SEC Tracker
Get the app

Possible new Douglas Dynamics shares

PLOWDilution

Known so far: no new shares from the prospectus covers read · shelf not limited by the baby-shelf rule · not yet read: warrants, converts, ATM.

Shelf room

  • Room today not capped by the baby-shelf rule ($679M float, Jun 30, 2025)
How this is worked out

Shelf room on the S-3ASR of Nov 4, 2025: not limited by the baby-shelf rule, because the $679M public float stated as of Jun 30, 2025 is $75M or more. Sources: S-3ASR Nov 4, 2025, effective Nov 4, 2025 · public float, as of Jun 30, 2025.

What could become new Douglas Dynamics (PLOW) shares: options and RSUs, each with the 10-Q, 10-K, S-3 or 424B filing it comes from.

Douglas Dynamics dilution ladder

Every source of new shares on record, from the filings that created it.

23.1M outstanding; up to 23.4M fully diluted, +1%

  1. Outstandingas of Nov 3, 2026 (10-Q cover) · share count on the cover page
    23.1M
  2. Options and RSUs298K RSUs10-Q Nov 3, 2026 · equity note
    +298K

Not stated in the filings we read: an ATM program, warrants, convertible notes.

Counts, sizes and prices as stated in each filing; the fully diluted count is arithmetic on them. Dollars become shares only at a price a filing states. Not advice.

Shares outstanding

23.1M

Feb 2025 to Nov 2026: from 23.1M to 23.1M.

From the share count on the cover of each 10-Q and 10-K, dated as each cover states.