JAPAN SMALLER CAPITALIZATION FUND INC SEC filings

Filings

1. DEFR14AJAPAN SMALLER CAPITALIZATION FUND INCJOF2d

   JOF files proxy statement for Nov 19 meeting

   • Filed on 2026-10-16
   • Annual meeting on Nov 19, 2026
   • 5 directors to be elected
2. 4JAPAN SMALLER CAPITALIZATION FUND INCJOF2d

   Saba Capital Management, L.P. filed Form 4

   • Filed on 2026-10-16
   • Acquired 13,133 shares
   • Owns 2,696,154 shares indirectly

   Saba Capital Management, L.P., reporting

3. 3JAPAN SMALLER CAPITALIZATION FUND INCJOF2d

   Saba Capital Management, L.P. filed Form 3

   • Filed on 2026-10-16
   • Owns 2,683,021 common shares
   • Indirect ownership through Saba Capital Management, L.P.

   Saba Capital Management, L.P., reporting

4. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOF3d

   JOF: Saba Capital increases stake

   • Amendment No. 10 filed on 2026-10-15
   • Approximately $24,212,826 used to acquire shares
   • Saba Capital, Saba GP, and Boaz Weinstein are reporting persons

   Saba Capital Management, L.P., filed by

5. DEF 14AJAPAN SMALLER CAPITALIZATION FUND INCJOF5d

   Japan Smaller Capitalization Fund to hold annual meeting

   • Annual meeting on November 19, 2026
   • Election of 5 directors
   • Record date set for September 28, 2026
6. SCHEDULE 13G/AJAPAN SMALLER CAPITALIZATION FUND INCJOFOct 8

   Allspring increased stake in Japan Smaller Capitalization F

   • 3,795,783 shares owned
   • 13.4% of class
   • Allspring Global Investments Holdings, LLC

   Allspring Global Investments Holdings, LLC, filed by

7. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOFSep 23

   Ownership stake disclosure by Saba Capital Management, L.P. (amended)

   Saba Capital Management, L.P., filed by

8. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOFAug 31

   Ownership stake disclosure by Saba Capital Management, L.P. (amended)

   Saba Capital Management, L.P., filed by

9. SCHEDULE 13G/AJAPAN SMALLER CAPITALIZATION FUND INCJOFAug 14

   Ownership stake disclosure by 1607 Capital Partners, LLC (amended)

   1607 Capital Partners, LLC, filed by

10. N-PXJAPAN SMALLER CAPITALIZATION FUND INCJOFAug 12

    Fund proxy voting record

11. 3JAPAN SMALLER CAPITALIZATION FUND INCJOFAug 3

    Robert A Devault, new insider at JOF

    Robert A Devault, reporting

12. SCHEDULE 13G/AJAPAN SMALLER CAPITALIZATION FUND INCJOFJul 31

    Ownership stake disclosure by Allspring Global Investments Holdings, LLC (amended)

    Allspring Global Investments Holdings, LLC, filed by

13. SCHEDULE 13G/AJAPAN SMALLER CAPITALIZATION FUND INCJOFJul 24

    Ownership stake disclosure by CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (amended)

    CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, filed by

14. NPORT-PJAPAN SMALLER CAPITALIZATION FUND INCJOFJul 16

    Fund portfolio holdings

15. SC TO-I/AJAPAN SMALLER CAPITALIZATION FUND INCJOFJul 13

    Issuer tender offer (amended)

16. SC TO-IJAPAN SMALLER CAPITALIZATION FUND INCJOFJun 1

    Issuer tender offer

17. SC TO-CJAPAN SMALLER CAPITALIZATION FUND INCJOFMay 26

    SC TO-C filing

18. SCHEDULE 13G/AJAPAN SMALLER CAPITALIZATION FUND INCJOFMay 15

    Ownership stake disclosure by 1607 Capital Partners, LLC (amended)

    1607 Capital Partners, LLC, filed by

19. N-CENJAPAN SMALLER CAPITALIZATION FUND INCJOFMay 13

    N-CEN filing

20. N-CSRJAPAN SMALLER CAPITALIZATION FUND INCJOFMay 5

    Fund shareholder report

21. 40-17GJAPAN SMALLER CAPITALIZATION FUND INCJOFMay 5

    40-17G filing

22. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOFApr 30

    Ownership stake disclosure by Saba Capital Management, L.P. (amended)

    Saba Capital Management, L.P., filed by

23. NPORT-PJAPAN SMALLER CAPITALIZATION FUND INCJOFApr 28

    Fund portfolio holdings

24. 3JAPAN SMALLER CAPITALIZATION FUND INCJOFApr 8

    Shoichi Ohkoshi, new insider at JOF

    Shoichi Ohkoshi, reporting

25. 40-APP/AJAPAN SMALLER CAPITALIZATION FUND INCJOFFeb 23

    40-APP filing (amended)

26. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOFFeb 18

    Ownership stake disclosure by Saba Capital Management, L.P. (amended)

    Saba Capital Management, L.P., filed by

27. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOFJan 22

    Ownership stake disclosure by Saba Capital Management, L.P. (amended)

    Saba Capital Management, L.P., filed by

28. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOFJan 15

    Ownership stake disclosure by Saba Capital Management, L.P. (amended)

    Saba Capital Management, L.P., filed by

29. NPORT-PJAPAN SMALLER CAPITALIZATION FUND INCJOFJan 15

    Fund portfolio holdings

30. 4JAPAN SMALLER CAPITALIZATION FUND INCJOFDec 23, 2025

    Tina Jones, insider filing for JOF

    Tina Jones, reporting

31. 40-APP/AJAPAN SMALLER CAPITALIZATION FUND INCJOFDec 17, 2025

    40-APP filing (amended)

32. 40-APPJAPAN SMALLER CAPITALIZATION FUND INCJOFDec 4, 2025

    40-APP filing

33. SCHEDULE 13GJAPAN SMALLER CAPITALIZATION FUND INCJOFDec 3, 2025

    Ownership stake disclosure by LAZARD ASSET MANAGEMENT LLC

    LAZARD ASSET MANAGEMENT LLC, filed by

34. 3JAPAN SMALLER CAPITALIZATION FUND INCJOFDec 1, 2025

    Tina Jones, new insider at JOF

    Tina Jones, reporting

35. SCHEDULE 13G/AJAPAN SMALLER CAPITALIZATION FUND INCJOFNov 14, 2025

    Ownership stake disclosure by CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (amended)

    CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, filed by

36. SCHEDULE 13D/AJAPAN SMALLER CAPITALIZATION FUND INCJOFNov 10, 2025

    Ownership stake disclosure by Saba Capital Management, L.P. (amended)

    Saba Capital Management, L.P., filed by

37. N-CSRSJAPAN SMALLER CAPITALIZATION FUND INCJOFOct 30, 2025

    Fund semiannual report

Older filings on EDGAR