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Person · CIK 1847231

Andrew LaBenne

Chief Financial Officer at Happen

Earlier: Bakkt Holdings and Amalgamated Financial

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$1.3M
Noticed on Form 144$1.2M
Bought on Form 4$169K
Companies3

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
Happen LCCommon StockDirectly233,617Aug 25, 2026 · Filing · EDGAR
Happen LCCommon StockUTMAs for Children12,000Aug 25, 2026 · Filing · EDGAR
Happen LCRestricted Stock Unit (RSU)
into Common Stock
Directly61,795Aug 25, 2026 · Filing · EDGAR
Happen LCRestricted Stock Unit (RSU)
into Common Stock
Directly45,052Aug 25, 2026 · Filing · EDGAR
Happen LCRestricted Stock Unit (RSU)
into Common Stock
Directly24,549Aug 25, 2026 · Filing · EDGAR
Bakkt HoldingsClass A Common StockDirectly320,414Apr 15, 2022 · Filing · EDGAR
Amalgamated FinancialCommon StockDirectly26,254Mar 9, 2021 · Filing · EDGAR

Sold and noticed by quarter

Andrew LaBenne: dollars sold on Form 4 and noticed on Form 144 per quarter, Q4 2022 to Q4 2026$655K$0Q4 2022: $0 noticed on Form 144Q4 2022: $0 sold on Form 4Q4 2022: $117K boughtQ1 2023: $0 noticed on Form 144Q1 2023: $0 sold on Form 4Q2 2023: $0 noticed on Form 144Q2 2023: $0 sold on Form 4Q3 2023: $0 noticed on Form 144Q3 2023: $0 sold on Form 4Q4 2023: $0 noticed on Form 144Q4 2023: $0 sold on Form 4Q4 2023: $52K boughtQ1 2024: $0 noticed on Form 144Q1 2024: $0 sold on Form 4Q2 2024: $0 noticed on Form 144Q2 2024: $0 sold on Form 4Q3 2024: $0 noticed on Form 144Q3 2024: $0 sold on Form 4Q4 2024: $0 noticed on Form 144Q4 2024: $0 sold on Form 4Q1 2025: $0 noticed on Form 144Q1 2025: $0 sold on Form 4Q2 2025: $0 noticed on Form 144Q2 2025: $0 sold on Form 4Q3 2025: $655K noticed on Form 144Q3 2025: $655K sold on Form 4Q4 2025: $0 noticed on Form 144Q4 2025: $0 sold on Form 4Q1 2026: $0 noticed on Form 144Q1 2026: $0 sold on Form 4Q2 2026: $577K noticed on Form 144Q2 2026: $340K sold on Form 4Q3 2026: $0 noticed on Form 144Q3 2026: $270K sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q4 2022Q4 2023Q4 2024Q4 2025Q4 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)Bought (Form 4)
Q3 2026$270K——
Q2 2026$340K$577K—
Q3 2025$655K$655K—
Q4 2023——$52K
Q4 2022——$117K

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
Happen LC · Charles Schwab · 10b5-1 plan adopted Feb 17, 2026 · 1 notice
May 28, 202633,929 · ~$577KMay 28, 2026Sold as noticed Sold 33,929 in 2 sales, May 28 to Aug 10 · $610K Form 4 (1) · Form 4 (2)Filing · EDGAR
Happen LC · Charles Schwab · 10b5-1 plan adopted Mar 6, 2025 · 2 notices
Sep 15, 202520,903 · ~$356KSep 15, 2025Sold as noticed Sold 20,903 at $17.04 on Sep 15 · $356K Form 4Filing · EDGAR
Jul 30, 202517,955 · ~$299KJul 30, 2025Sold as noticed Sold 17,955 at $16.65 on Jul 30 · $299K Form 4Filing · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Happen LC Chief Financial Officer · filings 2022 to 2026 · sold $1.3M · bought $169K · $1.2M noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Aug 25, 2026Option or RSU exercised or converted+12,274233,300 directFiling · EDGAR
Aug 25, 2026Option or RSU exercised or converted+7,509240,809 directFiling · EDGAR
Aug 25, 2026Option or RSU exercised or converted+6,179246,988 directFiling · EDGAR
Aug 25, 2026Shares withheld for tax or exercise price−13,371$18.25$244K233,617 directFiling · EDGAR
Aug 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−12,27424,549 directFiling · EDGAR
Aug 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,50945,052 directFiling · EDGAR
Aug 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−6,17961,795 directFiling · EDGAR
Aug 10, 2026Sale under a 10b5-1 plan−13,929$19.37$270K221,026 directFiling · EDGAR
May 28, 2026Sale under a 10b5-1 plan−20,000$17.00$340K234,955 directFiling · EDGAR
May 25, 2026Option or RSU exercised or converted+12,274254,641 directFiling · EDGAR
May 25, 2026Option or RSU exercised or converted+7,508262,149 directFiling · EDGAR
May 25, 2026Option or RSU exercised or converted+6,179268,328 directFiling · EDGAR
May 25, 2026Shares withheld for tax or exercise price−13,373$15.63$209K254,955 directFiling · EDGAR
May 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−12,27436,823 directFiling · EDGAR
May 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,50852,561 directFiling · EDGAR
May 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−6,17967,974 directFiling · EDGAR
Mar 5, 2026Grant or award from the company
Restricted Stock Unit (RSU)
+74,15374,153 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted+10,849238,370 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted+12,274250,644 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted+7,509258,153 directFiling · EDGAR
Feb 25, 2026Shares withheld for tax or exercise price−15,786$15.02$237K242,367 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−10,8490 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−12,27449,097 directFiling · EDGAR
Feb 25, 2026Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,50960,069 directFiling · EDGAR
Feb 17, 2026Gift−2,000228,521 directFiling · EDGAR
Feb 17, 2026Gift−1,000227,521 directFiling · EDGAR
Feb 17, 2026Gift+2,00012,000
UTMAs for Children
Filing · EDGAR
Jan 16, 2026Grant or award from the company+70,897267,489 directFiling · EDGAR
Jan 16, 2026Shares withheld for tax or exercise price−36,968$20.36$753K230,521 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted+10,848192,598 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted+12,274204,872 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted+7,508212,380 directFiling · EDGAR
Nov 25, 2025Shares withheld for tax or exercise price−15,788$16.80$265K196,592 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−10,84810,849 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−12,27461,371 directFiling · EDGAR
Nov 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,50867,578 directFiling · EDGAR
Sep 15, 2025Sale under a 10b5-1 plan−20,903$17.04$356K181,750 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted+20,005198,116 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted+10,849208,965 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted+12,274221,239 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted+7,509228,748 directFiling · EDGAR
Aug 25, 2025Shares withheld for tax or exercise price−26,095$16.31$426K202,653 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−20,0050 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−10,84921,697 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−12,27473,645 directFiling · EDGAR
Aug 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,50975,086 directFiling · EDGAR
Jul 30, 2025Sale under a 10b5-1 plan−17,955$16.65$299K178,111 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted+20,005191,527 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted+10,848202,375 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted+12,274214,649 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted+7,508222,157 directFiling · EDGAR
May 25, 2025Shares withheld for tax or exercise price−26,091$9.86$257K196,066 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−20,00520,005 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−10,84832,546 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−12,27485,919 directFiling · EDGAR
May 25, 2025Option or RSU exercised or converted
Restricted Stock Unit (RSU)
−7,50882,595 directFiling · EDGAR
Mar 5, 2025Grant or award from the company
Restricted Stock Unit (RSU)
+90,10390,103 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted+20,004171,132 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted+10,849181,981 directFiling · EDGAR
Feb 25, 2025Option or RSU exercised or converted+12,274194,255 directFiling · EDGAR

54 earlier transactions are in the filing list below.

Bakkt Holdings Chief Financial Officer · filings 2021 to 2022

DateTransactionSharesPriceValueHeld afterSource
Apr 15, 2022Shares withheld for tax or exercise price−33,744$4.64$157K320,414 directFiling · EDGAR
Feb 15, 2022Grant or award from the company+87,491354,158 directFiling · EDGAR
Jan 21, 2022Grant or award from the company+200,000266,667 directFiling · EDGAR
Dec 21, 2021Grant or award from the company+66,66766,677 directFiling · EDGAR

Amalgamated Financial Sevp & CFO · filings 2021 to 2021

DateTransactionSharesPriceValueHeld afterSource
Mar 9, 2021Option or RSU exercised or converted−784$18.05$14K26,254 directFiling · EDGAR
All 39 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Aug 27, 2026Form 4Happen LCFiling · EDGAR
Aug 12, 2026Form 4Happen LCFiling · EDGAR
May 29, 2026Form 4Happen LCFiling · EDGAR
May 28, 2026Form 144Happen LCFiling · EDGAR
May 27, 2026Form 4Happen LCFiling · EDGAR
Mar 9, 2026Form 4Happen LCFiling · EDGAR
Feb 27, 2026Form 4Happen LCFiling · EDGAR
Feb 19, 2026Form 4Happen LCFiling · EDGAR
Jan 21, 2026Form 4Happen LCFiling · EDGAR
Nov 26, 2025Form 4Happen LCFiling · EDGAR
Sep 17, 2025Form 4Happen LCFiling · EDGAR
Sep 15, 2025Form 144Happen LCFiling · EDGAR
Aug 27, 2025Form 4Happen LCFiling · EDGAR
Aug 1, 2025Form 4Happen LCFiling · EDGAR
Jul 30, 2025Form 144Happen LCFiling · EDGAR
May 28, 2025Form 4Happen LCFiling · EDGAR
Mar 14, 2025Form 4Happen LCFiling · EDGAR
Feb 27, 2025Form 4Happen LCFiling · EDGAR
Feb 5, 2025Form 4Happen LCFiling · EDGAR
Nov 27, 2024Form 4Happen LCFiling · EDGAR
Aug 28, 2024Form 4Happen LCFiling · EDGAR
May 29, 2024Form 4Happen LCFiling · EDGAR
Mar 25, 2024Form 4Happen LCFiling · EDGAR
Feb 27, 2024Form 4Happen LCFiling · EDGAR
Feb 7, 2024Form 4Happen LCFiling · EDGAR
Dec 4, 2023Form 4Happen LCFiling · EDGAR
Nov 28, 2023Form 4Happen LCFiling · EDGAR
Nov 2, 2023Form 4Happen LCFiling · EDGAR
Aug 29, 2023Form 4Happen LCFiling · EDGAR
May 30, 2023Form 4Happen LCFiling · EDGAR
Mar 14, 2023Form 4Happen LCFiling · EDGAR
Nov 8, 2022Form 4Happen LCFiling · EDGAR
Sep 8, 2022Form 3Happen LCFiling · EDGAR
Apr 19, 2022Form 4Bakkt HoldingsFiling · EDGAR
Feb 17, 2022Form 4Bakkt HoldingsFiling · EDGAR
Jan 25, 2022Form 4Bakkt HoldingsFiling · EDGAR
Dec 23, 2021Form 4Bakkt HoldingsFiling · EDGAR
Oct 15, 2021Form 3Bakkt HoldingsFiling · EDGAR
Mar 11, 2021Form 4Amalgamated FinancialFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.

Data on this page was fetched . The filing on SEC.gov is the record.