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Person · CIK 2082642

Alan Imberman

CFO and Treasurer at Wealthfront

Source: Forms 3, 4, 5 and 144 on SEC EDGAR

Sold on Form 4$2.5M
Noticed on Form 144$1.1M
Bought on Form 4$0
Companies1

Holdings now

As reported after the latest Form 3, 4 or 5 at each company.

How these figures work

Options and RSUs are from the latest filing that lists them; earlier grants may also be held. Holdings can be out of date when a person stops filing.

CompanySecurityHeldShares or unitsAs of
Wealthfront WLTHCommon StockDirectly396,970Sep 17, 2026 · Filing · EDGAR
Wealthfront WLTHRestricted Stock Units
into Common Stock
Directly230,913Sep 15, 2026 · Filing · EDGAR
Wealthfront WLTHRestricted Stock Units
into Common Stock
Directly212,625Sep 15, 2026 · Filing · EDGAR
Wealthfront WLTHRestricted Stock Units
into Common Stock
Directly114,063Sep 15, 2026 · Filing · EDGAR

Sold and noticed by quarter

Alan Imberman: dollars sold on Form 4 and noticed on Form 144 per quarter, Q1 2025 to Q4 2026$1.4M$0Q1 2025: $0 noticed on Form 144Q1 2025: $0 sold on Form 4Q2 2025: $0 noticed on Form 144Q2 2025: $0 sold on Form 4Q3 2025: $0 noticed on Form 144Q3 2025: $0 sold on Form 4Q4 2025: $0 noticed on Form 144Q4 2025: $1.4M sold on Form 4Q1 2026: $0 noticed on Form 144Q1 2026: $0 sold on Form 4Q2 2026: $0 noticed on Form 144Q2 2026: $0 sold on Form 4Q3 2026: $1.1M noticed on Form 144Q3 2026: $1.1M sold on Form 4Q4 2026: $0 noticed on Form 144Q4 2026: $0 sold on Form 4Q1 2025Q3 2025Q1 2026Q3 2026

Sold (Form 4) Noticed (Form 144) Bought (Form 4)

Quarterly totals as a table
QuarterSold (Form 4)Noticed (Form 144)
Q3 2026$1.1M$1.1M
Q4 2025$1.4M—

Planned sales (Form 144) and the sales that followed

Each Form 144 notice of a planned sale, grouped by broker and 10b5-1 plan, with the Form 4 sales we matched to it.

How we match

A Form 144 is a notice of a planned sale by an affiliate. SEC Tracker matches each notice to Form 4 sales by the same person at the same company within 90 days of the notice, up to the shares noticed. The match is our inference, not something either filing states.

Notice dateNoticedPlanned saleOutcomeLinks
Wealthfront WLTH · Morgan Stanley Smith Barney · 10b5-1 plan adopted Jun 12, 2026 · 1 notice
Sep 17, 202676,540 · ~$778KSep 17, 2026Sold as noticed Sold 76,540 at $10.10 on Sep 17 · $773K Form 4Filing · EDGAR
Wealthfront WLTH · Morgan Stanley Smith Barney · No 10b5-1 plan stated · 1 notice
Sep 15, 202629,055 · ~$309KSep 15, 2026Partly sold Sold 26,596 in 2 sales, Sep 15 to Sep 16 · $282K likely match Form 4Filing · EDGAR
Sales without a matching Form 144 · 1 sale
No matching Form 144 found. Not every sale needs one: small sales and sales by people who are not affiliates are exempt.
———Sold without notice Wealthfront (WLTH): Sold 100,000 at $14.00 on Dec 11, 2025 · $1.4MFiling · EDGAR

Every transaction, by company

Each Form 3, 4 and 5 transaction in plain words, newest first.

How these figures work

Values are shares times the price each filing states; grants, exercises and gifts usually state no price. Held after is what the filing reports was held once the transaction was done, directly or through the named holder.

Wealthfront WLTH CFO and Treasurer · filings 2025 to 2026 · sold $2.5M · $1.1M noticed on Form 144

DateTransactionSharesPriceValueHeld afterSource
Sep 17, 2026Sale under a 10b5-1 plan−76,540$10.10$773K396,970 directFiling · EDGAR
Sep 16, 2026Open-market or private sale−6,292$10.19$64K473,510 directFiling · EDGAR
Sep 15, 2026Option or RSU exercised or converted+22,812458,719 directFiling · EDGAR
Sep 15, 2026Option or RSU exercised or converted+23,625482,344 directFiling · EDGAR
Sep 15, 2026Option or RSU exercised or converted+17,762500,106 directFiling · EDGAR
Sep 15, 2026Open-market or private sale−20,304$10.73$218K479,802 directFiling · EDGAR
Sep 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−22,812114,063 directFiling · EDGAR
Sep 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−23,625212,625 directFiling · EDGAR
Sep 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−17,762230,913 directFiling · EDGAR
Jun 15, 2026Option or RSU exercised or converted+22,813419,783 directFiling · EDGAR
Jun 15, 2026Option or RSU exercised or converted+23,625443,408 directFiling · EDGAR
Jun 15, 2026Option or RSU exercised or converted+17,763461,171 directFiling · EDGAR
Jun 15, 2026Shares withheld for tax or exercise price−25,264$8.80$222K435,907 directFiling · EDGAR
Jun 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−22,813136,875 directFiling · EDGAR
Jun 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−23,625236,250 directFiling · EDGAR
Jun 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−17,763248,675 directFiling · EDGAR
Mar 16, 2026Shares withheld for tax or exercise price−15,756$7.86$124K394,470 directFiling · EDGAR
Mar 15, 2026Option or RSU exercised or converted+22,812368,839 directFiling · EDGAR
Mar 15, 2026Option or RSU exercised or converted+23,625392,464 directFiling · EDGAR
Mar 15, 2026Option or RSU exercised or converted+17,762410,226 directFiling · EDGAR
Mar 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−22,812159,688 directFiling · EDGAR
Mar 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−23,625259,875 directFiling · EDGAR
Mar 15, 2026Option or RSU exercised or converted
Restricted Stock Units
−17,762266,438 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted+15,000$2.45$37K230,029 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted+37,453$2.67$100K267,482 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted+22,055$1.79$39K289,537 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted+53,475$1.87$100K343,012 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted+3,015$2.91$9K346,027 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted
Stock Option (Right to Buy)
−15,0000 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted
Stock Option (Right to Buy)
−37,45323,547 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted
Stock Option (Right to Buy)
−22,055137,945 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted
Stock Option (Right to Buy)
−53,47571,525 directFiling · EDGAR
Dec 22, 2025Option or RSU exercised or converted
Stock Option (Right to Buy)
−3,015531,570 directFiling · EDGAR
Dec 15, 2025Option or RSU exercised or converted+22,813209,678 directFiling · EDGAR
Dec 15, 2025Option or RSU exercised or converted+23,625233,303 directFiling · EDGAR
Dec 15, 2025Shares withheld for tax or exercise price−18,274$14.19$259K215,029 directFiling · EDGAR
Dec 15, 2025Option or RSU exercised or converted
Restricted Stock Units
−22,813182,500 directFiling · EDGAR
Dec 15, 2025Option or RSU exercised or converted
Restricted Stock Units
−23,625283,500 directFiling · EDGAR
Dec 11, 2025Option or RSU exercised or converted+95,785175,196 directFiling · EDGAR
Dec 11, 2025Option or RSU exercised or converted+159,687334,883 directFiling · EDGAR
Dec 11, 2025Option or RSU exercised or converted+70,875405,758 directFiling · EDGAR
Dec 11, 2025Shares withheld for tax or exercise price−118,893$14.00$1.7M286,865 directFiling · EDGAR
Dec 11, 2025Open-market or private sale−100,000$14.00$1.4M186,865 directFiling · EDGAR
Dec 11, 2025Option or RSU exercised or converted
Restricted Stock Units
−95,7850 directFiling · EDGAR
Dec 11, 2025Option or RSU exercised or converted
Restricted Stock Units
−159,687205,313 directFiling · EDGAR
Dec 11, 2025Option or RSU exercised or converted
Restricted Stock Units
−70,875307,125 directFiling · EDGAR
Oct 13, 2025Grant or award from the company
Restricted Stock Units
+284,200284,200 directFiling · EDGAR
Sep 5, 2025Option or RSU exercised or converted+40,000$2.45$98K79,411 directFiling · EDGAR
Sep 5, 2025Option or RSU exercised or converted
Stock Option (Right to Buy)
−40,0000 directFiling · EDGAR
All 10 Forms 3, 4, 5 and 144
FiledFormCompanyLinks
Sep 18, 2026Form 4Wealthfront WLTHFiling · EDGAR
Sep 17, 2026Form 4Wealthfront WLTHFiling · EDGAR
Sep 17, 2026Form 144Wealthfront WLTHFiling · EDGAR
Sep 15, 2026Form 144Wealthfront WLTHFiling · EDGAR
Jun 17, 2026Form 4Wealthfront WLTHFiling · EDGAR
Mar 17, 2026Form 4Wealthfront WLTHFiling · EDGAR
Dec 29, 2025Form 4Wealthfront WLTHFiling · EDGAR
Dec 17, 2025Form 4Wealthfront WLTHFiling · EDGAR
Dec 15, 2025Form 4Wealthfront WLTHFiling · EDGAR
Dec 11, 2025Form 3Wealthfront WLTHFiling · EDGAR

Every figure is as filed with the SEC on Forms 3, 4, 5 and 144. Holdings are the amounts reported after each person's latest filing at each company and can be out of date. Matching a Form 144 notice to Form 4 sales is SEC Tracker's inference from owner, company, dates and share counts, not something the filings state. Not investment advice. Not affiliated with the U.S. SEC.

Data on this page was fetched . The filing on SEC.gov is the record.