RIVERNORTH OPPORTUNITIES FUND, INC. SEC filings

Filings

Every filing, newest first. MAJOR and NOTABLE filings lead the app's feed; ROUTINE ones are kept here.

1. ROUTINESCHEDULE 13GRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIOct 9

   2 13G filings

   Ownership stake disclosure by ALLIANCEBERNSTEIN L.P.

   Show all 2

   • SCHEDULE 13GOwnership stake disclosureOct 9
   • SCHEDULE 13GOwnership stake disclosureOct 9

   ALLIANCEBERNSTEIN L.P., filed by

2. ROUTINE4Swanson DavidOct 5

   RIVERNORTH OPPORTUNITIES FUND, INC. reports ownership change

   • David Swanson acquired 459 shares on 09/24/2026
   • Shares acquired from rights offering
   • Swanson now holds 1,835 shares

   RIVERNORTH OPPORTUNITIES FUND, INC.

3. ROUTINE4RIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIOct 5

   3 insider filings

   Stephen Andrew O'Neill, insider filing for RIV-RI

   Show all 3

   • 4Insider filing for RIV-RIOct 5
   • 4Insider filing for RIV-RIOct 5
   • 4Insider filing for RIV-RIOct 5

   Stephen Andrew O'Neill

4. ROUTINEDRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIOct 2

   RIVERNORTH OPPORTUNITIES FUND, INC. filed Form D

   • Filed on 2026-10-02
   • Offering amount: $75,000,000
   • No sales commissions
5. ROUTINE497ADRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RISep 25

   497AD filing

6. ROUTINE497ADRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RISep 24

   497AD filing

7. ROUTINESCHEDULE 13GRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RISep 21

   Ownership stake disclosure by THRIVENT FINANCIAL FOR LUTHERANS

   THRIVENT FINANCIAL FOR LUTHERANS, filed by

8. ROUTINE3RIVERNORTH OPPORTUNITIES FUND, INC.RIV-RISep 21

   THRIVENT FINANCIAL FOR LUTHERANS, new insider at RIV-RI

   THRIVENT FINANCIAL FOR LUTHERANS, reporting

9. ROUTINE8-KRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RISep 18

   Current report

10. ROUTINEN-CENRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RISep 10

    N-CEN filing

11. ROUTINEN-CSRRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RISep 4

    Fund shareholder report

12. ROUTINEPOS EXRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIAug 31

    POS EX filing

13. ROUTINE424B2RIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIAug 28

    Securities offering

14. ROUTINENPORT-PRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIAug 27

    Fund portfolio holdings

15. ROUTINEDEF 14ARiverNorth Capital & Income Fund, Inc.RSFAug 21

    Proxy statement

    RIVERNORTH OPPORTUNITIES FUND, INC., filer · RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., filer · +5 more

16. ROUTINEPOS EXRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIAug 14

    POS EX filing

17. ROUTINE424B5RIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIAug 14

    Securities offering

18. ROUTINE497ADRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIAug 12

    497AD filing

19. ROUTINE40-17GRiverNorth Capital & Income Fund, Inc.RSFJul 28

    40-17G filing

    RiverNorth Funds, filer · RIVERNORTH OPPORTUNITIES FUND, INC., filer · +6 more

20. ROUTINEEFFECTRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIJun 17

    Registration declared effective

21. ROUTINEN-2/ARIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIJun 12

    N-2 filing (amended)

22. ROUTINENPORT-PRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIMay 28

    Fund portfolio holdings

23. ROUTINEN-CSRSRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIMar 6

    Fund semiannual report

24. ROUTINENPORT-PRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIFeb 26

    Fund portfolio holdings

25. ROUTINEN-2RIVERNORTH OPPORTUNITIES FUND, INC.RIV-RIFeb 10

    N-2 filing

26. ROUTINENPORT-PRIVERNORTH OPPORTUNITIES FUND, INC.RIV-RINov 26, 2025

    Fund portfolio holdings

27. ROUTINESCHEDULE 13GRIVERNORTH OPPORTUNITIES FUND, INC.Nov 3, 2025

    Ownership stake disclosure by SIT INVESTMENT ASSOCIATES INC

    SIT INVESTMENT ASSOCIATES INC, filed by

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