Ocean Capital Acquisition OCAC

Ocean Capital Acquisition names new CEO and director

Item 5.02 Executive or director change

Form
8-K
Filed
Importance
Major
  1. Mr. Sze resigned as CEO and chairman on Oct 30, 2026
  2. Ms. Li appointed as new CEO, chairman, and director on Nov 2, 2026
  3. Mr. Posner appointed as independent director and committee member on Nov 2, 2026

Written from the 8-K on EDGAR. Check the filing before you rely on it.

Get an email when Ocean Capital Acquisition files

Only major filings: results, leadership changes, listing notices and other major events, each with the plain-English summary when we have one or the key facts and the EDGAR link. Routine insider filings never email. Confirm once; unsubscribe in one click.

The reading, claim by claim

  1. Mr. Kin (Stephen) Sze and Dr. Pok Yu (Augustine) Chow resigned from their roles as CEO, Chairman, and director, respectively, on October 30, 2026.
  2. The company thanked them for their service and noted no disagreements with their departures.
  3. On November 2, 2026, the board appointed Ms. Yiyan Li as CEO, Chairman, and director.
  4. She will also serve as the principal financial officer until a CFO is appointed.
  5. Ms. Li has experience in investment, business consulting, and cross-border e-commerce.
  6. The Form 8-K includes agreements for Ms. Li and Stephen J.
  7. Posner as an independent director.
  8. It also contains financial statements and exhibits.

8 of 8 claims matched the filing text.

From the filing

Item 5.02.

Item 5.02.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain

Officers.

Departure of Directors and Officers

Mr.

Kin (Stephen) Sze

On October1

30, 2026, Mr. Kin (Stephen) Sze (1" Mr. Sze ") resigned as the Chief Executive Officer, Chairman of the board of directors (1the " Board ") and a director1 of Ocean Capital Acquisition Corporation (the " Company "), effective immediately. Mr. Sze's resignation did not result from any disagreement with the Company2 on any matter relating to the Company's operations, policies or practices. The Company thanks Mr. Sze for his service on the Board and valuable contributions to the Company.2

Dr.

Pok Yu (Augustine) Chow

On October1

30, 2026, Dr. Pok Yu (Augustine) Chow (1" Dr. Chow ") resigned as an independent director of the Board of the Company1 and as a member of each of the Audit Committee, the Corporate Governance and Nominating Committee and the Compensation

Committee of the Board, effective immediately. Dr. Chow's resignation did not result from any disagreement with the Company2 on any matter relating to the Company's operations, policies or practices. The Company thanks Dr. Chow for his service on the Board and valuable contributions to the Company.2

Appointment of Directors and Officers

Ms.

Yiyan Li

On3

November 2, 2026, the Board appointed Ms. Yiyan Li (3" Ms. Li ") to serve as the Chief Executive Officer, Chairman of the Board and a director of the Company3, effective immediately. Upon Mr. Sze's departure, Ms. Li will also serve as the Company's principal financial officer until the Company appoints a Chief Financial Officer4.

Ms.5

Li has experience in investment, business consulting and cross-border e-commerce5. Prior to joining the Company, she operated a cross-border e-commerce business in the consumer goods sector, overseeing business operations, supply chain coordination, marketing and sales channel development. From 2024 to 2026, Ms. Li was active

Item 9.01 Financial Statements and Exhibits.

Item7

9.01 Financial Statements and Exhibits7.

(d)

Exhibits.

Exhibit6

No.6

Description6

10.16

Chief6

Executive Officer and Director Agreement, dated as of November 2, 2026, between Ocean Capital Acquisition Corporation and Yiyan Li6

10.26

Independent6

Director Agreement, dated as of November 2, 2026, between Ocean Capital Acquisition Corporation and Stephen J. Posner6

104

Cover

Page Interactive Data File (embedded within the Inline XBRL document).

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

OCEAN

CAPITAL ACQUISITION CORPORATION

Date:8

November 3, 20268

By:8

/s/8

Yiyan Li8

Name:8

Yiyan Li8

Title:8

Chief Executive Officer8

3

Similar companies

Companies of similar size in SIC 6770 and related industry codes: the same peer list as the financial tables.