Form 4

Insider buys and sales, small caps first

Source: Form 4 filings on SEC EDGAR

Type a ticker for one company's Form 4s, or read today's open-market trades at companies with a public float under $300M (All companies is one tap away): buys first, then sales, cluster buys and each insider's record across companies.

Open-market buys, last day1
Cluster buys, last 30 days, under $300M float1
Open-market sales, last day0
Planned sales (10b5-1), last day1

Cluster buys, last 30 days, under $300M float

Companies whose last cluster buy was in the last 30 days.

Trades filed since Nov 3

Notes on each row are as each Form 4 states them, next to SEC Tracker's own records of the company's filings and other insiders' buys. The Stake column is the change in their holding.

TradedCompanyInsiderTradeValueStakeNotes
Oct 30, 2026
Filed Nov 3, 2026
Information Services Group IIITodd D. Lavieri
Vice chairman
Option exercise
39,683 shares
$238K
at $6.00
85 days after the company's 10-Q filed Aug 6, 2026.
Oct 30, 2026
Filed Nov 3, 2026
Information Services Group IIIMichael A. Sherrick
Officer
Option exercise
27,778 shares
$167K
at $6.00
85 days after the company's 10-Q filed Aug 6, 2026.
Oct 30, 2026
Filed Nov 3, 2026
Information Services Group IIITodd D. Lavieri
Vice chairman
Tax withholding
17,600 shares
$107K
at $6.10
85 days after the company's 10-Q filed Aug 6, 2026.
Oct 30, 2026
Filed Nov 3, 2026
Information Services Group IIIMichael A. Sherrick
Officer
Tax withholding
16,486 shares
$101K
at $6.10
85 days after the company's 10-Q filed Aug 6, 2026.
Oct 30, 2026
Filed Nov 3, 2026
Information Services Group IIIThomas S. Kucinski
EVP, chief hr
Option exercise
11,905 shares
$71K
at $6.00
85 days after the company's 10-Q filed Aug 6, 2026.
Oct 30, 2026
Filed Nov 3, 2026
Information Services Group IIIThomas S. Kucinski
EVP, chief hr
Tax withholding
6,435 shares
$39K
at $6.10
85 days after the company's 10-Q filed Aug 6, 2026.
Nov 2, 2026Dolphin Entertainment DLPNWilliam O'Dowd IV
CEO
Open-market buy
5,000 shares
$5K
at $0.99
+1%
38 days after the company's DEFA14A filed Sep 25, 2026.
Nov 2, 2026
Filed Nov 3, 2026
Heritage Global HGBLJames Edward Sklar
Officer
Planned sale (10b5-1)
2,500 shares
$3K
at $1.23
−1%
The filing says this sale was under a Rule 10b5-1 plan set up in advance. The same day as a Form 144 notice of a planned insider sale filed Nov 2, 2026.
Nov 1, 2026
Filed Nov 3, 2026
Phoenix Education Partners PXEDChristopher Mark Lynne
CEO
Award
75,216 shares
23 days after the company's 8-K filed Oct 9, 2026.
Nov 1, 2026
Filed Nov 3, 2026
Phoenix Education Partners PXEDJeffrey Charles Honaker
CAO
Award
10,440 shares
23 days after the company's 8-K filed Oct 9, 2026.
Nov 1, 2026
Filed Nov 3, 2026
Phoenix Education Partners PXEDMichael Edward Cochran
Interim CFO & Treasurer
Award
17,964 shares
23 days after the company's 8-K filed Oct 9, 2026.
Nov 1, 2026
Filed Nov 3, 2026
Phoenix Education Partners PXEDRaghu Ram Krishnaiah
COO
Award
24,444 shares
23 days after the company's 8-K filed Oct 9, 2026.

Insider records

The 2 insiders in these trades with the most bought and sold on the open market across every company, in SEC Tracker's records.

InsiderBuysSalesBoughtSoldCompanies
William O'Dowd IV1270$6.4M1
James Edward Sklar411$3K$56K1

Open-market trades are Form 4 transaction codes P (purchase) and S (sale). Planned sales are those the filing marks as made under a Rule 10b5-1 plan. A P-code buy at the offering price within a day of the company's FWP, 424B prospectus or offering 8-K is marked Bought in the offering and left out of open-market buy counts and cluster buys. Prices and values are as stated in each Form 4. Stock prices aren't shown on this page. Not investment advice.