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Possible new Roku shares

ROKUDilution

Known so far: no new shares from the prospectus covers read · shelf not limited by the baby-shelf rule · not yet read: warrants, converts, ATM.

Shelf room

  • Room today not capped by the baby-shelf rule ($9.7B float, Jun 30, 2025)
How this is worked out

Shelf room on the S-3ASR of Feb 14, 2025: not limited by the baby-shelf rule, because the $9.7B public float stated as of Jun 30, 2025 is $75M or more. Sources: S-3ASR Feb 14, 2025, effective Feb 14, 2025 · public float, as of Jun 30, 2025.

What could become new Roku (ROKU) shares: options and RSUs, each with the 10-Q, 10-K, S-3 or 424B filing it comes from.

Roku dilution ladder

Every source of new shares on record, from the filings that created it.

149.1M outstanding; up to 158.3M fully diluted, +6%

  1. Outstandingas of Oct 26, 2026 (10-Q filed Nov 2) · share count on the cover page
    149.1M
  2. Options and RSUs4.1M options, 5.1M RSUs10-Q Nov 2, 2026 · equity note
    +9.2M

Not stated in the filings we read: an ATM program, warrants, convertible notes.

Counts, sizes and prices as stated in each filing; the fully diluted count is arithmetic on them. Dollars become shares only at a price a filing states. Not advice.

Financing terms to know

None found in filings since Oct 31, 2025.

Each term is quoted from the exhibit it comes from; numbers are as stated in the filing. A flag describes a financing term. It is not investment advice.

Shares outstanding

148M

Dec 2024 to Dec 2025: from 146M to 148M.

From the share count on the cover of each 10-Q and 10-K, dated as each cover states.