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Person · CIK 1927549

Carolyn Herzog

Chief Legal Officer at Elastic

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$10.8M
Noticed on Form 144$10.5M
Bought on Form 4$0
Companies1

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
Elastic ESTCOrdinary SharesDirectly112,954Sep 9, 2026 · Filing · EDGAR
Elastic ESTCEmployee Stock Options (right to buy)
exercise $78.30, expires Jun 7, 2032, into Ordinary Shares
Directly23,620Dec 12, 2023 · Filing · EDGAR

Sold and noticed by quarter

Carolyn Herzog: dollars sold on Form 4 and noticed on Form 144 per quarter, Q3 2022 to Q4 2026$2.7M$0Q3 2022: notice not machine-readableQ3 2022: $117K sold on Form 4Q4 2022: notice not machine-readableQ4 2022: $71K sold on Form 4Q1 2023: notice not machine-readableQ1 2023: $125K sold on Form 4Q2 2023: $143K noticed on Form 144Q2 2023: $143K sold on Form 4Q3 2023: $392K noticed on Form 144Q3 2023: $392K sold on Form 4Q4 2023: $2.7M noticed on Form 144Q4 2023: $2.7M sold on Form 4Q1 2024: $287K noticed on Form 144Q1 2024: $287K sold on Form 4Q2 2024: $639K noticed on Form 144Q2 2024: $639K sold on Form 4Q3 2024: $315K noticed on Form 144Q3 2024: $315K sold on Form 4Q4 2024: $1.7M noticed on Form 144Q4 2024: $1.7M sold on Form 4Q1 2025: $743K noticed on Form 144Q1 2025: $743K sold on Form 4Q2 2025: $496K noticed on Form 144Q2 2025: $496K sold on Form 4Q3 2025: $463K noticed on Form 144Q3 2025: $463K sold on Form 4Q4 2025: $402K noticed on Form 144Q4 2025: $402K sold on Form 4Q1 2026: $209K noticed on Form 144Q1 2026: $209K sold on Form 4Q2 2026: $575K noticed on Form 144Q2 2026: $575K sold on Form 4Q3 2026: $1.4M noticed on Form 144Q3 2026: $1.4M sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q3 2022Q3 2023Q3 2024Q3 2025Q3 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)
Q3 2026$1.4M$1.4M
Q2 2026$575K$575K
Q1 2026$209K$209K
Q4 2025$402K$402K
Q3 2025$463K$463K
Q2 2025$496K$496K
Q1 2025$743K$743K
Q4 2024$1.7M$1.7M
Q3 2024$315K$315K
Q2 2024$639K$639K
Q1 2024$287K$287K
Q4 2023$2.7M$2.7M
Q3 2023$392K$392K
Q2 2023$143K$143K
Q1 2023$125KNot machine-readable
Q4 2022$71KNot machine-readable
Q3 2022$117KNot machine-readable

Form 144 notices went onto EDGAR as structured data on April 13, 2023. Earlier notices were filed on paper and cannot be read here, so those quarters show no noticed amount.

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
Elastic ESTC · E*Trade Financial · No 10b5-1 plan stated · 14 notices
Sep 9, 20265,485 · ~$481KSep 9, 2026Sold as noticed Sold 5,485 at $87.78 on Sep 9 · $481K Form 4Filing · EDGAR
Jun 9, 20269,485 · ~$575KJun 9, 2026Sold as noticed Sold 9,485 at $60.61 on Jun 9 · $575K Form 4Filing · EDGAR
Mar 9, 20263,989 · ~$209KMar 9, 2026Sold as noticed Sold 3,989 at $52.28 on Mar 9 · $209K Form 4Filing · EDGAR
Dec 9, 20255,353 · ~$402KDec 9, 2025Sold as noticed Sold 5,353 at $75.05 on Dec 9 · $402K Form 4Filing · EDGAR
Sep 9, 20255,143 · ~$463KSep 9, 2025Sold as noticed Sold 5,143 at $90.12 on Sep 9 · $463K Form 4Filing · EDGAR
Jun 9, 20255,702 · ~$496KJun 9, 2025Sold as noticed Sold 5,702 at $86.91 on Jun 9 · $496K Form 4Filing · EDGAR
Mar 10, 20253,334 · ~$303KMar 10, 2025Sold as noticed Sold 3,334 at $90.78 on Mar 10 · $303K Form 4Filing · EDGAR
Dec 9, 20244,525 · ~$492KDec 9, 2024Sold as noticed Sold 4,525 at $108.71 on Dec 9 · $492K Form 4Filing · EDGAR
Sep 9, 20244,489 · ~$315KSep 9, 2024Sold as noticed Sold 4,489 at $70.25 on Sep 9 · $315K Form 4Filing · EDGAR
Jun 10, 20244,820 · ~$530KJun 10, 2024Partly sold Sold 1,000 at $109.71 on Jun 10 · $110K likely match Form 4Filing · EDGAR
Mar 11, 20242,591 · ~$268KMar 11, 2024Sold as noticed Sold 2,591 at $103.28 on Mar 11 · $268K Form 4Filing · EDGAR
Dec 11, 20232,913 · ~$335KDec 11, 2023Sold as noticed Sold 2,913 at $114.97 on Dec 11 · $335K Form 4Filing · EDGAR
Sep 11, 20232,621 · ~$204KSep 11, 2023Sold as noticed Sold 2,621 at $77.83 on Sep 11 · $204K Form 4Filing · EDGAR
Jun 9, 20232,032 · ~$143KJun 9, 2023Sold as noticed Sold 2,032 at $70.41 on Jun 9 · $143K Form 4Filing · EDGAR
Elastic ESTC · Morgan Stanley Smith Barney · No 10b5-1 plan stated · 6 notices
Sep 1, 202610,000 · ~$937KSep 1, 2026Sold as noticed Sold 10,000 at $93.67 on Sep 1 · $937K Form 4Filing · EDGAR
Mar 11, 20254,500 · ~$440KMar 11, 2025Sold as noticed Sold 4,500 at $97.88 on Mar 11 · $440K Form 4Filing · EDGAR
Nov 26, 202411,145 · ~$1.2MNov 26, 2024Sold as noticed Sold 11,145 at $111.34 on Nov 26 · $1.2M Form 4Filing · EDGAR
Jun 10, 20241,000 · ~$110KJun 10, 2024Not sold within 90 daysFiling · EDGAR
Mar 27, 2024192 · ~$19KMar 27, 2024Sold as noticed Sold 192 at $99.95 on Mar 27 · $19K Form 4Filing · EDGAR
Dec 12, 202318,914 · ~$2.2MDec 12, 2023Sold as noticed Sold 18,914 in 2 sales, Dec 12 to Dec 12 · $2.2M Form 4Filing · EDGAR
Elastic ESTC · Morgan Stanley Smith Barney · 10b5-1 plan adopted Mar 31, 2023 · 2 notices
Dec 12, 20231,320 · ~$153KDec 12, 2023Sold as noticed Sold 1,320 at $116.00 on Dec 12 · $153K Form 4Filing · EDGAR
Sep 12, 20231,320 · ~$103KSep 12, 2023Sold as noticed Sold 1,320 at $78.25 on Sep 12 · $103K Form 4Filing · EDGAR
Elastic ESTC · E*Trade Financial · 10b5-1 plan adopted Mar 31, 2023 · 1 notice
Jul 3, 20231,320 · ~$85KJul 3, 2023Sold as noticed Sold 1,320 at $64.20 on Jul 3 · $85K Form 4Filing · EDGAR
Sales without a matching Form 144 · 4 sales
No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
———Sold without notice Elastic (ESTC): Sold 4,820 at $109.90 on Jun 10, 2024 · $530KFiling · EDGAR
———Notice not machine-readable Elastic (ESTC): Sold 2,153 at $58.28 on Mar 9, 2023 · $125KFiling · EDGAR
———Notice not machine-readable Elastic (ESTC): Sold 1,324 at $53.60 on Dec 9, 2022 · $71KFiling · EDGAR
———Notice not machine-readable Elastic (ESTC): Sold 1,322 at $88.55 on Sep 9, 2022 · $117KFiling · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Elastic ESTC Chief Legal Officer · filings 2022 to 2026 · sold $10.8M · $10.5M noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Sep 9, 2026Open-market or private sale−5,485$87.78$481K112,954 directFiling · EDGAR
Sep 1, 2026Open-market or private sale−10,000$93.67$937K118,439 directFiling · EDGAR
Jun 9, 2026Open-market or private sale−9,485$60.61$575K128,439 directFiling · EDGAR
Jun 8, 2026Grant or award from the company+20,140105,739 directFiling · EDGAR
Jun 8, 2026Grant or award from the company+32,185137,924 directFiling · EDGAR
Mar 9, 2026Open-market or private sale−3,989$52.28$209K85,335 directFiling · EDGAR
Dec 9, 2025Open-market or private sale−5,353$75.05$402K89,324 directFiling · EDGAR
Sep 9, 2025Open-market or private sale−5,143$90.12$463K94,677 directFiling · EDGAR
Jun 9, 2025Open-market or private sale−5,702$86.91$496K99,820 directFiling · EDGAR
Jun 8, 2025Grant or award from the company+8,75388,738 directFiling · EDGAR
Jun 8, 2025Grant or award from the company+16,784105,522 directFiling · EDGAR
Mar 11, 2025Open-market or private sale−4,500$97.88$440K79,652 directFiling · EDGAR
Mar 10, 2025Open-market or private sale−3,334$90.78$303K84,152 directFiling · EDGAR
Dec 9, 2024Open-market or private sale−4,525$108.71$492K87,486 directFiling · EDGAR
Nov 26, 2024Open-market or private sale−11,145$111.34$1.2M92,011 directFiling · EDGAR
Sep 9, 2024Open-market or private sale−4,489$70.25$315K102,959 directFiling · EDGAR
Jun 10, 2024Open-market or private sale−1,000$109.71$110K112,268 directFiling · EDGAR
Jun 10, 2024Open-market or private sale−4,820$109.90$530K107,448 directFiling · EDGAR
Jun 8, 2024Grant or award from the company+9,21297,011 directFiling · EDGAR
Jun 8, 2024Grant or award from the company+16,257113,268 directFiling · EDGAR
Mar 27, 2024Open-market or private sale−192$99.95$19K87,799 directFiling · EDGAR
Mar 11, 2024Sale under a 10b5-1 plan−2,591$103.28$268K87,799 directFiling · EDGAR
Dec 12, 2023Option or RSU exercised or converted+14,000$78.30$1.1M110,624 directFiling · EDGAR
Dec 12, 2023Sale under a 10b5-1 plan−1,320$116.00$153K109,304 directFiling · EDGAR
Dec 12, 2023Sale under a 10b5-1 plan−4,914$115.54$568K104,390 directFiling · EDGAR
Dec 12, 2023Sale under a 10b5-1 plan−14,000$115.43$1.6M90,390 directFiling · EDGAR
Dec 12, 2023Option or RSU exercised or converted
Employee Stock Options (right to buy)
−14,00023,620 directFiling · EDGAR
Dec 11, 2023Sale under a 10b5-1 plan−2,913$114.97$335K96,624 directFiling · EDGAR
Dec 8, 2023Grant or award from the company+18,56499,537 directFiling · EDGAR
Sep 12, 2023Sale under a 10b5-1 plan−1,320$78.25$103K80,702 directFiling · EDGAR
Sep 11, 2023Sale under a 10b5-1 plan−2,621$77.83$204K82,022 directFiling · EDGAR
Jul 3, 2023Sale under a 10b5-1 plan−1,320$64.20$85K84,643 directFiling · EDGAR
Jun 9, 2023Open-market or private sale−2,032$70.41$143K85,963 directFiling · EDGAR
Mar 9, 2023Open-market or private sale−2,153$58.28$125K87,995 directFiling · EDGAR
Dec 9, 2022Open-market or private sale−1,324$53.60$71K90,148 directFiling · EDGAR
Dec 8, 2022Grant or award from the company+32,31191,472 directFiling · EDGAR
Sep 9, 2022Open-market or private sale−1,322$88.55$117K59,161 directFiling · EDGAR
Jun 8, 2022Grant or award from the company+60,48360,483 directFiling · EDGAR
Jun 8, 2022Grant or award from the company
Employee Stock Option (right to buy)
+37,62037,620 directFiling · EDGAR
All 47 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Sep 10, 2026Form 4Elastic ESTCFiling · EDGAR
Sep 9, 2026Form 144Elastic ESTCFiling · EDGAR
Sep 2, 2026Form 4Elastic ESTCFiling · EDGAR
Sep 1, 2026Form 144Elastic ESTCFiling · EDGAR
Jun 10, 2026Form 4Elastic ESTCFiling · EDGAR
Jun 9, 2026Form 144Elastic ESTCFiling · EDGAR
Mar 10, 2026Form 4Elastic ESTCFiling · EDGAR
Mar 9, 2026Form 144Elastic ESTCFiling · EDGAR
Dec 10, 2025Form 4Elastic ESTCFiling · EDGAR
Dec 9, 2025Form 144Elastic ESTCFiling · EDGAR
Sep 10, 2025Form 4Elastic ESTCFiling · EDGAR
Sep 9, 2025Form 144Elastic ESTCFiling · EDGAR
Jun 12, 2025Form 4/AElastic ESTCFiling · EDGAR
Jun 10, 2025Form 4Elastic ESTCFiling · EDGAR
Jun 9, 2025Form 144Elastic ESTCFiling · EDGAR
Mar 12, 2025Form 4Elastic ESTCFiling · EDGAR
Mar 11, 2025Form 144Elastic ESTCFiling · EDGAR
Mar 10, 2025Form 144Elastic ESTCFiling · EDGAR
Dec 11, 2024Form 4Elastic ESTCFiling · EDGAR
Dec 9, 2024Form 144Elastic ESTCFiling · EDGAR
Nov 27, 2024Form 4Elastic ESTCFiling · EDGAR
Nov 26, 2024Form 144Elastic ESTCFiling · EDGAR
Sep 10, 2024Form 4Elastic ESTCFiling · EDGAR
Sep 9, 2024Form 144Elastic ESTCFiling · EDGAR
Jun 11, 2024Form 4Elastic ESTCFiling · EDGAR
Jun 10, 2024Form 144Elastic ESTCFiling · EDGAR
Jun 10, 2024Form 144Elastic ESTCFiling · EDGAR
Mar 29, 2024Form 4Elastic ESTCFiling · EDGAR
Mar 27, 2024Form 144Elastic ESTCFiling · EDGAR
Mar 13, 2024Form 4Elastic ESTCFiling · EDGAR
Mar 11, 2024Form 144Elastic ESTCFiling · EDGAR
Dec 12, 2023Form 144Elastic ESTCFiling · EDGAR
Dec 12, 2023Form 144Elastic ESTCFiling · EDGAR
Dec 12, 2023Form 4Elastic ESTCFiling · EDGAR
Dec 11, 2023Form 144Elastic ESTCFiling · EDGAR
Sep 13, 2023Form 4Elastic ESTCFiling · EDGAR
Sep 12, 2023Form 144Elastic ESTCFiling · EDGAR
Sep 11, 2023Form 144Elastic ESTCFiling · EDGAR
Jul 6, 2023Form 4Elastic ESTCFiling · EDGAR
Jul 3, 2023Form 144Elastic ESTCFiling · EDGAR
Jun 13, 2023Form 4Elastic ESTCFiling · EDGAR
Jun 9, 2023Form 144Elastic ESTCFiling · EDGAR
Mar 13, 2023Form 4Elastic ESTCFiling · EDGAR
Dec 12, 2022Form 4Elastic ESTCFiling · EDGAR
Sep 13, 2022Form 4Elastic ESTCFiling · EDGAR
Jun 9, 2022Form 4Elastic ESTCFiling · EDGAR
May 10, 2022Form 3Elastic ESTCFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.

Data on this page was fetched . The filing on SEC.gov is the record.