SEC Tracker
Get the app

Stem STEM

Stem fails NYSE compliance

Item 3.01 Listing standards notice, Item 7.01 Investor disclosure

Form
8-K
Filed
Importance
Major
  1. Notified NYSE of non-compliance with market cap and equity rules
  2. Received non-compliance letter from NYSE on Oct 20, 2026
  3. Intends to submit a business plan within 45 days
  4. Stock remains listed during cure period

Written from the 8-K on EDGAR. Check the filing before you rely on it.

Open in the appGet the appView on EDGAR

Get an email when Stem files

Only major filings: results, leadership changes, listing notices and other major events, each with the plain-English summary when we have one or the key facts and the EDGAR link. Routine insider filings never email. Confirm once; unsubscribe in one click.

Similar companies

Companies of similar size in SIC 7373 and related industry codes: the same peer list as the financial tables.

  1. Duos Technologies Group DUOT public float $51M, Jun 30, 2025
  2. Rego Payment Architectures RPMT public float $51M, Jun 30, 2025
  3. Upland Software UPLD public float $48M, Jun 30, 2025
  4. Dirtt Environmental Solutions DRTTF public float $46M, Jun 30, 2025
  5. Marketwise MKTW public float $45M, Jun 30, 2025