SPE · Forms 3, 4, 5
Insider trades at SPECIAL OPPORTUNITIES FUND, INC.
No open-market insider buys or sells at SPECIAL OPPORTUNITIES FUND, INC. in the last 90 days; 10 filings reported awards, option exercises, tax withholding or new insiders.
Every Form 3, 4 and 5 filed for SPECIAL OPPORTUNITIES FUND, INC. (SPE) with the SEC, newest first: who traded, their role, buy or sell, shares, price and value.
Most recent insider filings
No Form 3, 4 or 5 filings for SPECIAL OPPORTUNITIES FUND, INC. in the last 90 days. The latest ones on EDGAR:
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Andrew Dakos | President and CEO | Sell | 5,184 | $14.11 | $73K | Form 4 | |
| Andrew Dakos | President and CEO | Sell | 133 | $14.07 | $2K | Form 4 | |
| Andrew Dakos | President and CEO | Sell | 1,077 | $14.02 | $15K | Form 4 | |
| Moritz A Sell | Director | Became an insider (Form 3) | Form 3 | ||||
| Phillip Goldstein | Chairman and Secretary | Options or other derivatives | Form 4 | ||||
| Phillip Goldstein | Chairman and Secretary | Options or other derivatives | Form 4 | ||||
| Phillip Goldstein | Chairman and Secretary | Options or other derivatives | Form 4 | ||||
| Andrew Dakos | President | Sell | 4,098 | $14.66 | $60K | Form 4 | |
| Phillip Goldstein | Chairman and Secretary | Options or other derivatives | Form 4 | ||||
| Phillip Goldstein | Chairman and Secretary | Buy | 3,000 | $13.80 | $41K | Form 4 | |
| Jaclyn L Rothchild | Director | Became an insider (Form 3) | Form 3 | ||||
| Charles C Walden | Options or other derivatives | Form 5 |
Buy and Sell are open-market purchases and sales (transaction codes P and S), the trades investors watch. Awards, option exercises, tax withholding and gifts are reported too but are not market trades.