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Possible new AEIS shares

AEISDilution

Known so far: no new shares from the prospectus covers read · shelf not limited by the baby-shelf rule · not yet read: converts, ATM.

Shelf room

  • Room today not capped by the baby-shelf rule ($5.0B float, Jun 30, 2025)
How this is worked out

Shelf room on the S-3ASR of Jun 10, 2026: not limited by the baby-shelf rule, because the $5.0B public float stated as of Jun 30, 2025 is $75M or more. Sources: S-3ASR Jun 10, 2026, effective Jun 10, 2026 · public float, as of Jun 30, 2025.

What could become new Advanced Energy Industries (AEIS) shares: warrants and options and RSUs, each with the 10-Q, 10-K, S-3 or 424B filing it comes from.

AEIS dilution ladder

Every source of new shares on record, from the filings that created it.

40.5M outstanding; up to 41.2M fully diluted, +2%

  1. Outstandingas of Oct 28, 2026 (10-Q filed Nov 2) · share count on the cover page
    40.5M
  2. Warrantsat $179.7610-Q Nov 2, 2026 · equity noteleft out of the share total: no share count stated
    not added
  3. Options and RSUs700K RSUs10-Q Nov 2, 2026 · equity note
    +700K

Not stated in the filings we read: an ATM program, convertible notes.

Counts, sizes and prices as stated in each filing; the fully diluted count is arithmetic on them. Dollars become shares only at a price a filing states. Not advice.

Shares outstanding

40.5M

Feb 2025 to Oct 2026: from 37.7M to 40.5M.

From the share count on the cover of each 10-Q and 10-K, dated as each cover states.