XFLT · Forms 3, 4, 5
Insider trades at XAI Floating Rate & Alternative Income Trust
No open-market insider buys or sells at XAI Floating Rate & Alternative Income Trust in the last 90 days; 10 filings reported awards, option exercises, tax withholding or new insiders.
Every Form 3, 4 and 5 filed for XAI Floating Rate & Alternative Income Trust (XFLT) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Most recent insider filings
No Form 3, 4 or 5 filings for XAI Floating Rate & Alternative Income Trust in the last 90 days. The latest ones on EDGAR:
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| John Yogi Spence | Vice President | Buy | 5,000 | $3.90 | $20K | Form 4 | |
| Theodore J Brombach | President & CEO | Gift | 7,811 | Form 4 | |||
| John Yogi Spence | Vice President | Gift | 7,811 | Form 4 | |||
| Kimberly Ann Flynn | Vice President | Other | 3,504 | Form 4 | |||
| Benjamin McCulloch | Secretary & CLO | Other | 3,389 | Form 4 | |||
| John Yogi Spence | Vice President | Options or other derivatives | Form 5 | ||||
| Andrew David Gordon | Options or other derivatives | Form 5 | |||||
| William T. Meyers | Director | Options or other derivatives | Form 5 | ||||
| Benjamin McCulloch | Secretary & CLO | Options or other derivatives | Form 5 | ||||
| Lauren Kristen Law | Buy | 20,000 | $5.01 | $100K | Form 4 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.