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Possible new Anthropic, PBC shares

ANTDilution

Known so far: no new shares from the prospectus covers read · no effective shelf · not yet read: warrants, converts, options, ATM.

Shelf room

  • Room today none, no effective shelf
How this is worked out

Shelf room: none. No shelf registration on EDGAR was declared effective in the last 3 years, so a sale needs a new registration or a private placement.

What could become new Anthropic, PBC (ANT) shares, from its 10-Q, 10-K, S-1 or 424B filings.

We have not read ANT's share count or any source of new shares yet. Not read yet: warrants, convertible notes, options and RSUs and an ATM program. Read them on EDGAR: S-1 registration filings.

Financing terms to know

  • Variable-rate convertible. Notes convert at 90% of the market price

    Ex. 4.4, S-1/A filed Nov 2, 2026

    (t) (r) " Conversion Price " means: (i) for Notes issued prior to a Liquidity Event and not during a Breach Period , : [***] ; (ii) for Notes issued prior to a Liquidity Event and during a Breach Period, [***] ; (iii) for Notes issued on or after a Liquidity Event and not during a Breach Period, ninety percent (90%) of the Market Price as of the conversion date; and (iv) for Notes issued on or after a Liquidity Event and during a Breach Period, eighty-five percent (85%) of the Market Price as of the conversion date.

Each term is quoted from the exhibit it comes from; numbers are as stated in the filing. A flag describes a financing term. It is not investment advice.