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Person · CIK 1642415

Ava Harter

Chief Legal Officer at Lam Research

Earlier: Whirlpool and Owens Corning

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$6.7M
Noticed on Form 144$5.9M
Bought on Form 4$602
Companies3

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
Lam Research LRCXCommon StockDirectly42,462.46Aug 31, 2026 · Filing · EDGAR
Lam Research LRCXEmployee Stock Option (Right to Buy)
exercise $77.04, expires Aug 5, 2031, into Common Stock
Directly6,010Apr 27, 2026 · Filing · EDGAR
WhirlpoolCommon StockDirectly10,328.15Mar 1, 2024 · Filing · EDGAR
WhirlpoolCommon401(k) Stock Fund9.8Mar 1, 2024 · Filing · EDGAR
Owens Corning$.01 Par Value CommonDirectly38,163.91Nov 6, 2020 · Filing · EDGAR

Sold and noticed by quarter

Ava Harter: dollars sold on Form 4 and noticed on Form 144 per quarter, Q1 2021 to Q4 2026$1.6M$0Q1 2021: $0 noticed on Form 144Q1 2021: $0 sold on Form 4Q2 2021: $0 noticed on Form 144Q2 2021: $0 sold on Form 4Q3 2021: $0 noticed on Form 144Q3 2021: $0 sold on Form 4Q4 2021: $0 noticed on Form 144Q4 2021: $0 sold on Form 4Q1 2022: $0 noticed on Form 144Q1 2022: $0 sold on Form 4Q2 2022: $0 noticed on Form 144Q2 2022: $0 sold on Form 4Q3 2022: $0 noticed on Form 144Q3 2022: $0 sold on Form 4Q4 2022: $0 noticed on Form 144Q4 2022: $0 sold on Form 4Q1 2023: $0 noticed on Form 144Q1 2023: $0 sold on Form 4Q2 2023: $0 noticed on Form 144Q2 2023: $0 sold on Form 4Q3 2023: $0 noticed on Form 144Q3 2023: $0 sold on Form 4Q4 2023: $0 noticed on Form 144Q4 2023: $0 sold on Form 4Q1 2024: $118K noticed on Form 144Q1 2024: $0 sold on Form 4Q2 2024: $0 noticed on Form 144Q2 2024: $0 sold on Form 4Q3 2024: $0 noticed on Form 144Q3 2024: $0 sold on Form 4Q4 2024: $0 noticed on Form 144Q4 2024: $0 sold on Form 4Q1 2025: $0 noticed on Form 144Q1 2025: $0 sold on Form 4Q2 2025: $0 noticed on Form 144Q2 2025: $0 sold on Form 4Q2 2025: $602 boughtQ3 2025: $0 noticed on Form 144Q3 2025: $0 sold on Form 4Q4 2025: $1.4M noticed on Form 144Q4 2025: $1.4M sold on Form 4Q1 2026: $1.3M noticed on Form 144Q1 2026: $1.3M sold on Form 4Q2 2026: $1.6M noticed on Form 144Q2 2026: $1.6M sold on Form 4Q3 2026: $1.5M noticed on Form 144Q3 2026: $1.5M sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q1 2021Q2 2022Q3 2023Q4 2024Q1 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)Bought (Form 4)
Q3 2026$1.5M$1.5M—
Q2 2026$1.6M$1.6M—
Q1 2026$1.3M$1.3M—
Q4 2025$1.4M$1.4M—
Q2 2025——$602
Q1 2024—$118K—
Q3 2020$326KNot machine-readable—
Q4 2019$316KNot machine-readable—
Q3 2019$110KNot machine-readable—
Q2 2019$96KNot machine-readable—
Q1 2018$92KNot machine-readable—
Q4 2017$40KNot machine-readable—

Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
Lam Research LRCX · Fidelity Brokerage Services · 10b5-1 plan adopted Apr 28, 2026 · 1 notice
Aug 31, 20265,000 · ~$1.5MAug 31, 2026Sold as noticed Sold 5,000 at $302.46 on Aug 31 · $1.5M Form 4Filing · EDGAR
Lam Research LRCX · Fidelity Brokerage Services · No 10b5-1 plan stated · 4 notices
Apr 27, 20266,010 · ~$1.6MApr 27, 2026Sold as noticed Sold 6,010 at $258.66 on Apr 27 · $1.6M Form 4Filing · EDGAR
Mar 4, 20261,500 · ~$334KMar 4, 2026Sold as noticed Sold 1,500 at $222.66 on Mar 4 · $334K Form 4Filing · EDGAR
Mar 2, 20264,000 · ~$930KMar 2, 2026Sold as noticed Sold 4,000 at $232.50 on Mar 2 · $930K Form 4Filing · EDGAR
Oct 27, 20259,010 · ~$1.4MOct 27, 2025Sold as noticed Sold 9,010 in 2 sales, Oct 27 to Oct 27 · $1.4M Form 4Filing · EDGAR
Whirlpool · Fidelity Brokerage Services · No 10b5-1 plan stated · 1 notice
Mar 27, 20241,000 · ~$118KMar 27, 2024Not sold within 90 daysFiling · EDGAR
Sales without a matching Form 144 · 6 sales
No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
———Notice not machine-readable Owens Corning: Sold 5,000 at $65.25 on Aug 7, 2020 · $326KFiling · EDGAR
———Notice not machine-readable Owens Corning: Sold 5,000 at $63.25 on Nov 11, 2019 · $316KFiling · EDGAR
———Notice not machine-readable Owens Corning: Sold 2,000 at $54.84 on Aug 13, 2019 · $110KFiling · EDGAR
———Notice not machine-readable Owens Corning: Sold 1,856 at $51.80 on Jun 6, 2019 · $96KFiling · EDGAR
———Notice not machine-readable Owens Corning: Sold 1,100 at $84.00 on Mar 13, 2018 · $92KFiling · EDGAR
———Notice not machine-readable Owens Corning: Sold 487 at $81.96 on Nov 10, 2017 · $40KFiling · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Lam Research LRCX Chief Legal Officer · filings 2024 to 2026 · sold $5.7M · bought $602 · $5.7M noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Aug 31, 2026Sale under a 10b5-1 plan−5,000$302.46$1.5M42,462.46 directFiling · EDGAR
Aug 5, 2026Shares withheld for tax or exercise price−5,790$307.42$1.8M47,462.46 directFiling · EDGAR
Apr 27, 2026Option or RSU exercised or converted+6,010$77.04$463K59,215.46 directFiling · EDGAR
Apr 27, 2026Open-market or private sale−6,010$258.66$1.6M53,205.46 directFiling · EDGAR
Apr 27, 2026Option or RSU exercised or converted
Employee Stock Option (Right to Buy)
−6,0106,010 directFiling · EDGAR
Mar 27, 2026Shares withheld for tax or exercise price−3,199$233.89$748K58,705.46 directFiling · EDGAR
Mar 4, 2026Open-market or private sale−1,500$222.66$334K53,205.46 directFiling · EDGAR
Mar 2, 2026Open-market or private sale−4,000$232.50$930K54,705.46 directFiling · EDGAR
Feb 27, 2026Grant or award from the company+7,10663,892.46 directFiling · EDGAR
Feb 27, 2026Shares withheld for tax or exercise price−1,988$233.89$465K61,904.46 directFiling · EDGAR
Feb 27, 2026Grant or award from the company
Market-based Performance Restricted Stock Unit
+8,6858,685 directFiling · EDGAR
Oct 27, 2025Open-market or private sale−3,000$157.48$472K56,786.46 directFiling · EDGAR
Oct 27, 2025Option or RSU exercised or converted+6,010$77.04$463K62,796.46 directFiling · EDGAR
Oct 27, 2025Open-market or private sale−6,010$157.46$946K56,786.46 directFiling · EDGAR
Oct 27, 2025Option or RSU exercised or converted
Employee Stock Option (Right to Buy)
−6,01012,020 directFiling · EDGAR
Aug 5, 2025Shares withheld for tax or exercise price−5,270$96.68$510K59,786.46 directFiling · EDGAR
Apr 8, 2025Open-market or private purchase+9.46$63.66$60265,056.46 directFiling · EDGAR
Feb 28, 2025Grant or award from the company+19,36066,430 directFiling · EDGAR
Feb 28, 2025Shares withheld for tax or exercise price−1,383$76.74$106K65,047 directFiling · EDGAR
Feb 28, 2025Grant or award from the company
Market-based Performance Restricted Stock Unit
+23,66323,663 directFiling · EDGAR
Aug 5, 2024Grant or award from the company+3,5053,505 directFiling · EDGAR
Aug 5, 2024Grant or award from the company+1,2024,707 directFiling · EDGAR
Aug 5, 2024Grant or award from the company
Market-based Performance Restricted Stock Unit
+2,2032,203 directFiling · EDGAR
Aug 5, 2024Grant or award from the company
Employee Stock Option (Right to Buy)
+1,8031,803 directFiling · EDGAR

Whirlpool EVP & Chief Legal Officer · filings 2023 to 2024 · $118K noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Mar 1, 2024Option or RSU exercised or converted+4,28811,580.5 directFiling · EDGAR
Mar 1, 2024Shares withheld for tax or exercise price−1,252.35$107.39$134K10,328.15 directFiling · EDGAR
Mar 1, 2024Option or RSU exercised or converted
Restricted Stock Units
−4,2880 directFiling · EDGAR
Feb 19, 2024Grant or award from the company
Restricted Stock Units
+4,2884,288 directFiling · EDGAR
Feb 19, 2024Grant or award from the company
Employee Stock Options (Right to Buy)
+20,65620,656 directFiling · EDGAR

Owens Corning Sr. VP & General Counsel · filings 2015 to 2020 · sold $981K

DateTransactionSharesPriceValueHeld afterSource
Nov 6, 2020Grant or award from the company+34.1638,163.91 directFiling · EDGAR
Aug 7, 2020Grant or award from the company+35.3538,129.75 directFiling · EDGAR
Aug 7, 2020Open-market or private sale−5,000$65.25$326K38,094.39 directFiling · EDGAR
Jul 30, 2020Shares withheld for tax or exercise price−3,587$61.28$220K43,094.39 directFiling · EDGAR
Jun 15, 2020Shares withheld for tax or exercise price−2,255$54.82$124K46,681.39 directFiling · EDGAR
Apr 3, 2020Grant or award from the company+66.748,755.39 directFiling · EDGAR
Feb 6, 2020Shares withheld for tax or exercise price−5,974$62.70$375K48,688.7 directFiling · EDGAR
Feb 5, 2020Grant or award from the company+6,30043,118.7 directFiling · EDGAR
Feb 5, 2020Grant or award from the company+11,54454,662.7 directFiling · EDGAR
Feb 3, 2020Shares withheld for tax or exercise price−1,369$61.29$84K36,818.7 directFiling · EDGAR
Jan 31, 2020Shares withheld for tax or exercise price−467$60.49$28K38,187.7 directFiling · EDGAR
Jan 17, 2020Grant or award from the company+39.6538,654.7 directFiling · EDGAR
Nov 11, 2019Open-market or private sale−5,000$63.25$316K38,425.05 directFiling · EDGAR
Nov 4, 2019Grant or award from the company+37.4743,425.05 directFiling · EDGAR
Aug 13, 2019Open-market or private sale−2,000$54.84$110K43,387.58 directFiling · EDGAR
Aug 2, 2019Grant or award from the company+42.2245,387.58 directFiling · EDGAR
Jun 6, 2019Open-market or private sale−1,856$51.80$96K45,345.36 directFiling · EDGAR
Apr 2, 2019Grant or award from the company+47.8747,015.36 directFiling · EDGAR
Feb 7, 2019Shares withheld for tax or exercise price−4,281$51.97$222K46,967.49 directFiling · EDGAR
Feb 6, 2019Grant or award from the company+6,80035,048.49 directFiling · EDGAR
Feb 6, 2019Grant or award from the company+16,20051,248.49 directFiling · EDGAR
Feb 4, 2019Shares withheld for tax or exercise price−705$52.87$37K28,248.49 directFiling · EDGAR
Feb 1, 2019Shares withheld for tax or exercise price−600$51.95$31K28,953.49 directFiling · EDGAR
Jan 31, 2019Shares withheld for tax or exercise price−449$52.39$24K29,553.49 directFiling · EDGAR
Jan 18, 2019Grant or award from the company+19.5430,002.49 directFiling · EDGAR
Nov 2, 2018Grant or award from the company+18.3929,812.95 directFiling · EDGAR
Aug 2, 2018Grant or award from the company+14.8629,794.56 directFiling · EDGAR
Jul 30, 2018Grant or award from the company+7,95329,779.7 directFiling · EDGAR
May 18, 2018Shares withheld for tax or exercise price−1,476$66.00$97K21,692.7 directFiling · EDGAR
Apr 3, 2018Grant or award from the company+11.1823,168.7 directFiling · EDGAR
Mar 13, 2018Open-market or private sale−1,100$84.00$92K23,157.52 directFiling · EDGAR
Feb 5, 2018Shares withheld for tax or exercise price−209$86.30$18K24,257.52 directFiling · EDGAR
Feb 1, 2018Shares withheld for tax or exercise price−425$92.11$39K24,466.52 directFiling · EDGAR
Jan 31, 2018Grant or award from the company+3,70024,891.52 directFiling · EDGAR
Jan 17, 2018Grant or award from the company+9.6321,191.52 directFiling · EDGAR
Nov 10, 2017Open-market or private sale−487$81.96$40K21,050.89 directFiling · EDGAR
Nov 10, 2017Discretionary trade in a company plan
Phantom Stock
−86.9$81.89$7K0 directFiling · EDGAR
Nov 2, 2017Grant or award from the company+10.6621,537.89 directFiling · EDGAR
Nov 2, 2017Grant or award from the company
Phantom Stock
+0.21$81.50$1786.9 directFiling · EDGAR
Aug 2, 2017Grant or award from the company+12.8621,527.23 directFiling · EDGAR
Jun 14, 2017Grant or award from the company+5,00021,514.37 directFiling · EDGAR
Apr 3, 2017Grant or award from the company+14.2416,464.37 directFiling · EDGAR
Feb 3, 2017Shares withheld for tax or exercise price−266$55.00$15K16,450.13 directFiling · EDGAR
Feb 1, 2017Grant or award from the company+5,40016,716.13 directFiling · EDGAR
Jan 18, 2017Grant or award from the company+16.6211,316.13 directFiling · EDGAR
Nov 2, 2016Grant or award from the company+16.7611,250.51 directFiling · EDGAR
Aug 2, 2016Grant or award from the company+14.5311,233.75 directFiling · EDGAR
Apr 4, 2016Grant or award from the company+16.2211,169.22 directFiling · EDGAR
Feb 3, 2016Grant or award from the company+6,20011,153 directFiling · EDGAR
May 18, 2015Grant or award from the company+4,901$40.81$200K4,901 directFiling · EDGAR
All 63 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Sep 1, 2026Form 4Lam Research LRCXFiling · EDGAR
Aug 31, 2026Form 144Lam Research LRCXFiling · EDGAR
Aug 6, 2026Form 4Lam Research LRCXFiling · EDGAR
Apr 28, 2026Form 4Lam Research LRCXFiling · EDGAR
Apr 27, 2026Form 144Lam Research LRCXFiling · EDGAR
Mar 5, 2026Form 4Lam Research LRCXFiling · EDGAR
Mar 4, 2026Form 144Lam Research LRCXFiling · EDGAR
Mar 3, 2026Form 4Lam Research LRCXFiling · EDGAR
Mar 2, 2026Form 144Lam Research LRCXFiling · EDGAR
Mar 2, 2026Form 4Lam Research LRCXFiling · EDGAR
Oct 28, 2025Form 4Lam Research LRCXFiling · EDGAR
Oct 27, 2025Form 144Lam Research LRCXFiling · EDGAR
Aug 6, 2025Form 4Lam Research LRCXFiling · EDGAR
Mar 4, 2025Form 4Lam Research LRCXFiling · EDGAR
Aug 6, 2024Form 4Lam Research LRCXFiling · EDGAR
Jul 10, 2024Form 3Lam Research LRCXFiling · EDGAR
Mar 27, 2024Form 144WhirlpoolFiling · EDGAR
Mar 5, 2024Form 4WhirlpoolFiling · EDGAR
Feb 21, 2024Form 4WhirlpoolFiling · EDGAR
Apr 26, 2023Form 3WhirlpoolFiling · EDGAR
Nov 10, 2020Form 4Owens CorningFiling · EDGAR
Aug 11, 2020Form 4Owens CorningFiling · EDGAR
Aug 10, 2020Form 4Owens CorningFiling · EDGAR
Aug 3, 2020Form 4Owens CorningFiling · EDGAR
Jun 16, 2020Form 4Owens CorningFiling · EDGAR
Apr 7, 2020Form 4Owens CorningFiling · EDGAR
Feb 7, 2020Form 4Owens CorningFiling · EDGAR
Feb 5, 2020Form 4Owens CorningFiling · EDGAR
Feb 4, 2020Form 4Owens CorningFiling · EDGAR
Jan 21, 2020Form 4Owens CorningFiling · EDGAR
Nov 13, 2019Form 4Owens CorningFiling · EDGAR
Nov 6, 2019Form 4Owens CorningFiling · EDGAR
Aug 15, 2019Form 4Owens CorningFiling · EDGAR
Aug 6, 2019Form 4Owens CorningFiling · EDGAR
Jun 10, 2019Form 4Owens CorningFiling · EDGAR
Apr 4, 2019Form 4Owens CorningFiling · EDGAR
Feb 8, 2019Form 4Owens CorningFiling · EDGAR
Feb 6, 2019Form 4Owens CorningFiling · EDGAR
Feb 4, 2019Form 4Owens CorningFiling · EDGAR
Jan 22, 2019Form 4Owens CorningFiling · EDGAR
Nov 6, 2018Form 4Owens CorningFiling · EDGAR
Aug 6, 2018Form 4Owens CorningFiling · EDGAR
Aug 1, 2018Form 4Owens CorningFiling · EDGAR
May 21, 2018Form 4Owens CorningFiling · EDGAR
Apr 5, 2018Form 4Owens CorningFiling · EDGAR
Mar 14, 2018Form 4Owens CorningFiling · EDGAR
Feb 7, 2018Form 4Owens CorningFiling · EDGAR
Feb 2, 2018Form 4Owens CorningFiling · EDGAR
Jan 19, 2018Form 4Owens CorningFiling · EDGAR
Nov 14, 2017Form 4Owens CorningFiling · EDGAR
Nov 6, 2017Form 4Owens CorningFiling · EDGAR
Aug 4, 2017Form 4Owens CorningFiling · EDGAR
Jun 16, 2017Form 4Owens CorningFiling · EDGAR
Apr 5, 2017Form 4Owens CorningFiling · EDGAR
Feb 7, 2017Form 4Owens CorningFiling · EDGAR
Feb 3, 2017Form 4Owens CorningFiling · EDGAR
Jan 20, 2017Form 4Owens CorningFiling · EDGAR
Nov 4, 2016Form 4Owens CorningFiling · EDGAR
Aug 4, 2016Form 4Owens CorningFiling · EDGAR
Apr 6, 2016Form 4Owens CorningFiling · EDGAR
Feb 5, 2016Form 4Owens CorningFiling · EDGAR
May 19, 2015Form 4Owens CorningFiling · EDGAR
May 18, 2015Form 3Owens CorningFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.

Data on this page was fetched . The filing on SEC.gov is the record.