Herzfeld Credit Income Fund, Inc SEC filings

Filings

1. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZOct 8

   Herzfeld Credit Income Fund, Inc. 34.13% stake

   • 34.13% ownership of 2,021,875 shares
   • 71,413 shares with sole voting power
   • 618,620 shares with shared voting power

   Erik Mervin Herzfeld, filed by

2. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZOct 8

   Herzfeld Credit Income Fund, Inc. 13D/A filed

   • Filed by Thomas J. Herzfeld on 2026-10-08
   • Owns 40.59% of 2,021,875 shares
   • Advisory clients sold 2,425 shares on 2026-09-29

   Thomas J Herzfeld, filed by

3. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZSep 30

   Ownership stake disclosure by Thomas J Herzfeld (amended)

   Thomas J Herzfeld, filed by

4. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZSep 28

   Ownership stake disclosure by Erik Mervin Herzfeld (amended)

   Erik Mervin Herzfeld, filed by

5. 497ADHerzfeld Credit Income Fund, IncHERZSep 24

   497AD filing

6. SC TO-IHerzfeld Credit Income Fund, IncHERZSep 17

   Issuer tender offer

7. SC TO-CHerzfeld Credit Income Fund, IncHERZSep 11

   SC TO-C filing

8. N-CENHerzfeld Credit Income Fund, IncHERZSep 11

   N-CEN filing

9. 497ADHerzfeld Credit Income Fund, IncHERZSep 4

   497AD filing

10. N-CSRHerzfeld Credit Income Fund, IncHERZSep 4

    Fund shareholder report

11. NPORT-PHerzfeld Credit Income Fund, IncHERZAug 31

    Fund portfolio holdings

12. N-PXHerzfeld Credit Income Fund, IncHERZAug 24

    Fund proxy voting record

13. 497ADHerzfeld Credit Income Fund, IncHERZJul 23

    497AD filing

14. 424B3Herzfeld Credit Income Fund, IncHERZJul 13

    Securities offering

15. 40-17GHerzfeld Credit Income Fund, IncHERZJul 2

    40-17G filing

16. 40-APP/AHerzfeld Credit Income Fund, IncHERZJul 1

    40-APP filing (amended)

    Thomas J. Herzfeld Advisors, Inc., filer · HCM US Feeder LP, filer · +2 more

17. 497ADHerzfeld Credit Income Fund, IncHERZJun 18

    497AD filing

18. 40-APP/AHerzfeld Credit Income Fund, IncHERZJun 8

    40-APP filing (amended)

    Thomas J. Herzfeld Advisors, Inc., filer · HCM US Feeder LP, filer · +2 more

19. NPORT-PHerzfeld Credit Income Fund, IncHERZJun 1

    Fund portfolio holdings

20. 497ADHerzfeld Credit Income Fund, IncHERZMay 18

    497AD filing

21. 497ADHerzfeld Credit Income Fund, IncHERZApr 22

    497AD filing

22. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZApr 20

    Ownership stake disclosure by Thomas J Herzfeld (amended)

    Thomas J Herzfeld, filed by

23. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZApr 20

    Ownership stake disclosure by Erik Mervin Herzfeld (amended)

    Erik Mervin Herzfeld, filed by

24. 4Herzfeld Credit Income Fund, IncHERZApr 17

    2 insider filings

    Ryan M Paylor, insider filing for HERZ

    Show all 2

    • 4Insider filing for HERZApr 17
    • 4Insider filing for HERZApr 17

    Ryan M Paylor, reporting

25. 4Herzfeld Credit Income Fund, IncHERZMar 31

    Thomas J Herzfeld, insider filing for HERZ

    Thomas J Herzfeld, reporting

26. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZMar 17

    Ownership stake disclosure by Erik Mervin Herzfeld (amended)

    Erik Mervin Herzfeld, filed by

27. 497ADHerzfeld Credit Income Fund, IncHERZMar 12

    497AD filing

28. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZMar 5

    Ownership stake disclosure by Thomas J Herzfeld (amended)

    Thomas J Herzfeld, filed by

29. N-CSRSHerzfeld Credit Income Fund, IncHERZMar 5

    Fund semiannual report

30. 4Herzfeld Credit Income Fund, IncHERZMar 4

    2 insider filings

    Ryan M Paylor, insider filing for HERZ

    Show all 2

    • 4Insider filing for HERZMar 4
    • 4Insider filing for HERZMar 4

    Ryan M Paylor, reporting

31. NPORT-PHerzfeld Credit Income Fund, IncHERZMar 2

    Fund portfolio holdings

32. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZFeb 25

    Ownership stake disclosure by Erik Mervin Herzfeld (amended)

    Erik Mervin Herzfeld, filed by

33. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZFeb 25

    Ownership stake disclosure by Thomas J Herzfeld (amended)

    Thomas J Herzfeld, filed by

34. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZFeb 10

    Ownership stake disclosure by Erik Mervin Herzfeld (amended)

    Erik Mervin Herzfeld, filed by

35. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZFeb 10

    Ownership stake disclosure by Thomas J Herzfeld (amended)

    Thomas J Herzfeld, filed by

36. 4/AHerzfeld Credit Income Fund, IncHERZJan 14

    Thomas J Herzfeld, insider filing for HERZ (amended)

    Thomas J Herzfeld, reporting

37. SCHEDULE 13D/AHerzfeld Credit Income Fund, IncHERZJan 8

    Ownership stake disclosure by Erik Mervin Herzfeld (amended)

    Erik Mervin Herzfeld, filed by

38. 4/AHerzfeld Credit Income Fund, IncHERZJan 6

    2 insider filings

    Thomas J Herzfeld, insider filing for HERZ (amended)

    Show all 2

    • 4/AInsider filing for HERZ (amended)Jan 6
    • 4/AInsider filing for HERZ (amended)Jan 6

    Thomas J Herzfeld, reporting

39. 4Herzfeld Credit Income Fund, IncHERZJan 5

    5 insider filings

    Cecilia L Gondor, insider filing for HERZ

    Show all 5

    • 4Insider filing for HERZJan 5
    • 4/AInsider filing for HERZ (amended)Jan 5
    • 4/AInsider filing for HERZ (amended)Jan 5
    • 4/AInsider filing for HERZ (amended)Jan 5
    • 4/AInsider filing for HERZ (amended)Jan 5

    Cecilia L Gondor, reporting

40. 4Herzfeld Credit Income Fund, IncHERZJan 2

    4 insider filings

    Kay W Tatum, insider filing for HERZ

    Show all 4

    • 4Insider filing for HERZJan 2
    • 4Insider filing for HERZJan 2
    • 4Insider filing for HERZJan 2
    • 4Insider filing for HERZJan 2

    Kay W Tatum, reporting

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