Possible new BNY shares

BNYDilution

Known so far: no new shares from the prospectus covers read · shelf not limited by the baby-shelf rule · not yet read: warrants, converts, options, ATM.

Shelf room

  • Room today not capped by the baby-shelf rule ($64.2B float, Jun 30, 2025)
How this is worked out

Shelf room on the S-3 of Dec 5, 2024: not limited by the baby-shelf rule, because the $64.2B public float stated as of Jun 30, 2025 is $75M or more. Sources: S-3/A Dec 5, 2024, effective Dec 9, 2024 · public float, as of Jun 30, 2025.

What could become new Bank of New York Mellon (BNY) shares, from its 10-Q, 10-K, S-3 or 424B filings.

Read so far: the cover share count (672.9M shares, −4% from 697M on Sep 30, 2025). Not read yet: warrants, convertible notes, options and RSUs and an ATM program. Read them on EDGAR: the latest 10-Q · S-3 shelf filings.

Shares outstanding

673M

Jan 2025 to Sep 2026: from 716M to 673M.

From the share count on the cover of each 10-Q and 10-K, dated as each cover states.