Person · CIK 1602854

Chris Riccardi

Director at Willamette Valley Vineyards

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$1.5M

Noticed on Form 144$0

Bought on Form 4$11K

Companies1

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

Company	Security	Held	Shares or units	As of
Willamette Valley Vineyards WVVI	Common Stock	Directly	491,661	Oct 1, 2026 · Filing · EDGAR

Sold and noticed by quarter

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table

Quarter	Sold (Form 4)	Noticed (Form 144)	Bought (Form 4)
Q4 2026	—	—	$4K
Q3 2026	—	—	$8K
Q3 2014	$1.5M	Not machine-readable	—

Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

No Form 144 notices with structured data (filed on EDGAR since April 2023).

Notice date	Noticed	Planned sale	Outcome	Links
Sales without a matching Form 144 · 2 sales No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
—	—	—	Notice not machine-readable Willamette Valley Vineyards (WVVI): Sold 140,815 at $6.25 on Aug 25, 2014 · $880K	Filing · EDGAR
—	—	—	Notice not machine-readable Willamette Valley Vineyards (WVVI): Sold 92,000 at $6.20 on Aug 24, 2014 · $570K	Filing · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Willamette Valley Vineyards WVVI Director · filings 2014 to 2026 · sold $1.5M · bought $11K

Date	Transaction	Shares	Price	Value	Held after	Source
Oct 1, 2026	Open-market or private purchase	+2,200	$1.80	$4K	491,661 direct	Filing · EDGAR
Sep 25, 2026	Open-market or private purchase	+300	$1.81	$542	489,161 direct	Filing · EDGAR
Sep 25, 2026	Open-market or private purchase	+117	$1.84	$215	489,461 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.88	$564	485,744 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.88	$564	486,044 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.89	$567	486,344 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.89	$567	486,644 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.87	$561	486,944 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.89	$567	487,244 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.88	$565	487,544 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.88	$565	487,844 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.87	$561	488,144 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.88	$564	488,444 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.88	$564	488,744 direct	Filing · EDGAR
Sep 16, 2026	Open-market or private purchase	+300	$1.87	$561	489,044 direct	Filing · EDGAR
Aug 25, 2014	Open-market or private sale	−140,815	$6.25	$880K	385,485 direct	Filing · EDGAR
Aug 24, 2014	Open-market or private sale	−92,000	$6.20	$570K	526,300 direct	Filing · EDGAR

All 5 Forms 3, 4, 5 and 144

Filed	Form	Company	Links
Oct 2, 2026	Form 4	Willamette Valley Vineyards WVVI	Filing · EDGAR
Sep 22, 2026	Form 4	Willamette Valley Vineyards WVVI	Filing · EDGAR
Jul 20, 2026	Form 3	Willamette Valley Vineyards WVVI	Filing · EDGAR
Dec 29, 2015	Form 4	Willamette Valley Vineyards WVVI	Filing · EDGAR
Mar 18, 2014	Form 3	Willamette Valley Vineyards WVVI	Filing · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.