Filings
Every filing, newest first. MAJOR and NOTABLE filings lead the app's feed; ROUTINE ones are kept here.
3 structured-note prospectuses
Securities offering
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- 424B2Securities offering
- 424B2Securities offering
- 424B2Securities offering
- Brian P. Friedman, President, disposed of 100 shares on 10/07/2026.
- Beneficially owns 1,216,478 shares through trusts.
- Owns 2,037,263 shares directly.
Brian P Friedman, reporting
2 structured-note prospectuses
Securities offering
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- 424B2Securities offering
- 424B2Securities offering
- Senior Fixed Rate 3-Year Callable Notes due October 19, 2029
- Interest rate of 6.30%
- Issue price of $1,000 per Note
5 structured-note prospectuses
Securities offering
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- 424B2Securities offering
- 424B2Securities offering
- 424B2Securities offering
- 424B2Securities offering
- 424B2Securities offering
3 structured-note prospectuses
Securities offering
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- 424B2Securities offering
- 424B2Securities offering
- 424B2Securities offering
- Issue Price: $1,000 per Note
- Maturity Date: October 21, 2031
- Linked to Nasdaq-100, Russell 2000, and S&P 500
- Total assets: $81.3B as of August 31, 2026
- Net earnings: $288.3M for Q3 2026
- Total liabilities: $70.5B as of August 31, 2026
3 structured-note prospectuses
Securities offering
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- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- Issue Price: $1,000 per Note
- Maturity Date: October 14, 2030
- Underlying: Worst-performing of Nasdaq-100, Russell 2000, and VanEck Semiconductor ETF
3 structured-note prospectuses
Securities offering
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- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
4 structured-note prospectuses
Securities offering
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- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
4 structured-note prospectuses
Securities offering
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- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 10/01/2026
- 842 shares sold
- 12,854,174 shares owned
Richard B Handler
3 structured-note prospectuses
Securities offering
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- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
Securities offering
9 structured-note prospectuses
Securities offering
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- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
- 424B5Securities offering
2 structured-note prospectuses
Securities offering
Show all 2
- 424B5Securities offering
- 424B5Securities offering
2 structured-note prospectuses
Securities offering
Show all 2
- 424B2Securities offering
- 424B5Securities offering
Older filings on EDGAR