SEC Tracker
Get the app

8-KPSEC

Prospect Capital issued $300M in 8.95% Notes due 2031

The Notes will mature on October 31, 2031, and bear interest at 8.95% per year, payable semi-annually.1

By SEC Tracker ·

Prospect CapitalCIK 1287032Form 8-KFiled Nov 5, 2026, 4:02 PM ET0001287032-26-000315Read the filing on SEC.gov →

The Notes are general senior unsecured obligations of the Company, ranking equally with existing and future senior unsecured debt.2

After that date, redemption will be at the price set in the Supplemental Indenture.3 Holders may require the Company to repurchase the Notes at 100% of the principal amount plus accrued interest if a Change of Control Repurchase Event occurs.4

The Notes were offered under the Company's effective shelf registration statement on Form N-2.5 The transaction closed on November 5, 2026, with net proceeds of approximately $283.4 million.6

Key facts

Company
Prospect Capital (PSEC)
CIK
1287032
Form
8-K
Items
1.01, 9.01
Filed
Nov 5, 2026, 4:02 PM ET
Accession
0001287032-26-000315

From the EDGAR filing index, not written by AI.

Prospect Capital results from its filings

Revenue, net income and cash as tagged in XBRL in the company's 10-Q and 10-K filings, up to this filing. Drawn in code; no figure here is written by AI.

Prospect Capital cash at period end$ millionsSource: XBRL in the company's 10-Q and 10-K filings, SEC EDGAR0102030405038.0FY26Q1 FY27Cash · FY26: 43.6Cash · Q1 FY27: 38.0
The numbers
PeriodNet incomeCashFiling
FY26$153.7M$43.6M10-K
Q1 FY27−$21.6M$38.0M10-Q

How often Prospect Capital files

Filings per calendar quarter, counted in code from the company's EDGAR filing list. Each bar splits 8-K current reports from other forms; the last bar is the quarter of this filing, counted up to it.

Prospect Capital filings per quarter8-KOther formsSource: EDGAR filing list, counted in code02040608-K · Q1 25: 2Other forms · Q1 25: 308-K · Q2 25: 3Other forms · Q2 25: 458-K · Q3 25: 1Other forms · Q3 25: 478-K · Q4 25: 3Other forms · Q4 25: 428-K · Q1 26: 3Other forms · Q1 26: 508-K · Q2 26: 2Other forms · Q2 26: 448-K · Q3 26: 2Other forms · Q3 26: 338-K · Q4 26: 3Other forms · Q4 26: 73248484553463510Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26Q3 26Q4 26
Prospect Capital filings per quarter
The numbers
QuarterFilings8-K
Q1 25322
Q2 25483
Q3 25481
Q4 25453
Q1 26533
Q2 26462
Q3 26352
Q4 26103

Timeline

The company's filings on EDGAR around this one, newest first. Ownership forms and routine prospectus filings are left out.

  1. Form 8-KThis filing
  2. Form 8-K
  3. Form 10-Q
  4. Form 497AD
  5. Form 8-K
  6. Form DEFA14A

Get an email when Prospect Capital files

Only major filings: results, leadership changes, listing notices and other major events, each with the plain-English summary when we have one or the key facts and the EDGAR link. Routine insider filings never email. Confirm once; unsubscribe in one click.

Written with AI from the Prospect Capital Form 8-K and checked against it sentence by sentence: each of the 6 numbered sentences opens the passage it comes from. AI can make mistakes. Check the filing. Not investment advice. Not affiliated with the U.S. SEC. Source filing on SEC.gov.

Data on this page was fetched . The filing on SEC.gov is the record.