | +63,293 | 345,171 direct | Filing · EDGAR | ||
| Jun 11, 2024 | Sale under a 10b5-1 plan | −12,149 | $32.20 | $391K | 281,878 direct | Filing · EDGAR |
| Jun 10, 2024 | Sale under a 10b5-1 plan | −199,800 | $32.46 | $6.5M | 294,227 direct | Filing · EDGAR |
| Jun 10, 2024 | Sale under a 10b5-1 plan | −200 | $32.84 | $7K | 294,027 direct | Filing · EDGAR |
| Jun 4, 2024 | Open-market or private sale | −13,725 | $32.53 | $447K | 494,027 direct | Filing · EDGAR |
| May 9, 2024 | Open-market or private sale | −35,733 | $28.65 | $1M | 507,752 direct | Filing · EDGAR |
| May 8, 2024 | Grant or award from the company | +78,138 | 543,485 direct | Filing · EDGAR | ||
| Sep 18, 2023 | Open-market or private sale | −53,517 | $25.72 | $1.4M | 431,350 direct | Filing · EDGAR |
| Jun 14, 2023 | Grant or award from the company | +46,452 | 484,867 direct | Filing · EDGAR | ||
| Jun 12, 2023 | Open-market or private sale | −10,387 | $26.59 | $276K | 438,415 direct | Filing · EDGAR |
| Jun 9, 2023 | Open-market or private sale | −45,740 | $26.33 | $1.2M | 448,802 direct | Filing · EDGAR |
| Jun 8, 2023 | Open-market or private sale | −45,552 | $26.44 | $1.2M | 494,542 direct | Filing · EDGAR |
| Jun 7, 2023 | Open-market or private sale | −45,445 | $26.51 | $1.2M | 540,094 direct | Filing · EDGAR |
| Jun 6, 2023 | Grant or award from the company | +271,244 | 585,539 direct | Filing · EDGAR | ||
| Jun 2, 2023 | Open-market or private sale | −12,503 | $26.07 | $326K | 314,295 direct | Filing · EDGAR |
| Sep 16, 2022 | Open-market or private sale | −56,868 | $17.64 | $1M | 326,798 direct | Filing · EDGAR |
| Jun 10, 2022 | Open-market or private sale | −10,932 | $16.33 | $179K | 383,666 direct | Filing · EDGAR |
| Jun 1, 2022 | Grant or award from the company | +73,442 | 394,598 direct | Filing · EDGAR | ||
| Sep 16, 2021 | Open-market or private sale | −55,672 | $18.99 | $1.1M | 321,156 direct | Filing · EDGAR |
| Jun 9, 2021 | Grant or award from the company | +60,373 | 376,828 direct | Filing · EDGAR | ||
| Sep 15, 2020 | Grant or award from the company | +316,455 | 316,455 direct | Filing · EDGAR |
Nextracker Director · filings 2023 to 2024 · $2.5M noticed on Form 144
Aerojet Rocketdyne Holdings VP, Chief Financial Officer · filings 2016 to 2020
| Date | Transaction | Shares | Price | Value | Held after | Source |
|---|---|---|---|---|---|---|
| Mar 2, 2020 | Returned to the company | −4,936 | $50.99 | $252K | 128,690 direct | Filing · EDGAR |
| Mar 2, 2020 | Shares withheld for tax or exercise price | −18,530 | $50.99 | $945K | 110,160 direct | Filing · EDGAR |
| Mar 2, 2020 | Grant or award from the company Restricted Stock Unit | +4,885 | 4,885 direct | Filing · EDGAR | ||
| Feb 28, 2020 | Shares withheld for tax or exercise price | −1,130 | $49.28 | $56K | 133,626 direct | Filing · EDGAR |
| Feb 27, 2020 | Shares withheld for tax or exercise price | −414 | $50.42 | $21K | 134,756 direct | Filing · EDGAR |
| Nov 7, 2019 | Shares withheld for tax or exercise price | −7,020 | $43.35 | $304K | 135,170 direct | Filing · EDGAR |
| Jul 2, 2019 | Shares withheld for tax or exercise price | −1,622 | $46.17 | $75K | 142,190 direct | Filing · EDGAR |
| Feb 28, 2019 | Grant or award from the company | +25,720 | 137,382 direct | Filing · EDGAR | ||
| Feb 28, 2019 | Grant or award from the company | +6,430 | 143,812 direct | Filing · EDGAR | ||
| Feb 28, 2019 | Grant or award from the company Stock Appreciation Right | +18,728 | $37.25 | $698K | 18,728 direct | Filing · EDGAR |
| Feb 27, 2019 | Shares withheld for tax or exercise price | −371 | $37.12 | $14K | 111,662 direct | Filing · EDGAR |
| Feb 5, 2019 | Shares withheld for tax or exercise price | −1,734 | $40.58 | $70K | 112,033 direct | Filing · EDGAR |
| Nov 7, 2018 | Shares withheld for tax or exercise price | −7,020 | $38.67 | $271K | 113,767 direct | Filing · EDGAR |
| Aug 17, 2018 | Shares withheld for tax or exercise price | −1,622 | $35.85 | $58K | 120,787 direct | Filing · EDGAR |
| Feb 27, 2018 | Grant or award from the company | +38,032 | 111,060 direct | Filing · EDGAR | ||
| Feb 27, 2018 | Grant or award from the company | +2,110 | 113,170 direct | Filing · EDGAR | ||
| Feb 27, 2018 | Grant or award from the company | +9,239 | 122,409 direct | Filing · EDGAR | ||
| Feb 27, 2018 | Grant or award from the company Stock Appreciation Right | +19,584 | 19,584 direct | Filing · EDGAR | ||
| Nov 7, 2017 | Shares withheld for tax or exercise price | −7,101 | $29.97 | $213K | 73,028 direct | Filing · EDGAR |
| May 1, 2017 | Grant or award from the company | +40,129 | 80,129 direct | Filing · EDGAR | ||
| May 1, 2017 | Grant or award from the company Stock Appreciation Right | +21,776 | 21,776 direct | Filing · EDGAR | ||
| Nov 7, 2016 | Grant or award from the company | +40,000 | 40,000 direct | Filing · EDGAR |
All 51 Forms 3, 4, 5 and 144
| Filed | Form | Company | Links |
|---|---|---|---|
| Nov 21, 2025 | Form 4 | Lumentum Holdings LITE | Filing · EDGAR |
| Jan 29, 2025 | Form 4 | Lumentum Holdings LITE | Filing · EDGAR |
| Dec 17, 2024 | Form 3 | Lumentum Holdings LITE | Filing · EDGAR |
| Jun 18, 2024 | Form 4 | Flex | Filing · EDGAR |
| Jun 17, 2024 | Form 144 | Flex | Filing · EDGAR |
| Jun 13, 2024 | Form 4 | Flex | Filing · EDGAR |
| Jun 12, 2024 | Form 144 | Flex | Filing · EDGAR |
| Jun 12, 2024 | Form 4 | Flex | Filing · EDGAR |
| Jun 11, 2024 | Form 144 | Flex | Filing · EDGAR |
| Jun 10, 2024 | Form 144 | Flex | Filing · EDGAR |
| Jun 6, 2024 | Form 4 | Flex | Filing · EDGAR |
| Jun 4, 2024 | Form 144 | Flex | Filing · EDGAR |
| May 9, 2024 | Form 144 | Flex | Filing · EDGAR |
| May 9, 2024 | Form 4 | Flex | Filing · EDGAR |
| Feb 8, 2024 | Form 144 | Nextracker | Filing · EDGAR |
| Jan 4, 2024 | Form 4 | Nextracker | Filing · EDGAR |
| Sep 18, 2023 | Form 144 | Flex | Filing · EDGAR |
| Sep 18, 2023 | Form 4 | Flex | Filing · EDGAR |
| Jun 16, 2023 | Form 4 | Flex | Filing · EDGAR |
| Jun 13, 2023 | Form 4 | Flex | Filing · EDGAR |
| Jun 12, 2023 | Form 144 | Flex | Filing · EDGAR |
| Jun 9, 2023 | Form 144 | Flex | Filing · EDGAR |
| Jun 9, 2023 | Form 4 | Flex | Filing · EDGAR |
| Jun 8, 2023 | Form 144 | Flex | Filing · EDGAR |
| Jun 8, 2023 | Form 4 | Flex | Filing · EDGAR |
| Jun 7, 2023 | Form 144 | Flex | Filing · EDGAR |
| Jun 6, 2023 | Form 4 | Flex | Filing · EDGAR |
| Jun 2, 2023 | Form 144 | Flex | Filing · EDGAR |
| Feb 17, 2023 | Form 3/A | Nextracker | Filing · EDGAR |
| Feb 9, 2023 | Form 3 | Nextracker | Filing · EDGAR |
| Sep 16, 2022 | Form 4 | Flex | Filing · EDGAR |
| Jun 14, 2022 | Form 4 | Flex | Filing · EDGAR |
| Jun 3, 2022 | Form 4 | Flex | Filing · EDGAR |
| Sep 16, 2021 | Form 4 | Flex | Filing · EDGAR |
| Jun 10, 2021 | Form 4 | Flex | Filing · EDGAR |
| Sep 17, 2020 | Form 4 | Flex | Filing · EDGAR |
| Sep 11, 2020 | Form 3 | Flex | Filing · EDGAR |
| Mar 4, 2020 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Mar 2, 2020 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Nov 12, 2019 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Jul 5, 2019 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Mar 4, 2019 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Feb 28, 2019 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Feb 7, 2019 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Nov 8, 2018 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Aug 21, 2018 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Mar 1, 2018 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Nov 8, 2017 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| May 3, 2017 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Nov 9, 2016 | Form 4 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
| Nov 9, 2016 | Form 3 | Aerojet Rocketdyne Holdings | Filing · EDGAR |
Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.
